Common use of SEC Rule 701 Clause in Contracts

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to the holding period requirements) of Rule 144.

Appears in 6 contracts

Samples: Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc)

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SEC Rule 701. The If the Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and Act, the Shares may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement hereof or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to the holding period requirements) of Rule 144.

Appears in 4 contracts

Samples: Stock Option Exercise Agreement (Vincera, Inc.), Stock Option Exercise Agreement (Vincera, Inc.), Stock Option Exercise Agreement (LandBank Group Inc)

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 3 contracts

Samples: Stock Option Exercise Agreement (Gas & Oil Technology Inc), Stock Option Agreement (Netscreen Technologies Inc), Stock Option Agreement (Handspring Inc)

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 2 contracts

Samples: Stock Option Agreement (Informix Corp), Stock Option Exercise Agreement (Cisco Systems Inc)

SEC Rule 701. The Shares are issued pursuant to SEC Rule ------------ 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to the holding period requirements) of Rule 144.

Appears in 2 contracts

Samples: Stock Option Agreement (Tibco Software Inc), Stock Option Agreement (Tibco Software Inc)

SEC Rule 701. The To the extent the Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and Act, they may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 2 contracts

Samples: Stock Option Agreement (Omniture, Inc.), Enterprise Management Incentive Stock Option Agreement (Omniture, Inc.)

SEC Rule 701. The Shares are may become freely tradable by non- affiliates if issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Stock Option Exercise Agreement (C Cube Microsystems Inc)

SEC Rule 701. The Shares are may become freely tradable by non-affiliates if issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144l44.

Appears in 1 contract

Samples: Stock Option Exercise Agreement (Medical Science Systems Inc)

SEC Rule 701. The Shares are may become freely tradeable by non- ------------ affiliates if issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Employment Agreement (Centaur Pharmaceuticals Inc)

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) of the Company ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Stock Option Agreement (HNC Software Inc/De)

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SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Stock Option Agreement (Informix Corp)

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable tradable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by the Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Stock Option Agreement (Intuit Inc)

SEC Rule 701. The Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates if issued pursuant to SEC Rule 701 promulgated under the Securities Act (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Non Plan Stock Option Grant Agreement (Silicon Image Inc)

SEC Rule 701. The If the Shares are issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and Act, the Shares may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) days after the first sale of Common Stock of the Company Shares to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 13 of this Exercise Agreement or any other agreement entered into by Purchaserthe Grantee. Affiliates must comply with the provisions (in addition to the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Restricted Stock Award Agreement (Greenlight Capital Re, Ltd.)

SEC Rule 701. The Shares are may become freely tradable by ------------ non-affiliates if issued pursuant to SEC Rule 701 ------------ promulgated under the Securities Act and may become freely tradeable by non-affiliates (under limited conditions regarding the method of sale) ninety (90) 90 days after the first sale of Common Stock of the Company to the general public pursuant to a registration statement filed with and declared effective by the SEC, subject to the lengthier market standoff agreement contained in Section 7 of this Exercise Agreement or any other agreement entered into by Purchaser. Affiliates must comply with the provisions (in addition to other than the holding period requirements) of Rule 144.

Appears in 1 contract

Samples: Restricted Stock Purchase Agreement (Onsale Inc)

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