Common use of Rule 144 Clause in Contracts

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 19 contracts

Samples: Series B Preferred Stock Purchase Agreement (Spirent PLC), Subscription Agreement (Cardionet Inc), Preferred Stock Purchase Agreement (Maxim Pharmaceuticals Inc)

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Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: , the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 9 contracts

Samples: Preferred Stock Purchase Agreement (Jato Communications Corp), Preferred Stock Purchase Agreement (Genomica Corp /De/), Preferred Stock Purchase Agreement (Jato Communications Corp)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Warrants and the Warrant Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 6 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (New World Coffee Manhattan Bagel Inc), Preferred Stock and Warrant Purchase Agreement (Halpern Denny Iii Lp), Preferred Stock Purchase Agreement (New World Coffee Manhattan Bagel Inc)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, Shares are “restricted securities” as defined in Rule 144 promulgated under the Conversion Shares Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Tenon Medical, Inc.), Subscription Agreement (Opexa Therapeutics, Inc.), Subscription Agreement (Signal Genetics, Inc.)

Rule 144. Purchaser Seller acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Seller has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the CompanyBuyer, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 5 contracts

Samples: Purchase and Sale Agreement (Cardinal Energy Group, Inc.), Asset Purchase Agreement (Digital River Inc /De), Asset Purchase Agreement (Digital River Inc /De)

Rule 144. Purchaser acknowledges Sellers and agrees Owner acknowledge that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is Sellers and Owner are aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to timeAct, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: , the existence of a public market for such shares, the availability of certain current public information about the Companycompany that issued such shares, the resale occurring following the required holding period under of time prescribed by Rule 144 144, the sale being effected through a “broker's transaction” and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 5 contracts

Samples: Asset Purchase Agreement (Nobilis Health Corp.), Asset Purchase Agreement (Nobilis Health Corp.), Asset Purchase Agreement (Nobilis Health Corp.)

Rule 144. The Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. The Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 5 contracts

Samples: Investor Rights Agreement (Mp3 Com Inc), Collaborative Research and License Agreement (Axys Pharmecueticals Inc), Investor Rights Agreement (Mp3 Com Inc)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Perceptronics Inc), 1 (Birch Telecom Inc /Mo), Stock Purchase Agreement (Dendreon Corp)

Rule 144. Purchaser acknowledges and agrees that the Shares, the Warrants and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 3 contracts

Samples: Convertible Preferred Stock and Warrant Purchase (Inphonic Inc), Stock and Warrant Purchase Agreement (Inphonic Inc), Stock and Warrant Purchase Agreement (Inphonic Inc)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares Shares, must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 3 contracts

Samples: Preferred Stock Purchase Agreement (Oryx Technology Corp), Preferred Stock Purchase Agreement (Oryx Technology Corp), Preferred Stock Purchase Agreement (Oryx Technology Corp)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to timeAct, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: , the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (Bolder Technologies Corp), Common Stock Purchase Agreement (Bolder Technologies Corp), Common Stock Purchase Agreement (Bolder Technologies Corp)

Rule 144. Purchaser acknowledges and agrees that the SharesShares and the Put Option, and, if issued, the Conversion Shares and the Put Option Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 3 contracts

Samples: Registration Rights Agreement (Axys Pharmecueticals Inc), Registration Rights Agreement (Axys Pharmecueticals Inc), Series a Preferred Stock Purchase Agreement (Axys Pharmecueticals Inc)

Rule 144. Such Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Warrants and the Warrant Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Such Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Preferred Stock and Warrant Purchase Agreement (New World Coffee Manhattan Bagel Inc), Preferred Stock and Warrant Purchase Agreement (Halpern Denny Iii Lp)

Rule 144. The Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must may be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. The Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act Act, as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Investment Agreement (Tivo Inc), Investment Agreement (America Online Inc)

Rule 144. Purchaser Such Investor acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Such Investor has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Purchase Agreement (Gp Strategies Corp), Purchase Agreement (Gp Strategies Corp)

Rule 144. Each Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares Securities must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Each Purchaser has been advised of or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares interests purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares interests being sold during any three-three month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Investview, Inc.), Securities Purchase Agreement (Investview, Inc.)

Rule 144. Purchaser acknowledges and agrees that the Shares, the Notes and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Mercata Inc), Preferred Stock Purchase Agreement (Mercata Inc)

Rule 144. Purchaser acknowledges and agrees that the SharesSecurities, and, if issued, the Conversion Warrant Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Note and Warrant Purchase Agreement (E Digital Corp), Note and Warrant Purchase Agreement (E Digital Corp)

Rule 144. Purchaser acknowledges and agrees that the Shares and the Exchange Series D Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 2 contracts

Samples: Preferred Stock Purchase Agreement (Landa Management Systems Corp), Preferred Stock Purchase Agreement (Landacorp Inc)

Rule 144. Purchaser acknowledges and agrees that the SharesNote, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: , the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Convertible Note Purchase Agreement (Neon Communications Inc)

Rule 144. Purchaser acknowledges and agrees that each of the Shares, and, if issued, Investment Interests are "restricted securities” as defined in Rule 144 promulgated under the Conversion Shares Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the applicable Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Purchase Agreement (Safeguard Scientifics Inc)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely indefinitely, unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to timetime (“Rule 144”), which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: (i) the availability of certain current public information about the Company, (ii) the manner of the resale, (iii) the resale occurring following the required holding period under Rule 144 and (iv) the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Stock Purchase Agreement (Auriga Laboratories, Inc.)

