Rule 419 Under the Act. Upon delivery and payment for the Firm Units on the Closing Date, the Company will not be subject to Rule 419 under the Act and none of the Company's outstanding securities will be deemed to be a "xxxxx stock" as defined in rule 3a-51-1 under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Inter-Atlantic Financial, Inc.), Underwriting Agreement (Inter-Atlantic Financial, Inc.), Underwriting Agreement (Inter-Atlantic Financial, Inc.)
Rule 419 Under the Act. Upon delivery and payment for the Firm Units on the Closing Date, the Company will not be subject to Rule 419 under the Act and none of the Company's ’s outstanding securities will be deemed to be a "“xxxxx stock" ” as defined in rule 3a-51-1 under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (Stone Tan China Acquisition Corp.), Underwriting Agreement (Stone Tan China Acquisition Corp.)
Rule 419 Under the Act. Upon delivery and payment for the Firm Units on the Closing DateDate and the filing of the Closing 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company's ’s outstanding securities will be deemed to be a "xxxxx “pxxxx stock" ” as defined in rule 3a-51-1 under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.), Underwriting Agreement (Redstar Partners, Inc.)
Rule 419 Under the Act. Upon delivery and payment for the Firm Units on the Closing Date, the Company will not be subject to Rule 419 under the Securities Act and none of the Company's ’s outstanding securities will be deemed to be a "xxxxx “pxxxx stock" ” as defined in rule 3a-51-1 under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acquicor Technology Inc), Underwriting Agreement (Acquicor Technology Inc)
