Common use of SEC Registration and Reporting Clause in Contracts

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustCompany, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustCompany.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustFund.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q filings PORT and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in the annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q PORT filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filingsfilings and Form N-LIQUID. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reportsreports and other filings, such as Form N-SARCEN, Form N-CSR, Form N-Q filings PORT, and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filingsand Form N-RN. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statementswith application for exemptive relief, as requested by the Trust.when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update periodic updates of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-N- SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses prospectuses, if applicable, and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist (1) Prepare and coordinate with Fund counsel in the annual update of the Registration Statement. b. (2) Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. (3) Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. (4) File fidelity bond under Rule 17g-1. e. (5) Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, statements as requested by the Trust.

SEC Registration and Reporting. a. 1. Assist Fund counsel in annual update of the Registration Statement. b. 2. Prepare and file annual and semiannual shareholder reportsreports and other filings, such as Form N-SARCEN, Form N-CSR, Form N-Q filings PORT, and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filingsand Form N-LIQUID. c. 3. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. 4. File fidelity bond under Rule 17g-1. e. 5. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. 6. Assist Fund counsel in preparation of proxy statements statements, repurchase offers, tender offers and information statements, as requested by the TrustFund.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q (or successor) filings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustFund.

SEC Registration and Reporting. a. Assist (1) Prepare and coordinate with Fund counsel in the annual update of the Registration Statement. b. (2) Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q PORT filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. (3) Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. (4) File fidelity bond under Rule 17g-1. e. (5) Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. (6) Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund Trust counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund Trust shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund Trust counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Trust counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-N­ SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustCompany, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustCompany.

SEC Registration and Reporting. a. Assist (1) Prepare and coordinate with Fund counsel in the annual update of the Registration Statement. b. (2) Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. (3) Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. (4) File fidelity bond under Rule 17g-1. e. (5) Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. (6) Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund Funds’ counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trusteach Fund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund each Fund’s shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual semi-annual shareholder reports, Form N-SARCEN, Form N-CSR, PORT and Form N-Q CSR filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, and Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses Prospectuses, SAI’s and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist (1) Prepare and coordinate with Fund counsel in the annual update of the Registration Statement. b. (2) Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. (3) Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. (4) File fidelity bond under Rule 17g-1. e. (5) Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities.. 12/17/2013 - M & P Funds Trust 3 f. (6) Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Prepare and coordinate with Fund counsel in annual update the updates of the Registration StatementForm N-1A and any supplements as needed. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. notices As requested by the TrustCompany, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Prepare and coordinate for Fund counsel in preparation of approval, the proxy statements and information statements, as requested by the TrustCompany. g. Assist Fund counsel with application for exemptive relief, when applicable.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Trust’s Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustCompany, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, statements as requested by the TrustCompany.

SEC Registration and Reporting. a. Assist Fund counsel in annual update any updates of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-N- SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trustfilings, prepare and file Form N-PX filings, Rule 24f-2 notices, and filings for any successor forms. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1.17g-l. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustFund.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reportsreports and other filings, such as Form N-SARCEN, Form N-CSR, , Form N-Q filings PORT, , Form N-PX, Form N-RN, and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statementswith application for exemptive relief, as requested by the Trust.when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q filings PORT, Form N-23C3Afilings and Rule 24f-2 notices. As requested by the TrustFund, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements statements, repurchase offers, tender offers and information statements, as requested by the TrustFund.

SEC Registration and Reporting. a. Assist Fund Funds’ counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund each of the Fund’s shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement.Trust’s registration statement on Form N-1A. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust.

SEC Registration and Reporting. a. Assist Fund counsel in annual update and other amendments of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SAR, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond materials under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authoritiesexchange. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update of the Registration Statement. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q PORT filings and Rule 24f-2 notices. As requested by the Trust, prepare and file Form N-PX and Form N-RN filings. c. Coordinate the printing, filing and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the Trust. g. Assist Fund counsel with application for exemptive relief, when applicable

SEC Registration and Reporting. a. Assist Fund counsel in annual update the updating of the Registration StatementProspectus and XXX and in preparing proxy statements. b. Prepare and file annual and semiannual shareholder reports, Form N-SARCEN, Form N-CSR, Form N-Q filings and Rule 24f-2 notices. As requested by the TrustPORT, prepare and file Form N-PX and Form N-LIQUID filings. c. Coordinate the printing, filing filing, and mailing of Prospectuses and shareholder reports, and amendments and supplements thereto. d. File fidelity bond under Rule 17g-1. e. Monitor sales of Fund shares and ensure that such shares are properly registered or qualified, as applicable, with the SEC and the appropriate state authorities. f. Assist Fund counsel in preparation of proxy statements and information statements, as requested by the TrustFund.