Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US LLP (“DLA Piper”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (“Secondary Market Trading Survey”).
Appears in 3 contracts
Samples: Underwriting Agreement (H D Partners Acquisition CORP), Underwriting Agreement (HD Partners Acquisition CORP), Underwriting Agreement (H D Partners Acquisition CORP)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US Ellenoff Xxxxxxxx & Schole LLP (“DLA PiperEG&S”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on no later than the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions transaction under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”).
Appears in 3 contracts
Samples: Underwriting Agreement (Echo Healthcare Acquisition Corp.), Underwriting Agreement (Boulder Specialty Brands, Inc.), Underwriting Agreement (Echo Healthcare Acquisition Corp.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Global Select Market or Nasdaq Global Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxxxxxxx & Xxxxx Xxxxxxx Xxxx Xxxx US LLP (“DLA PiperR&P”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”), a copy of which will be provided to the Company and EGS.
Appears in 2 contracts
Samples: Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (Pinpoint Advance CORP)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US LLP Loeb & Loeb LLP, counsel to the Underwriters (“DLA Piper”"LOEB"), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (“Secondary Market Trading Survey”"SECONDARY MARKET TRADING SURVEY").
Appears in 2 contracts
Samples: Underwriting Agreement (Vector Intersect Security Acquisition Corp.), Underwriting Agreement (Vector Intersect Security Acquisition Corp.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US Gxxxxxx, Savage, Kaplowitz, Wolf & Marcus, LLP (“DLA PiperGxxxxxx Sxxxxx”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions transaction under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”).
Appears in 2 contracts
Samples: Underwriting Agreement (India Globalization Capital, Inc.), Underwriting Agreement (India Globalization Capital, Inc.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Global Select Market or Nasdaq Global Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxxxxxxx & Xxxxx Xxxxxxx Xxxx Xxxx US LLP (“DLA PiperR&P”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”), a copy of which will be provided to the Company and Xxxxx Xxxxx.
Appears in 2 contracts
Samples: Underwriting Agreement (BBV Vietnam S.E.A. Acquisition Corp.), Underwriting Agreement (BBV Vietnam S.E.A. Acquisition Corp.)
Secondary Market Trading Survey. Until such time So long as the Public Securities are not listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange AMEX or quoted on the Nasdaq National Global Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US Ellenoff Xxxxxxxx & Schole LLP (“DLA PiperEG&S”), for a one-time an initial fee of $5,000 5,000, plus expenses, payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter for an additional $5,000 per quarter, plus expenses, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions transaction under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”).
Appears in 2 contracts
Samples: Underwriting Agreement (Hambrecht Asia Acquisition Corp.), Underwriting Agreement (Hambrecht Asia Acquisition Corp.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange (“AMEX”) or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US Ellenoff Xxxxxxxx & Schole LLP (“DLA PiperEllenoff”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions transaction under the Blue Sky laws of the fifty States (the “Secondary Market Trading Survey”).
Appears in 1 contract
Samples: Underwriting Agreement (TransTech Services Partners Inc.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Global Select Market, Nasdaq Global Market or until such earlier time upon which the Company is required Nasdaq Capital Market (collectively referred to be liquidatedbelow as “Nasdaq”), the Company shall engage DLA Xxxxx Xxxxxxx Xxxx Xxxx US LLP Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., counsel to the Underwriter (“DLA PiperMintz”), for a one-time fee of $5,000 payable on the Closing Date, ) to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date Date, and to update at the beginning of each fiscal quarter, if requested by the Representative, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (“Secondary Market Trading Survey”), for a one-time fee of $5,000 payable on the Closing Date.
Appears in 1 contract
Samples: Underwriting Agreement (Advanced Technology Acquisition Corp.)
Secondary Market Trading Survey. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or quoted on the Nasdaq National Market, or until such earlier time upon which the Company is required to be liquidated, the Company shall engage DLA Xxxxx Xxxxxxx Xxxxxx Xxxx Xxxx US LLP & Priest LLP, counsel to the Underwriters (“DLA PiperXxxxxx”), for a one-time fee of $5,000 payable on the Closing Date, to deliver and update to the Underwriters on a timely basis, but in any event on the Effective Date and at the beginning of each fiscal quarter, a written report detailing those states in which the Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty States (“Secondary Market Trading Survey”).
Appears in 1 contract