Common use of Rule 144A Information Requirements Clause in Contracts

Rule 144A Information Requirements. Within the period prior to the expiration of the holding period applicable to sales thereof under Rule 144(k) under the Securities Act (or any successor provision), the Company covenants and agrees that it shall, during any period in which it is not subject to Section 13 or 15(d) under the Exchange Act, make available to any Holder or beneficial holder of Securities or any Common Stock issued upon conversion thereof which continue to be Restricted Securities in connection with any sale thereof and any prospective purchaser of Securities or such Common Stock designated by such Holder or beneficial holder, the information required pursuant to Rule 144A(d)(4) under the Securities Act upon the request of any Holder or beneficial holder of the Securities or such Common Stock and it will take such further action as any Holder or beneficial holder of such Securities or such Common Stock may reasonably request, all to the extent required from time to time to enable such Holder or beneficial holder to sell its Securities or Common Stock without registration under the Securities Act within the limitation of the exemption provided by Rule 144A, as such Rule may be amended from time to time. Upon the written request of any Holder or any beneficial holder of the Securities or such Common Stock, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements.

Appears in 3 contracts

Samples: Indenture (Chippac Inc), Indenture (Citigroup Inc), Purchase Agreement (Citigroup Inc)

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Rule 144A Information Requirements. Within the period prior to the expiration of the holding period applicable to sales thereof of the Notes under Rule 144(k) under the Securities Act (or any successor provision), the Company covenants and agrees that it shall, during any period in which it is not subject to Section 13 or 15(d) under the Exchange Act, make available to upon the request of any Holder or beneficial holder of Securities the Notes or any Common Stock issued upon conversion thereof which continue bearing a Restricted Note Legend or Restricted Sock Legend, as the case may be, make available to be Restricted Securities such Holder or beneficial holder of such Notes or any Common Stock issued upon conversion thereof in connection with any sale thereof and any prospective purchaser of Securities Notes or such Common Stock designated by such Holder or beneficial holder, the information required pursuant to Rule 144A(d)(4) under the Securities Act upon the request of any Holder or beneficial holder of the Securities or such Common Stock and it will take such further action as any Holder or beneficial holder of such Securities Notes or such Common Stock may reasonably request, all to the extent required from time to time to enable such Holder or beneficial holder to sell its Securities Notes or Common Stock without registration under the Securities Act within the limitation of the exemption provided by Rule 144A, as such Rule may be amended from time to time. Upon the written request of any Holder or any beneficial holder of the Securities Notes or such Common Stock, the Company will deliver to such Holder a written statement as to whether it has such Holder and prospective purchaser have complied with such requirements.

Appears in 1 contract

Samples: Indenture (Enzon Pharmaceuticals Inc)

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Rule 144A Information Requirements. Within the period prior to the expiration of the holding period applicable to sales thereof of the Securities under Rule 144(k) under the Securities Act (or any successor provision), the Company covenants and agrees that it shall, during any period in which it is not subject to Section 13 or 15(d) under the Exchange Act, make available to upon the request of any Holder or beneficial holder of the Securities or any Common Stock issued upon conversion thereof which continue bearing a Restricted Security Legend or Restricted Sock Legend, as the case may be, make available to be Restricted such Holder or beneficial holder of such Securities or any Common Stock issued upon conversion thereof in connection with any sale thereof and any prospective purchaser of Securities or such Common Stock designated by such Holder or beneficial holder, the information required pursuant to Rule 144A(d)(4) under the Securities Act upon the request of any Holder or beneficial holder of the Securities or such Common Stock and it will take such further action as any Holder or beneficial holder of such Securities or such Common Stock may reasonably request, all to the extent required from time to time to enable such Holder or beneficial holder to sell its Securities or Common Stock without registration under the Securities Act within the limitation of the exemption provided by Rule 144A, as such Rule may be amended from time to time. Upon the written request of any Holder or any beneficial holder of the Securities or such Common Stock, the Company will deliver to such Holder a written statement as to whether it has such Holder and prospective purchaser have complied with such requirements.

Appears in 1 contract

Samples: Indenture (Polymedica Corp)

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