SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 37 contracts
Samples: Securities Purchase Agreement (SMG Industries Inc.), Purchase Agreement (Cesca Therapeutics Inc.), Note Purchase Agreement (Opexa Therapeutics, Inc.)
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 24 contracts
Samples: Purchase Agreement (Sphere 3D Corp.), Purchase Agreement (Sphere 3D Corp.), Securities Purchase Agreement (Madrigal Pharmaceuticals, Inc.)
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Exchange Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 12 contracts
Samples: Stock Purchase Agreement (Intelligent Communication Enterprise Corp), Stock Purchase Agreement (Mobiclear Inc.), Common Stock Purchase Agreement (Intraop Medical Corp)
SEC Filings. At the time of filing thereofthereof as amended on or prior to the date hereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 5 contracts
Samples: Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.), Purchase Agreement (Green Ballast, Inc.)
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Exchange Act and did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 3 contracts
Samples: Purchase Agreement (AVRA Surgical Robotics, Inc.), Purchase Agreement (Celsion CORP), Purchase Agreement (Celsion CORP)
SEC Filings. (a) At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
(b) The Company has not filed any registration statement or any amendment thereto with the SEC since January 1, 2008.
Appears in 2 contracts
Samples: Purchase Agreement (Power Solutions International, Inc.), Purchase Agreement (Power Solutions International, Inc.)
SEC Filings. At the time As of filing thereoftheir respective dates, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain at the time they were filed any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Note Purchase Agreement (Interleukin Genetics Inc), Note Purchase Agreement (Interleukin Genetics Inc)
SEC Filings. At the time of filing thereof, the The SEC Filings complied as to form conformed in all material respects with to the requirements of the 1934 1933 Act or the Securities Exchange Act of 1934, as amended, as applicable and did not contain any none of such documents contained an untrue statement of a material fact or omit omitted to state any a material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Share Exchange Agreement (Mint Leasing Inc), Share Exchange Agreement (Saga Energy, Inc.)
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not not, as of the date of filing, contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
SEC Filings. At the time of filing thereof, and except as may be disclosed in the SEC Filings, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1933 Act and 1934 Act Act, as the case may be, and the rules and regulations of the SEC promulgated thereunder, and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Bioenvision Inc)
SEC Filings. At the time of filing thereof, the SEC Filings ------------ complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Appears in 1 contract
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.. All SEC Filings required to be made during the two year period preceding the date hereof have been filed on a timely basis
Appears in 1 contract
SEC Filings. At the time of filing thereof, the SEC Filings complied as to form in all material respects with the requirements of the 1934 Act and did not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading. Since August 1, 2006, the Company has timely filed all reports required to be filed by it under the 1934 Act and the rules and regulations promulgated thereunder.
Appears in 1 contract
