Common use of Rule 419 Clause in Contracts

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and filing of the Closing Form 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 4 contracts

Samples: Underwriting Agreement (BPW Acquisition Corp.), Underwriting Agreement (BPW Acquisition Corp.), Underwriting Agreement (BPW Acquisition Corp.)

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Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering offering of the Securities shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 3 contracts

Samples: Capitol Acquisition Corp, Global Brands Acquisition Corp., Capitol Acquisition Corp

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form 86-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering offering of the Securities shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 3 contracts

Samples: North Asia Investment CORP, North Asia Investment CORP, North Asia Investment CORP

Rule 419. Upon Following delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form From 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 3 contracts

Samples: Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.), Underwriting Agreement (Sapphire Industrials Corp.)

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 2 contracts

Samples: Prospect Acquisition Corp, Triplecrown Acquisition Corp.

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and filing of the Closing Form 8-KDate, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any In addition, any certificate signed by any officer of the Company and delivered to the Representative Underwriters or counsel for the Underwriters in connection with the Offering offering of the Shares shall be deemed to be a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (SP Acquisition Holdings, Inc.), Underwriting Agreement (SP Acquisition Holdings, Inc.)

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx pxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 2 contracts

Samples: Underwriting Agreement (HCM Acquisition CO), Underwriting Agreement (HCM Acquisition CO)

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Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and the filing of the Closing Form 8-K, the Company will not be subject to Rule 419 under the Act and none of the Company’s 's outstanding securities will be deemed to be a "xxxxx stock" as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 1 contract

Samples: Prospect Acquisition Corp

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and filing of the Closing Form 8-KDate, the Company will not be subject to Rule 419 under the Act and none of the Company’s outstanding securities will be deemed to be a “xxxxx stock” as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering offering of the Securities shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 1 contract

Samples: Underwriting Agreement (NTR Acquisition Co.)

Rule 419. Upon delivery and payment for the Underwritten Securities on the Closing Date and filing of the Closing Form 8-KDate, the Company will not be subject to Rule 419 under the Act and none of the Company’s 's outstanding securities will be deemed to be a “xxxxx "penny stock" as defined in Rule 3a51-1 under the Exchange Act. Any certificate signed by any officer of the Company and delivered to the Representative or counsel for the Underwriters in connection with the Offering offering of the Securities shall be deemed a representation and warranty by the Company, as to matters covered thereby, to each Underwriter.

Appears in 1 contract

Samples: Alternative Asset Management Acquisition Corp.

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