Rule 144. The Purchaser acknowledges and agrees that the Shares, Amended -------- Warrants and, if issued, the Conversion Shares Warrant Shares, must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. The Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to timeAct, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Investment Agreement (Tivo Inc)

Rule 144. Such Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act and applicable state securities laws or an exemption from such registration is available. Such Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Registration Rights Agreement (Pentastar Communications Inc)

Rule 144. Purchaser Such Principal Stockholder acknowledges and agrees that the Merger Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Such Principal Stockholder has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the CompanyParent, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Luna Innovations Inc)

Rule 144. Purchaser acknowledges Contributors acknowledge and agrees agree that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has Contributors have been advised or is are aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement transaction subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 promulgated under the Securities Act and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Contribution Agreement (Goldrange Resources, Inc.)

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Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares Shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares Shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Securities Purchase Agreement (Alpha Virtual Inc/Ca/)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Preferred Stock and Warrant Purchase Agreement (Bet Associates Lp)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must may be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act Act, as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Purchase Agreement (General Electric Co)

Rule 144. Purchaser The Contributor acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser The Contributor has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement transaction subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 promulgated under the Securities Act and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Contribution Agreement (Surebeam Corp)

Rule 144. Such Purchaser acknowledges and agrees that the Shares, and, if issued, Shares are "restricted securities" as defined in Rule 144 promulgated under the Conversion Shares Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Such Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Securities Purchase Agreement (Dot Hill Systems Corp)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, Shares and the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits permit limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, includingincluding a requirement that the securities be held prior to resale for the applicable holding periods specified in Rule 144, among other things: the existence of a public market for the shares, and, in some cases, the availability of certain current public information about the Company, compliance with the resale occurring following the required holding period under manner of sale requirements of Rule 144 144, and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Subscription Agreement (Genetic Technologies LTD)

Rule 144. Purchaser The Selling Shareholder acknowledges and agrees that the SharesSeries B Stock, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser The Selling Shareholder has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to timeAct, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: , the availability of certain current public information about the CompanyPurchaser, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Stock Purchase Agreement (Petroleum Place Inc)

Rule 144. Purchaser Seller acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless until they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Seller has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Asset Purchase Agreement (Asia Web Holdings Inc)

Rule 144. Purchaser Seller acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Seller has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the CompanyPurchaser, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Asset Purchase Agreement (Quokka Sports Inc)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, Shares will upon issuance be “restricted securities” as defined in Rule 144 promulgated under the Conversion Shares Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (Sealed Air Corp/De)

Rule 144. Purchaser acknowledges and agrees that the SharesSecurities, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and (other than Rule 144(k)) the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Series E Preferred Stock and Warrant Purchase Agreement (American Technology Corp /De/)

Rule 144. Purchaser Seller acknowledges and agrees that the Shares, and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Seller has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the CompanyParent, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Asset Purchase Agreement (Cardium Therapeutics, Inc.)

Rule 144. Purchaser acknowledges and agrees that the Shares, and, if issued, Notes are “restricted securities” as defined in Rule 144 promulgated under the Conversion Shares Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Note Purchase Agreement

Rule 144. Purchaser Each Designated Shareholder acknowledges and agrees that the Shares, and, if issued, the Conversion Shares Parent Common Stock and Escrowed Consideration must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser Each Designated Shareholder has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the CompanyParent, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Agreement and Plan of Merger and Reorganization (Clarent Corp/Ca)

Rule 144. Purchaser acknowledges and agrees that the Shares, -------- and, if issued, the Conversion Shares must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time, which permits limited resale of shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Series B Preferred Stock Purchase Agreement (FMC Corp)

Rule 144. Such Purchaser acknowledges and agrees that the Shares, and, if issued, the Conversion Shares are “restricted securities” as defined in Rule 144 promulgated under the Securities Act as in effect from time to time and must be held indefinitely unless they are subsequently registered under the Securities Act or an exemption from such registration is available. The Purchaser has been advised or is aware of the provisions of Rule 144 promulgated under the Securities Act as in effect from time to time144, which permits limited resale of shares Conversion Shares purchased in a private placement subject to the satisfaction of certain conditions, including, among other things: the availability of certain current public information about the Company, the resale occurring following the required holding period under Rule 144 and the number of shares Conversion Shares being sold during any three-month period not exceeding specified limitations.

Appears in 1 contract

Samples: Conversion Agreement (Rexahn Pharmaceuticals, Inc.)

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