Scope of Advice. In the vast majority of cases, the information that we will provide you with will not constitute a personal recommendation (as defined under Applicable Regulations). On the rare occasions where we do provide you with a personal recommendation then it will be provided under the terms of a separate agreement pursuant to which, having regard to your categorisation as a Professional Client, we will assume that (a) you have the necessary level of knowledge and experience to understand the risks involved in relation to the relevant products, services or transactions; (b) you are able financially to bear any related investment risks consistent with your investment objectives; and (c) your investment objectives are consistent with the products, services and transactions that we specifically offer as detailed to you previously.
Appears in 7 contracts
Samples: Professional Client Agreement, Professional Client Agreement, Professional Client Agreement
