Common use of SEC Reporting Status Clause in Contracts

SEC Reporting Status. (a) The Company confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. (b) The Company covenants that, in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or such Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by such Company in accordance with the U.S. Exchange Act, such Company shall promptly deliver to the Trustee an Officers' Certificate notifying the Trustee of such registration or termination and such other information as the Trustee may, acting and relying on Counsel, require at the time. The Company acknowledges that the Trustee is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (the "SEC") obligations with respect to those clients who are filing with the SEC.

Appears in 4 contracts

Samples: Convertible Debenture Indenture (Poet Technologies Inc.), Convertible Debenture Indenture (Poet Technologies Inc.), Convertible Debenture Indenture (Poet Technologies Inc.)

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SEC Reporting Status. (a) The Company confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or have Act, and is not subject to a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. (b) . The Company covenants that, that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or such the Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by such the Company in accordance with the U.S. Exchange Act, such the Company shall promptly deliver to the Trustee Warrant Agent an Officers' Officer’s Certificate (in a form provided by the Warrant Agent) notifying the Trustee Warrant Agent of such registration or termination and such other information as the Trustee may, acting and relying on Counsel, Warrant Agent may reasonably require at the such time. The Company acknowledges that the Trustee Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (obligations imposed on the "SEC") obligations Warrant Agent by the SEC with respect to those clients who are filing of the Warrant Agent required to file reports with the SEC.

Appears in 1 contract

Samples: Warrant Indenture

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SEC Reporting Status. (a) The Company confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or have Act, and is not subject to a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. (b) . The Company covenants that, that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or such the Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by such the Company in accordance with the U.S. Exchange Act, such the Company shall promptly deliver to the Trustee Warrant Agent an Officers' Officer’s Certificate (in a form provided by the Warrant Agent) notifying the Trustee Warrant Agent of such registration or termination and such other information as the Trustee may, acting and relying on Counsel, Warrant Agent may reasonably require at the such time. The Company acknowledges that the Trustee Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission (obligations imposed on the "SEC") obligations Warrant Agent by the SEC with respect to those clients who are filing of the Warrant Agent required to file reports with the SEC.

Appears in 1 contract

Samples: Warrant Indenture

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