Section 3(a)(9) Exchange. In consideration of and for the Exchange, the Company agrees to issue to the Holder the Exchange Shares. The issuance of the Exchange Shares to the Holder will be made without registration of such Exchange Shares under the Securities Act of 1933, as amended (together with the rules and regulations thereunder, the “Securities Act”), in reliance upon the exemption therefrom provided by Section 3(a)(9)
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Samples: Exchange Agreement (Paragon Shipping Inc.), Exchange Agreement (Paragon Shipping Inc.), Exchange Agreement (Emerald Oil, Inc.)
Section 3(a)(9) Exchange. In consideration of and for the Exchange, the Company agrees to issue to the Holder the Exchange SharesShares and to make the Cash Payment. The issuance of the Exchange Shares to the Holder will be made without registration of such Exchange Shares under the Securities Act of 1933, as amended (together with the rules and regulations thereunder, the “Securities Act”), in reliance upon the exemption therefrom provided by Section 3(a)(9)
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