SEC Status; Securities Issuances. The Bank is not and has not been subject to the reporting provisions of Sections 12 or 15(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or the rules and regulations of the Securities and Exchange Commission (“SEC”) promulgated under the Exchange Act. All issuances of securities by the Bank were conducted in compliance with the provisions of all applicable securities laws and regulations.
Appears in 2 contracts
Samples: Merger Agreement (Green Bancorp, Inc.), Merger Agreement (Green Bancorp, Inc.)
SEC Status; Securities Issuances. The Bank is not and has not been subject to the reporting provisions of Sections 12 or 15(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or the rules and regulations of the Securities and Exchange Commission (“SEC”) SEC promulgated under the Exchange Act. All issuances of securities by the Bank were conducted in compliance with the provisions of all applicable securities laws and regulations. The Bank is not an “issuing public corporation” within the meaning of Article 13.02 of the Texas Business Corporation Act (“TBCA”).
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Franklin Bank Corp)
SEC Status; Securities Issuances. The Bank is not and has not been subject to the reporting provisions of Sections Section 12 or 15(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or the rules and regulations of the Securities and Exchange Commission (“SEC”) SEC promulgated under the Exchange Act, other than anti-fraud provisions of the Exchange Act. All issuances of securities by the Bank were conducted in compliance with the provisions of all applicable securities laws and regulations.
Appears in 1 contract
SEC Status; Securities Issuances. The Bank is not and has not been subject to the reporting provisions of Sections 12 or 15(d) of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or the rules and regulations of the Securities and Exchange Commission (“SEC”) SEC promulgated under the Exchange Act, other than the antifraud provisions of the Exchange Act. All issuances of securities by the Bank were conducted in compliance with the provisions of all applicable securities laws and regulations.
Appears in 1 contract
Samples: Agreement and Plan of Reorganization (Franklin Bank Corp)
