Common use of Rule 144 Requirements Clause in Contracts

Rule 144 Requirements. The Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 5 contracts

Samples: Registration Rights Agreement (Wca Waste Corp), Registration Rights Agreement (Wca Waste Corp), Registration Rights Agreement (Ascent Pediatrics Inc)

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Rule 144 Requirements. The Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 144, and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 4 contracts

Samples: Registration Rights Agreement (Bb Medtech Ag), Registration Rights Agreement (Chase Venture Capital Associates L P), Registration Rights Agreement (Diatide Inc)

Rule 144 Requirements. The Company agrees to: (a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares the Holder upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder the Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it itself to sell any such securities without registration.

Appears in 3 contracts

Samples: Registration Rights Agreement (Huttig Building Products Inc), Registration Rights Agreement (Huttig Building Products Inc), Registration Rights Agreement (Rugby Group PLC)

Rule 144 Requirements. The Company agrees to: (a) make and keep comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company; (b) use its best efforts to file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares upon written request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities without registration.

Appears in 3 contracts

Samples: Registration Rights Agreement (Sunburst Acquisitions Iv Inc), Registration Rights Agreement (Mexoro Minerals LTD), Registration Rights Agreement (Safe Id Corp)

Rule 144 Requirements. The So long as the Company --------------------- maintains its registration of a class of securities under Section 12 of the Exchange Act, the Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iiiii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 2 contracts

Samples: Investor Rights Agreement (Touchstone Applied Science Associates Inc /Ny/), Series a Convertible Preferred Stock Purchase Agreement (Touchstone Applied Science Associates Inc /Ny/)

Rule 144 Requirements. The Company agrees to: that it will: (a) use its best efforts to make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; 144 under the Securities Act; (b) use its best efforts to file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the information requirements of said Rule 144, and of the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (TRUEYOU.COM), Registration Rights Agreement (TRUEYOU.COM)

Rule 144 Requirements. The Company agrees to: (a) make and keep Comply with the requirements of Rule 144(c) under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company; (b) use Use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish Furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of such Rule 144(c) and of the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, Company and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Semele Group Inc)

Rule 144 Requirements. The Company hereby agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Neon Communications Inc)

Rule 144 Requirements. The Company agrees to: (a) make and keep comply with the requirements of Rule 144(c) with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares the Purchaser upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c), and the reporting requirements of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder the Purchaser may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it itself to sell any such securities without registration.

Appears in 1 contract

Samples: Registration and Transfer Agreement (United States Filter Corp)

Rule 144 Requirements. The Company agrees to: (aa. comply with the requirements of Rule 144(c) make and keep under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144Company; (b) use its best efforts to b. file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; , and (c) c. furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Genzyme Corp)

Rule 144 Requirements. The Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange ActAct and the rules and regulations promulgated thereunder; and (cb) furnish to any holder Holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c), and the reporting requirements of the Securities Act and the Exchange ActAct and the rules and regulations promulgated thereunder, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it such Holder to sell any such securities without registration.

Appears in 1 contract

Samples: Transfer, Registration Rights and Governance Agreement (Bass Lee M)

Rule 144 Requirements. The Company agrees to:: --------------------- (ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act; (bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 144, and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Series C Convertible Preferred Stock and Series C Convertible Preferred Stock Warrant Purchase Agreement (Ixata Group Inc)

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Rule 144 Requirements. The Company agrees to:: --------------------- (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange ActAct and the rules and regulations promulgated thereunder; and (cb) furnish to any holder Holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 144(c), and the reporting requirements of the Securities Act and the Exchange ActAct and the rules and regulations promulgated thereunder, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder Holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it such Holder to sell any such securities without registration.

Appears in 1 contract

Samples: Transfer, Registration Rights and Governance Agreement (United States Filter Corp)

Rule 144 Requirements. The Company hereby agrees to: (a1) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b2) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c3) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Northeast Optic Network Inc)

Rule 144 Requirements. The Company agrees to: (a) make and keep current public information about available in compliance with the Company available, as those terms are understood and defined in requirements of Rule 144; (b) use its best efforts to file with the Commission SEC in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares the Purchaser upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 144, and the reporting requirements of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder the Purchaser may reasonably request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities the Shares without registration.

Appears in 1 contract

Samples: Stock Purchase Agreement (Vical Inc)

Rule 144 Requirements. The Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Registrable Shares Securities upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange ActAct (at any time after it has become subject to such reporting requirements), (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (ORB Automotive)

Rule 144 Requirements. The Company agrees to: (a: comply with the requirements of Rule 144(c) make and keep under the Securities Act with respect to current public information about the Company available, as those terms are understood and defined in Rule 144; (b) Company; use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) and furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the requirements of said Rule 144(c), and the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Arch Communications Group Inc /De/)

Rule 144 Requirements. The Company agrees to: (ai) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144144 under the Securities Act; (bii) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (ciii) furnish to any holder of Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of said Rule 144 144, and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Series C Convertible Preferred Stock and Warrant Purchase Agreement (Nextgen Fund Ii LLC)

Rule 144 Requirements. The So long as the Company --------------------- maintains its registration of a class of securities under Section 12 of the Exchange Act, the Company agrees to: (a) make and keep current public information about the Company available, as those terms are understood and defined in Rule 144; (b) use its best efforts to file with the Commission in a timely manner all reports and other documents required of the Company under the Securities Act and the Exchange Act; and (c) furnish to any holder of Questar Registrable Shares upon request (i) a written statement by the Company as to its compliance with the reporting requirements of Rule 144 and of the Securities Act and the Exchange Act, (ii) a copy of the most recent annual or quarterly report of the Company, and (iiiii) such other reports and documents of the Company as such holder may reasonably request to avail itself of any similar rule or regulation of the Commission SEC allowing it to sell any such securities without registration.

Appears in 1 contract

Samples: Investor Rights Agreement (Touchstone Applied Science Associates Inc /Ny/)

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