Common use of SEC Compliance Clause in Contracts

SEC Compliance. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "SEC") and applicable Blue Sky authorities. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s);

Appears in 21 contracts

Samples: Facility Agreement (Usaa Life Investment Trust), Facility Agreement (Usaa Life Investment Trust), Transfer Agency Agreement (Usaa State Tax Free Trust)

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SEC Compliance. Such The Borrower and the applicable Fund(s) Funds are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "SEC") and applicable Blue Sky authorities. Such The Borrower and the applicable Fund(s) Funds are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s)Funds;

Appears in 13 contracts

Samples: Facility Agreement (Usaa Tax Exempt Fund Inc), Facility Agreement (Usaa Investment Trust), Facility Agreement (Usaa Tax Exempt Fund Inc)

SEC Compliance. Such The Borrower and the applicable Fund(s) are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "β€œSEC"”) and applicable Blue Sky authorities. Such The Borrower and the applicable Fund(s) are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such the Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s);

Appears in 6 contracts

Samples: Facility Agreement (Usaa Mutual Funds Trust), Facility Agreement (Usaa Mutual Funds Trust), Facility Agreement (Usaa Mutual Funds Trust)

SEC Compliance. Such The Borrower and the applicable Fund(s) are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "SEC") and applicable Blue Sky authorities. Such The Borrower and the applicable Fund(s) are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such the Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s);

Appears in 5 contracts

Samples: Facility Agreement (Usaa Mutual Funds Trust), Facility Agreement (USAA ETF Trust), Facility Agreement (Usaa Mutual Funds Trust)

SEC Compliance. Such The Borrower and the applicable Fund(s) Funds are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "SECASEC") and applicable Blue Sky authorities. Such The Borrower and the applicable Fund(s) Funds are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s)Funds;

Appears in 4 contracts

Samples: Facility Agreement (Usaa Mutual Fund Inc), Facility Agreement (Usaa Tax Exempt Fund Inc), Facility Agreement (Usaa Investment Trust)

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SEC Compliance. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations regulations, and administrative orders of the Securities and Exchange Commission (the "SEC") and applicable Blue Sky authorities. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s);

Appears in 3 contracts

Samples: Transfer Agency Agreement (Usaa Tax Exempt Fund Inc), Transfer Agency Agreement (Usaa Investment Trust), Transfer Agency Agreement (Usaa State Tax Free Trust)

SEC Compliance. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all federal and state securities or similar laws and regulations, including all material rules, regulations and administrative orders of the Securities and Exchange Commission (the "SEC") and applicable Blue Sky authorities. Such Borrower and the applicable Fund(s) are in compliance in all material respects with all of the provisions of the Investment Company Act of 1940, and such Borrower has filed all reports with the SEC that are required of it or the applicable Fund(s);; 1312577v1

Appears in 3 contracts

Samples: Facility Agreement (Usaa Tax Exempt Fund Inc), Facility Agreement (Usaa Investment Trust), Facility Agreement (Usaa Life Investment Trust)

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