Sales by Purchasers. Each Purchaser will sell any Securities held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 9 contracts
Samples: Securities Purchase Agreement (UroGen Pharma Ltd.), Securities Purchase Agreement (Anebulo Pharmaceuticals, Inc.), Securities Purchase Agreement (Corindus Vascular Robotics, Inc.)
Sales by Purchasers. Each Purchaser will sell any Securities and, if applicable, any Warrant Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities or, if applicable, Warrant Shares in violation of federal or state securities laws.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Minerva Neurosciences, Inc.), Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.), Securities Purchase Agreement (Yuma Regional Medical Center)
Sales by Purchasers. Each Purchaser will sell any Securities Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities laws.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Forian Inc.), Securities Purchase Agreement (Commerce Union Bancshares, Inc.), Securities Purchase Agreement (Biodelivery Sciences International Inc)
Sales by Purchasers. Each Purchaser will sell any Securities and Warrant Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 6 contracts
Samples: Securities Purchase Agreement (CareView Communications Inc), Securities Purchase Agreement (Horizon Pharma, Inc.), Securities Purchase Agreement (Acadia Pharmaceuticals Inc)
Sales by Purchasers. Each Purchaser will sell any Securities held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 3 contracts
Samples: Term Loan Agreement (Avinger Inc), Securities Purchase Agreement (Avinger Inc), Securities Purchase Agreement (Recro Pharma, Inc.)
Sales by Purchasers. Each Purchaser will shall sell any and all Registrable Securities held by it (as defined below) purchased hereby in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities lawsor “blue sky” laws and regulations.
Appears in 3 contracts
Samples: Securities Purchase Agreement (SANUWAVE Health, Inc.), Stock Purchase Agreement (Nephros Inc), Stock Purchase Agreement (Nephros Inc)
Sales by Purchasers. Each Purchaser will sell any Securities and Conversion Shares and ADSs representing Conversion Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities laws.
Appears in 2 contracts
Samples: Securities Subscription Agreement, Securities Subscription Agreement (Amarin Corp Plc\uk)
Sales by Purchasers. Each Purchaser will sell any Securities Shares and, if applicable, held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities laws.
Appears in 2 contracts
Samples: Securities Purchase Agreement (California BanCorp), Securities Purchase Agreement (FB Financial Corp)
Sales by Purchasers. Each Purchaser will sell any Securities and, if applicable, any Warrant Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities or, if applicable, Warrant Shares in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tracon Pharmaceuticals, Inc.)
Sales by Purchasers. Each Purchaser will sell any Securities and Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities or Shares in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Columbia Laboratories Inc)
Sales by Purchasers. Each Purchaser will sell any Securities Shares and, if applicable, any Conversion Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares or, if applicable, Conversion Shares in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Regulus Therapeutics Inc.)
Sales by Purchasers. Each Purchaser will covenants to sell any Securities held sold by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (BJs RESTAURANTS INC)
Sales by Purchasers. Each Purchaser will sell any Securities held sold by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cypress Bioscience Inc)
Sales by Purchasers. Each Purchaser will sell any Securities Securities, Warrant Shares and Conversion Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 1 contract
Sales by Purchasers. Each Purchaser will sell any Securities Securities, Note Shares or Warrant Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunderAct. No Purchaser will make any sale, transfer or other disposition of the Securities Securities, the Note Shares or the Warrant Shares in violation of federal or state securities laws.
Appears in 1 contract
Sales by Purchasers. Each No Purchaser will sell any Securities Shares held by it except in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Business First Bancshares, Inc.)
Sales by Purchasers. Each Purchaser will sell any Securities and, if applicable, any Warrant Shares held by it that are sold under a Registration Statement in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities or, if applicable, Warrant Shares in violation of federal or state securities laws, such that would prohibit the Company from authorizing the removal of any legend from the Shares and Warrant Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Orexigen Therapeutics, Inc.)
Sales by Purchasers. Each Purchaser will sell any Securities held sold by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.rules
Appears in 1 contract
Samples: Securities Purchase Agreement (Cypress Bioscience Inc)
Sales by Purchasers. Each Purchaser will sell any Securities held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from the prospectus requirement and registration under the Securities Act Act, any applicable federal, state, provincial, or other securities laws and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal federal, state, provincial, or state other securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Raptor Pharmaceuticals Corp.)
Sales by Purchasers. Each Purchaser will sell any Securities Shares and Warrant Shares held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal or state securities laws.
Appears in 1 contract
Sales by Purchasers. Each Purchaser will sell any Securities held by it in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from the prospectus requirement and registration under the Securities Act Act, any applicable federal, state or other securities laws and the rules and regulations promulgated thereunder. No Purchaser will make any sale, transfer or other disposition of the Securities in violation of federal federal, state or state other securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Raptor Pharmaceuticals Corp.)
Sales by Purchasers. Each Purchaser The Purchasers will sell any Securities Shares held by it them in compliance with applicable prospectus delivery requirements, if any, or otherwise in compliance with the requirements for an exemption from registration under the Securities Act and the rules and regulations promulgated thereunder. No Purchaser The Purchasers will not make any sale, transfer or other disposition of the Securities Shares in violation of federal or state securities laws.
Appears in 1 contract
Samples: Securities Purchase Agreement (Saratoga Resources Inc /Tx)