Common use of SEC Reporting and Compliance Clause in Contracts

SEC Reporting and Compliance. (c) Parent filed a registration statement on Form SB-2 under the Securities Act which became effective on December 4, 2002. Since that date, Parent has filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

Appears in 3 contracts

Samples: Merger Agreement (Electro Energy Inc), Merger Agreement (Electro Energy Inc), Merger Agreement (Electro Energy Inc)

AutoNDA by SimpleDocs

SEC Reporting and Compliance. (ca) Parent filed a registration statement on Form SB-2 under the Securities Act which became effective on December 4January 17, 20022008. Since that date, Parent has timely filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed by companies registered pursuant to Section 12(g) of the Exchange Act. Parent has All such reports were true and correct in all material respects when filed and did not filed with the Commission a certificate on Form 15 pursuant omit any material information required to Rule 12h-3 of the Exchange Actbe set forth therein.

Appears in 1 contract

Samples: Merger Agreement (WestMountain Alternative Energy Inc)

SEC Reporting and Compliance. (c) Parent filed a registration statement on Form SB-2 under the Securities Act Act, which became effective on December 4or about November 1, 20022006. Since that date, Parent has filed with the Commission on a timely basis all registration statements, proxy statements, information statements and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

Appears in 1 contract

Samples: Merger Agreement (Fitness Xpress Software Inc.)

SEC Reporting and Compliance. (ca) Parent filed a registration statement on Form SB-2 under the Securities Act which became effective on December 4January 17, 20022008. Since that date, Parent has filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed by companies registered pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 Section 12(g) of the Exchange Act.

Appears in 1 contract

Samples: Merger Agreement (WESTMOUNTAIN Co)

AutoNDA by SimpleDocs

SEC Reporting and Compliance. (ciii) Parent filed a registration statement on Form SB-2 (No. 333-130768) under the Securities Act which became effective on December 4March 24, 20022006. Since that date, Parent has filed with the Commission all registration statements, proxy statements, information statements periodic reports and other forms and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

Appears in 1 contract

Samples: Merger Agreement (Odyne Corp)

SEC Reporting and Compliance. (ca) Parent filed a registration statement on Form SB-2 under the Securities Act and a registration statement on Form 8-A under the Exchange Act each of which became effective on December 4May 15, 20022001. Since that date, Parent has filed with the Commission all registration statements, proxy statements, information statements and reports required to be filed pursuant to the Exchange Act. Parent has not filed with the Commission a certificate on Form 15 pursuant to Rule 12h-3 of the Exchange Act.

Appears in 1 contract

Samples: Merger Agreement (Refocus Group Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!