SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, the “SEC Filings”) required to be filed with the SEC under the Securities Act of 1933 (the “1933 Act”), the Securities Exchange Act of 1934 (the “1934 Act”) and the 1940 Act, and the rules and regulations thereunder, (collectively, the “Securities Laws”). Interests in the Master Fund are not required to be registered under the 1933 Act, because such Interests are offered solely in private placement transactions which do not involve any “public offering” within the meaning of Section 4(2) of the 1933 Act. In addition, Interests in the Master Fund are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Interests are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 10 contracts
Samples: Master/Feeder Agreement (Grosvenor Registered Multi-Strategy Fund (W), LLC), Master/Feeder Agreement (Excelsior Private Markets Fund III (TI), LLC), Master/Feeder Agreement (Excelsior Private Markets Fund III (Master), LLC)
SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, the “"SEC Filings”") required to be filed with the SEC under the Securities Act of 1933 (the “"1933 Act”"), the Securities Exchange Act of 1934 (the “"1934 Act”") and the 1940 Act, and the rules and regulations thereunder, (collectively, the “"Securities Laws”"). Interests in the Master Fund are not required to be registered under the 1933 Act, because such Interests are offered solely in private placement transactions which do not involve any “"public offering” " within the meaning of Section 4(2) of the 1933 Act. In addition, Interests in the Master Fund are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Interests are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 3 contracts
Samples: Master/Feeder Agreement (Grosvenor Registered Multi-Strategy Fund (Ti 2), LLC), Master/Feeder Agreement (Grosvenor Registered Multi-Strategy Fund (Ti 1), LLC), Master/Feeder Agreement (Excelsior Multi-Strategy Hedge Fund of Funds (Ti 2), LLC)
SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, the “"SEC Filings”") required to be filed with the SEC under the Securities Act of 1933 (the “"1933 Act”"), the Securities Exchange Act of 1934 (the “"1934 Act”") and the 1940 Act, and the rules and regulations thereunder, (collectively, the “"Securities Laws”"). Interests in Shares of the Master Fund are not required to be registered under the 1933 Act, because such Interests Shares are offered solely in private placement transactions which do not involve any “"public offering” " within the meaning of Section 4(2) of the 1933 Act. In addition, Interests in Shares of the Master Fund are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Interests Shares are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Master/Feeder Agreement (Gottex Multi-Asset Endowment Master Fund), Master/Feeder Agreement (Gottex Multi-Alternatives Master Fund)