Common use of SEC Stop Orders Clause in Contracts

SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ Yes. If yes, please explain: ¨ No.

SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ Yes. If yes, please explain: ____________________________________________________ ¨ No.

SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ Yes. If yes, please explain: __________________________________________________________________ ¨ No.

SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ □ Yes. If yes, please explain: ¨ □ No.

SEC Stop Orders. Have you filed (as a registrant or issuer), or were you named as an underwriter in any registration statement or Regulation A offering statement filed with the SEC that, within the past five (5) years, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, or is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ ☐Yes. If yes, please explain: ¨ ☐No.

SEC Stop Orders. Have you You have not filed (as a registrant or issuer), nor were you or were you named as an underwriter in in, any registration statement or Regulation A offering statement filed with the SEC that, that (a) within five years before the past five (5) yearsOffering, was the subject of a refusal order, stop order, or order suspending the Regulation A exemption, exemption or (b) is currently the subject of an investigation or proceeding to determine whether a stop order or suspension order should be issued? ¨ Yes. If yes, please explain: ¨ No.