Scope of Custodian’s Duties. The Custodian shall only have the duties, which are specifically set forth in this Plan. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(d), of the Plan. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account in order to confirm the Participant’s compliance with Article VIII, Section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX to shares issued by a domestic Regulated Investment Company.
Appears in 9 contracts
Samples: Arbitration Agreement, Ira Adoption Agreement, Ira Adoption Agreement
Scope of Custodian’s Duties. The Custodian shall only have the duties, which are specifically set forth in this Plan. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(d), of the Plan. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX IRA Custodial Account in order to confirm the Participant’s compliance with Article VIII, Section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX IRA to shares issued by a domestic Regulated Investment Company.
Appears in 6 contracts
Samples: Ira Adoption Agreement, Arbitration Agreement, Arbitration Agreement
Scope of Custodian’s Duties. The Custodian shall only have the duties, which duties that are specifically set forth in this Plan. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIIIIX, Section 11(d12(d), of the Plan. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an Account, or make suggestions to the Participant Participants with respect to the investment, retention, or disposition of any assets held in an Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only Xxxx XXX Custodial Account in order to confirm the Participant’s compliance with Article VIII, Section 4(a5(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only Xxxx XXX to shares issued by a domestic Regulated Investment Company.
Appears in 5 contracts
Samples: Ira Adoption Agreement, Arbitration Agreement, Hewitt Financial Services
Scope of Custodian’s Duties. The Custodian shall only have the duties, which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsection 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account IRA in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX IRA to shares issued by a domestic Regulated Investment Company.
Appears in 5 contracts
Samples: syndicatedcapital.com, wbiinvestments.com, wbiinvestments.com
Scope of Custodian’s Duties. The Custodian shall only have the duties, duties which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIIIIX, Section 11(d11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only Xxxx XXX Custodial Account in order to confirm the Participant’s compliance with Article VIIIIX, Section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only Xxxx XXX to shares issued by a domestic Regulated Investment Company.
Appears in 4 contracts
Samples: Inherited Ira Adoption Agreement, wbiinvestments.com, wbiinvestments.com
Scope of Custodian’s Duties. The Custodian shall only have the duties, which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsection 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX to shares issued by a domestic Regulated Investment Company.
Appears in 4 contracts
Samples: syndicatedcapital.com, Inherited Ira Agreement, professionals.voya.com
Scope of Custodian’s Duties. The Custodian shall only have the duties, duties which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIIIIX, Section 11(dSections 5(a), 8(c), 10(c) or 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only Xxxx XXX Custodial Account in order to confirm the Participant’s compliance with Article VIIIIX, Section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only Xxxx XXX to shares issued by a domestic Regulated Investment Company.
Appears in 2 contracts
Scope of Custodian’s Duties. The Custodian shall only have the duties, duties which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsection 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX to shares issued by a domestic Regulated Investment Company.
Appears in 2 contracts
Samples: Simple Ira Custodial Account Agreement, Custodial Account Agreement
Scope of Custodian’s Duties. The Custodian shall only have the duties, duties which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsections 5(a), 8(c), 10(c) or 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account IRA in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX IRA to shares issued by a domestic Regulated Investment Company.
Appears in 1 contract
Scope of Custodian’s Duties. The Custodian shall only have the duties, duties which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsection 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account IRA in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX IRA to shares issued by a domestic Regulated Investment Company.
Appears in 1 contract
Scope of Custodian’s Duties. The Custodian shall only have the duties, which are specifically set forth in this PlanAgreement. The Custodian shall have no duty to ascertain whether contributions or distributions comply with the Plan Agreement or the Code. The Custodian shall not make any investments or dispose of any investments held in an Account, except upon the direction of the Participant or in accordance with Article VIII, Section 11(dsection 5(a), 8(c), 10(c) or 11(c), of the PlanAgreement. The Custodian shall not question any such directions of the Participant, review any securities or other property held in an the Account, or make suggestions to the Participant with respect to the investment, retention, or disposition of any assets held in an the Account. Notwithstanding the foregoing, the Custodian may review the investments in a Mutual Fund Only XXX Custodial Account IRA in order to confirm the Participant’s compliance with Article VIII, Section section 4(a), of this Agreement, which limits all direction of investments in the Mutual Fund Only XXX IRA to shares issued by a domestic Regulated Investment Company.
Appears in 1 contract
Samples: legal.atomicvest.com