Common use of Rules of Securities Associations, etc Clause in Contracts

Rules of Securities Associations, etc. As each Fund’s agent, the Distributor may sell and distribute Shares in such manner not inconsistent with the provisions hereof and the Fund’s Prospectus as the Distributor may determine from time to time. In this connection, the Distributor shall comply with all laws, rules and regulations applicable to it, including, without limiting the generality of the foregoing, all applicable rules or regulations under the 1940 Act and of any securities association registered under the Securities Exchange Act of 1934, as amended (together with the rules and regulations thereunder, the “1934 Act”). The Distributor will conform to the Conduct Rules of FINRA and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares, as applicable. The Distributor also agrees to furnish to each Fund sufficient copies of any agreement or plans it intends to use in connection with any sales of Shares of the Fund in adequate time for the Fund to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared. For the avoidance of doubt, and without limiting the generality of the foregoing, the Distributor is responsible for administering, or causing to be administered, shareholder requests regarding rights of accumulation, letters of intent or other requests for shareholder breakpoints, to the extent applicable.

Rules of Securities Associations, etc. As each Fundthe Trust’s agent, the Distributor may sell and distribute Shares shares in such manner not inconsistent with the provisions hereof and the FundTrust’s Prospectus as the Distributor may determine from time to time. In this connection, the Distributor shall comply with all laws, rules and regulations applicable to it, including, without limiting the generality of the foregoing, all applicable rules or regulations under the 1940 Act and of any securities association registered under the Securities Exchange Act of 1934, as amended (together with the rules and regulations thereunder, the “1934 Act”). The Distributor will conform to the FINRA Conduct Rules of FINRA and the NASD Conduct Rules and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares, as applicableshares. The Distributor also agrees to furnish to each Fund the Trust sufficient copies of any agreement or plans it intends to use in connection with any sales of Shares of the Fund shares in adequate time for the Fund Trust to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared. For the avoidance of doubt, and without limiting the generality of the foregoing, the Distributor is responsible for administering, or causing to be administered, shareholder requests regarding rights of accumulation, letters of intent or other requests for shareholder breakpoints, to the extent applicable.

Rules of Securities Associations, etc. As each the Fund’s 's agent, the Distributor may sell and distribute Shares shares in such manner not inconsistent with the provisions hereof and the Fund’s 's Prospectus as the Distributor may determine from time to time. In this connection, the Distributor shall comply with all laws, rules and regulations applicable to it, including, without limiting the generality of the foregoing, all applicable rules or regulations under the 1940 Act and of any securities association registered under the Securities Exchange Act of 1934, as amended (together with the rules and regulations thereunder, the “"1934 Act”"). The Distributor will conform to the Conduct Rules of FINRA the National Association of Securities Dealers, Inc. and the securities laws of any jurisdiction in which it sells, directly or indirectly, any Shares, as applicableshares. The Distributor also agrees to furnish to each the Fund sufficient copies of any agreement or plans it intends to use in connection with any sales of Shares of the Fund shares in adequate time for the Fund to file and clear them with the proper authorities before they are put in use, and not to use them until so filed and cleared. For the avoidance of doubt, and without limiting the generality of the foregoing, the Distributor is responsible for administering, or causing to be administered, shareholder requests regarding rights of accumulation, letters of intent or other requests for shareholder breakpoints, to the extent applicable.