SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨
Appears in 2 contracts
Samples: Securities Purchase Agreement (DropCar, Inc.), Securities Purchase Agreement (WPCS International Inc)
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨52
Appears in 1 contract
Samples: Securities Purchase Agreement (Reign Sapphire Corp)
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨56
Appears in 1 contract
Samples: Securities Purchase Agreement (WPCS International Inc)
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨NO
Appears in 1 contract
Samples: Securities Purchase Agreement (Emerald Medical Applications Corp.)
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ ___ NO ¨___ Exhibit E
Appears in 1 contract
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨¨ 62
Appears in 1 contract
Samples: Securities Purchase Agreement (WPCS International Inc)
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ _______ NO ¨_______ 57
Appears in 1 contract
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ ___ NO ¨___
Appears in 1 contract
SEC Stop Orders. (a) Within the last five years, have you, as an officer or director of an issuer, or the Company filed a registration statement or Regulation A offering statement that was the subject of a SEC refusal order, stop order or order suspending the Regulation A exemption, or are you now the subject of an investigation or proceeding to determine whether such an order should be issued. YES ¨ NO ¨Yes No
Appears in 1 contract
