Common use of Rules for Negotiated Large Trades ( Clause in Contracts

Rules for Negotiated Large Trades (. “NLTs”) The Customer acknowledges that it has been made aware of Rule 4.1.11 (Negotiated Large Trades) of the Futures Trading Rules of the SGX-DT, approves the execution of the Customer's NLT orders via the NLT facility and undertakes to comply with such requirements as may be imposed by SFP for the purpose of ensuring compliance with Rule 4.1.11 including the requirement that NLTs not be transacted for the Customer if it has the same beneficial interest in both sides of the transactions.

Appears in 3 contracts

Samples: Customer Agreement, Customer Agreement, Customer Agreement

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Rules for Negotiated Large Trades (. “NLTs”) The Customer acknowledges that it has been made aware of Rule 4.1.11 (Negotiated Large Trades) of the Futures Trading Rules of the SGX-DT, approves the execution of the Customer's NLT orders via the NLT facility and undertakes to comply with such requirements as may be imposed by SFP UOBBF for the purpose of ensuring compliance with Rule 4.1.11 including the requirement that NLTs not be transacted for the Customer if it he has the same beneficial interest in both sides of the transactions.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

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Rules for Negotiated Large Trades (. “NLTs”) The Customer acknowledges that it has been made aware of Rule 4.1.11 (Negotiated Large Trades) of the Futures Trading Rules of the SGX-DT, approves the execution of the Customer's NLT orders via the NLT facility and undertakes to comply with such requirements as may be imposed by SFP UOB for the purpose of ensuring compliance with Rule 4.1.11 including the requirement that NLTs not be transacted for the Customer if it he has the same beneficial interest in both sides of the transactions.

Appears in 1 contract

Samples: Client Agreement

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