SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________
Appears in 3 contracts
Samples: Agreement, www.sec.gov, Purchase Agreement
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ ☐ No.
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement (DanDrit Biotech USA, Inc.)
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ ¨ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ____________________________________________________________________________________ ____________________________________________________________________________________ ¨ No.
Appears in 1 contract
Samples: Subscription Agreement (Seven Stars Cloud Group, Inc.)
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ________________________________________________________________________________________________ ________________________________________________________________________________________________ ________________________________________________________________________________________________ ☐ No.
Appears in 1 contract
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ ☐Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ________________________________________________________________________________________________ ________________________________________________________________________________________________ ________________________________________________________________________________________________ ☐No.
Appears in 1 contract
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ __________________________________________________________________________________ ☐ No.
Appears in 1 contract
Samples: Private Placement Subscription Agreement (Golden Metropolis International LTD)
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ______________________________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ ________________________________________________________________________________________________ ________________________________________________________________________________________________ ☐ No.
Appears in 1 contract
SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ☐ Yes. If yes, please explain: ____________________________________________________ ______________________________________________________________________________ ______________________________________________________________________________ _______________________________________________________________________________ ☐ No.
Appears in 1 contract
Samples: www.sec.gov