SEC Documents; Regulatory Reports Sample Clauses
The "SEC Documents; Regulatory Reports" clause requires a party, typically a company, to provide access to or copies of filings and reports submitted to the Securities and Exchange Commission (SEC) or other regulatory authorities. This may include annual and quarterly reports, registration statements, or other compliance documents relevant to the company's financial and operational status. By mandating the sharing of these documents, the clause ensures transparency and allows the other party to monitor regulatory compliance and assess the company's ongoing obligations and disclosures.
SEC Documents; Regulatory Reports. (i) ProLogis has timely filed or furnished to the SEC all reports, schedules, statements and other documents required to be filed or furnished by it under the Securities Act or the Exchange Act since December 31, 2009 together with all certifications required pursuant to the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act (such documents, as supplemented or amended since the time of filing, and together with all information incorporated by reference therein and schedules and exhibits thereto, the “ProLogis SEC Documents”). As of their respective dates, the ProLogis SEC Documents at the time filed (or, if amended or superseded by a filing prior to the date of this Agreement, as of the date of such filing) complied in all material respects with the applicable requirements of the Securities Act, the Exchange Act and the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act, and the rules and regulations of the SEC promulgated thereunder applicable to such ProLogis SEC Documents, and none of the ProLogis SEC Documents when filed contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of ProLogis included in the ProLogis SEC Documents complied as to form, as of their respective dates of filing with the SEC, in all material respects with all applicable accounting requirements and with the published rules and regulations of the SEC with respect thereto (except, in the case of unaudited statements, as permitted by Form 10-Q of the SEC), have been prepared in accordance with GAAP applied on a consistent basis during the periods involved (except as may be disclosed therein) and fairly present in all material respects the consolidated financial position of ProLogis and its consolidated Subsidiaries and the consolidated results of operations, changes in shareholders’ equity and cash flows of such companies as of the dates and for the periods shown.
(ii) ProLogis has established and maintains a system of internal control over financial reporting (as defined in Rules 13a–15(f) and 15d–15(f) of the Exchange Act) sufficient to provide reasonable assurances regarding the reliability of financial reporting. ProLogis (A) has designed and maintains disclosure controls and procedures (as defined in Rules 13a–15(e) and 15d–15(e) of the Exchange Act) to provide reasonable assurance that all information required to be disclosed by ProLogis in...
SEC Documents; Regulatory Reports. (a) The Company has filed with or furnished to the SEC all required reports, schedules, registration statements and other documents (collectively, the “SEC Documents”). As of their respective dates of filing with or furnishing to the SEC, or their respective effective dates in the case of registration statements (or, if amended or superseded by a subsequent filing, as of the date of such filing), the SEC Documents complied as to form in all material respects with the requirements of the Securities Act of 1933, as amended, or the Securities and Exchange Act of 1934, as amended, and the rules and regulations of the SEC promulgated thereunder, as the case may be, and none of the SEC Documents as of such dates contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company and its Subsidiaries included in the SEC Documents complied as of their respective dates of filing with the SEC, in all material respects, with all applicable accounting requirements and with the published rules and regulations of the SEC with respect thereto.
(b) The Company Entities are in compliance in all material respects with all applicable provisions of the Sarbanes Oxley Act.
SEC Documents; Regulatory Reports. The Company and its Subsidiaries have filed all required reports, schedules, registration statements and other documents (“SEC Documents”) with the Securities and Exchange Commission (the “SEC”). As of their respective dates of filing with the SEC (or, if amended or superseded by a subsequent filing, as of the date of such filing), the SEC Documents complied (or, if filed after the date hereof, will comply) in all material respects with the requirements of the Securities Act of 1933, as amended, or the Securities and Exchange Act of 1934, as the case may be, and the rules and regulations of the SEC thereunder applicable to such SEC Documents, and none of the SEC Documents when filed contained (or, if filed after the date hereof, will contain) any untrue statement of a material fact or omitted (or, if filed after the date hereof, will omit) to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. The financial statements of the Company and its Subsidiaries included in the SEC Documents complied (or, if filed after the date hereof, will comply), as of their respective dates of filing with the SEC, in all material respects with all applicable accounting requirements and with the published rules and regulations of the SEC with respect thereto.
SEC Documents; Regulatory Reports