Common use of SEC Filings; Securities Exemptions Clause in Contracts

SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, "SEC Filings") required to be filed with the Securities and Exchange Commission (the "SEC") under the Securities Act of 1933 (the "1933 Act"), the 1934 Act and the 1940 Act, and the rules and regulations thereunder, (collectively, the "Securities Laws"). Units are not required to be registered under the 1933 Act because such Units are offered solely in private placement transactions which do not involve any "public offering" within the meaning of Section 4(2) of the 1933 Act. In addition, Units are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Units are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 9 contracts

Samples: Agreement (Arden Sage Triton Fund LLC), Agreement (Arden Sage Multi-Strategy TEI Institutional Fund, L.L.C.), Agreement (Robeco-Sage Multi-Strategy TEI Fund, L.L.C.)

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SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, "SEC Filings") required to be filed with the Securities and Exchange Commission (the "SEC") SEC under the Securities Act of 1933 (the "1933 Act"), the Securities Exchange Act of 1934 Act (the "1934 Act") and the 1940 Act, and the rules and regulations thereunder, (collectively, the "Securities Laws"). Units Interests are not required to be registered under the 1933 Act because such Units Interests are offered solely in private placement transactions which do not involve any a "public offering" within the meaning of Section 4(2) of the 1933 Act. In addition, Units Interests are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Units Interests are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 2 contracts

Samples: Agreement (Ramius IDF Master Fund LLC), Agreement (Ramius IDF LLC)

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SEC Filings; Securities Exemptions. The Master Fund has duly filed all forms, reports and other documents (collectively, "the “SEC Filings") required to be filed with the SEC under the 1933 Act, the Securities and Exchange Commission Act of 1934 (the "SEC"“1934 Act”) under the Securities Act of 1933 (the "1933 Act"), the 1934 Act and the 1940 Act, and the rules and regulations thereunder, (collectively, the "Securities Laws"). Units The Interests are not required to be registered under the 1933 Act Act, because such Units the Interests are offered solely in private placement transactions which do not involve any "public offering" within the meaning of Section 4(2) of the 1933 Act. In addition, Units Interests are either noticed or qualified for sale or exempt from notice or qualification requirements under applicable securities laws in those states and other jurisdictions in which Units Interests are offered and sold. All SEC Filings relating to the Master Fund comply in all material respects with the requirements of the applicable Securities Laws and do not, as of the date of this Agreement, contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Purchase and Sale Agreement (HarbourVest - Origami Structured Solutions L.P.)

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