Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 98 contracts
Samples: Purchase Option Agreement (East India CO Acquisition Corp.), Purchase Option Agreement (Argyle Security Acquisition CORP), Purchase Option Agreement (Fortissimo Acquisition Corp.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for to use its best efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 55 contracts
Samples: Warrant Agreement (Distoken Acquisition Corp), Warrant Agreement (Distoken Acquisition Corp), Warrant Agreement (Distoken Acquisition Corp)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-three month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 30 contracts
Samples: Purchase Option Agreement (Echo Healthcare Acquisition Corp.), Purchase Option Agreement (Affinity Media International Corp.,), Purchase Option Agreement (Korea Milestone Acquisition CORP)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 4 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 4.1 or 5.2 for 4.2 to use its best efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and or (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 12 contracts
Samples: Purchase Warrant Agreement (Fpa Energy Acquisition Corp.), Purchase Warrant Agreement (Jupiter Wellness Acquisition Corp.), Purchase Warrant Agreement (Anghami Inc)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder Holders (i) where such Holder Holders would then be entitled to sell under Rule 144 within any three-three month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such HolderHolders, and (ii) where the number of Registrable Securities held by such Holder Holders is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder Holders were an affiliate within the meaning of Rule 144).
Appears in 11 contracts
Samples: Purchase Option Agreement (Stellar Acquisition III Inc.), Purchase Option Agreement (S.E. Asia Emerging Market Company., LTD), Purchase Option Agreement (S.E. Asia Emerging Market Company., LTD)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for to use its best efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-three month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 7 contracts
Samples: Purchase Option Agreement (Asia Special Situation Acquisition Corp), Purchase Option Agreement (Pinpoint Advance CORP), Purchase Option Agreement (Asia Special Situation Acquisition Corp)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) Holder, where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 7 contracts
Samples: Underwriting Agreement (Hailiang Education Group Inc.), Underwriting Agreement (Hailiang Education Group Inc.), Purchase Option Agreement (China Growth Alliance LTD)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for to use its best efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period from such date of determination (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 6 contracts
Samples: Purchase Option Agreement (Collabrium Japan Acquisition Corp), Purchase Option Agreement (BGS Acquisition Corp.), Purchase Option Agreement (BGS Acquisition Corp.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 6 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 6.1 or 5.2 6.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 4 contracts
Samples: Underwriter’s Warrant to Acquire Warrants Agreement (Opexa Therapeutics, Inc.), Underwriter’s Warrant to Acquire Warrants Agreement (Opexa Therapeutics, Inc.), Underwriter’s Warrant Agreement (Opexa Therapeutics, Inc.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 promulgated under the Act (“Rule 144”) within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 4 contracts
Samples: Purchase Option Agreement (Highbury Financial Inc), Purchase Option Agreement (Highbury Financial Inc), Purchase Option Agreement (Highbury Financial Inc)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-three month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 4 contracts
Samples: Unit Purchase Option Agreement (SMG Indium Resources Ltd.), Unit Purchase Option Agreement (SMG Indium Resources Ltd.), Unit Purchase Option Agreement (SMG Indium Resources Ltd.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities Securities, or portions thereof, held by any Holder Holders (i) where such Holder Holders would then be entitled to sell under Rule 144 within any three-three month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such HolderHolders, and (ii) where the number of Registrable Securities held by such Holder Holders is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder Holders were an affiliate within the meaning of Rule 144).
Appears in 4 contracts
Samples: Purchase Option Agreement (I-Am CAPITAL ACQUISITION Co), Purchase Option Agreement (I-Am CAPITAL ACQUISITION Co), Purchase Option Agreement (I-Am CAPITAL ACQUISITION Co)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 under the Act ("RULE 144") within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 3 contracts
Samples: Purchase Option Agreement (Tailwind Financial Inc.), Purchase Option Agreement (Tailwind Financial Inc.), Purchase Option Agreement (Tailwind Financial Inc.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 6 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 6.1 or 5.2 6.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 under the Act ("RULE 144") within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 2 contracts
Samples: Purchase Option Agreement (Western United Financial Corp), Purchase Option Agreement (Western United Financial Corp)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where when such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where when the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 2 contracts
Samples: Unit Purchase Option Agreement (Grout Dianna), Purchase Option Agreement (Unity Emerging Technology Venture One LTD)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections Section 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144) and the Holder is not an affiliate (as defined in Rule 144(a)) of the Company.
Appears in 2 contracts
Samples: Purchase Option Agreement (Juniper Partners Acquisition Corp.), Purchase Option Agreement (Juniper Partners Acquisition Corp.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections Section 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 2 contracts
Samples: Purchase Option Agreement (Chardan China Acquisition Corp III), Purchase Option Agreement (Chardan China Acquisition Corp II)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 Exhibit A to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for Section 1 to use its best efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 1 contract
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such HolderXxxxxx, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 1 contract
Samples: Purchase Option Agreement (Courtside Acquisition Corp)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 Exhibit B to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 1 contract
Samples: Warrant Agreement (TransTech Services Partners Inc.)
Rule 144 Sale. Notwithstanding anything contained in this Section 5 to the contrary, the Company shall have no obligation pursuant to Sections 5.1 or 5.2 for to use any efforts to obtain the registration of Registrable Securities held by any Holder (i) where such Holder would then be entitled to sell under Rule 144 within any three-month period (or such other period prescribed under Rule 144 as may be provided by amendment thereof) all of the Registrable Securities then held by such Holder, and or (ii) where the number of Registrable Securities held by such Holder is within the volume limitations under paragraph (e) of Rule 144 (calculated as if such Holder were an affiliate within the meaning of Rule 144).
Appears in 1 contract
Samples: Purchase Option Agreement (Bison Capital Acquisition Corp.)