Sale of Securities. Promptly after each sale of securities by the Fund at the instruction of the investment advisor, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (a) the name of the issuer and the title of the security, (b) the number of shares or principal amount sold, and accrued interest, if any, (c) the date of sale, (d) the sale price per unit, (e) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund name. Chase shall deliver the securities upon receipt of the total amount payable to the Fund upon such sale, provided that the same conforms to the total amount payable as set forth in such Proper Instructions. Subject to the foregoing, Chase may accept payment in such form as shall be satisfactory to it, and may deliver securities and arrange for payment in accordance with the customs prevailing among dealers in securities.
Appears in 32 contracts
Samples: Custody Agreement (Nuveen Arizona Dividend Advantage Municipal Fund 2), Custody Agreement (Nuveen Michigan Dividend Advantage Municipal Fund), Custody Agreement (Nuveen Georgia Dividend Advantage Municipal Fund)
Sale of Securities. Promptly after each sale of securities by the Fund at the instruction of the investment advisor, the Fund shall deliver to Chase U.S. Trust (as Custodian) Proper Instructions, specifying with respect to each such sale; (a) the name of the issuer and the title of the security, (b) the number of shares or principal amount sold, and accrued interest, if any, (c) the date of sale, (d) the sale price per unit, (e) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund name. Chase U.S. Trust shall deliver the securities upon receipt of the total amount payable to the Fund upon such sale, provided that the same conforms to the total amount payable as set forth in such Proper Instructions. Subject to the foregoing, Chase U.S. Trust may accept payment in such form as shall be satisfactory to it, and may deliver securities and arrange for payment in accordance with the customs prevailing among dealers in securities.
Appears in 23 contracts
Samples: Mutual Fund Custody Agreement (Nuveen New York Investment Quality Municipal Fund Inc), Mutual Fund Custody Agreement (Nuveen Performance Plus Municipal Fund Inc), Custody Agreement (Nuveen New York Quality Income Municipal Fund Inc)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Written Instructions shall be delivered to the Custodian, specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or Shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of salesale and settlement, (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleWritten Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Written Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 8 contracts
Samples: Custody Agreement (Dean Family of Funds), Custody Agreement (Atalanta Sosnoff Investment Trust), Custody Agreement (Appleton Funds)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Written Instructions shall be delivered to the Custodian, specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of salesale and settlement, (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleWritten Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Written Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 4 contracts
Samples: Custody Agreement (Countrywide Investment Trust), Custody Agreement (Maplewood Investment Trust /Ma/), Custody Agreement (Touchstone Tax Free Trust)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Proper Instructions shall be delivered to the Custodian, specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of sale, sale and settlement (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleProper Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 4 contracts
Samples: Custody Agreement (Wachovia Variable Insurance Funds), Custody Agreement (Wachovia Funds), Custody Agreement (Wachovia Variable Insurance Funds)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Written Instructions shall be delivered to the Custodian, specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of salesale and settlement, (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleWritten Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Written Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to itit and consistent with prevailing industry practices, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 4 contracts
Samples: Custody Agreement (New Century Portfolios), Custody Agreement (Schwartz Investment Trust), Custody Agreement (Cutler Trust)
Sale of Securities. Promptly after upon each sale of securities by a Portfolio, Proper Instructions shall be delivered to the Fund at the instruction of the investment advisor, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ai) the Portfolio for which the sale was made, (ii) the name of the issuer or writer of such securities, and the title of the securityor other description thereof, (biii) the number of shares or shares, principal amount sold, (and accrued interest, if any) or other units sold, (civ) the date of salesale and settlement, (dv) the sale price per unit, (evi) the total amount payable to the Fund upon such sale, and (fvii) the name of the broker through whom or the person to whom the sale was made and (g) the Fund namesuch securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon Portfolio as specified in such saleProper Instructions, provided that the same conforms Custodian shall deliver such securities to the total amount payable as set forth person specified in such Proper Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities and arrange for payment in accordance with the customs prevailing among dealers in securities.
Appears in 3 contracts
Samples: Custody Agreement (Ark Funds/Ma), Custody Agreement (Ark Funds/Ma), Custody Agreement (Ark Funds/Ma)
Sale of Securities. Promptly after upon each sale of securities Securities by the Fund at Fund, Written Instructions shall be delivered to the instruction of the investment advisor, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (a) the Portfolio from or by which the sale was made, (b) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of sale, sale and settlement (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleWritten Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Written Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 2 contracts
Samples: Custody Agreement (Treasurers Fund Inc /Md/), Custody Agreement (Alger American Fund)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Proper Instructions shall be delivered to the Custodian, specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of salesale and settlement, (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleProper Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 2 contracts
Samples: Custody Agreement (Gannett Welsh & Kotler Funds), Custody Agreement (Gannett Welsh & Kotler Funds)
Sale of Securities. Promptly after upon each sale of securities Securities by the Fund at Fund, Written Instructions shall be delivered to the instruction of the investment advisorCustodian, specifying (a) the Fund shall deliver to Chase for which the sale was made, (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any), or other units sold, (cd) the date of salesale and settlement, (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon as specified in such saleWritten Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Written Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 1 contract
Samples: Custody Agreement (Clearbrook Funds)
Sale of Securities. Promptly after upon each sale of securities Securities by a Fund, Proper Instructions shall be delivered to the Custodian specifying (a) the Fund at for which the instruction of the investment advisorsale was made, the Fund shall deliver to Chase (as Custodian) Proper Instructions, specifying with respect to each such sale; (ab) the name of the issuer or writer of such Securities, and the title of the securityor other description thereof, (bc) the number of shares or shares, principal amount sold, (and accrued interest, if any) or other units sold, (cd) the date of sale, sale and settlement (de) the sale price per unit, (ef) the total amount payable to the Fund upon such sale, (f) the name of the broker through whom or the person to whom the sale was made and (g) the Fund nameperson to whom such Securities are to be delivered. Chase shall deliver the securities upon Upon receipt of the total amount payable to the Fund upon Trust as specified in such saleProper Instructions, provided that the same conforms Custodian shall deliver such Securities to the total amount payable as set forth person specified in such Proper Instructions. Subject to the foregoing, Chase the Custodian may accept payment in such form as shall be satisfactory to it, and may deliver securities Securities and arrange for payment in accordance with the customs prevailing among dealers in securitiesSecurities.
Appears in 1 contract