Section 9 of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 34 contracts
Samples: Distribution Agreement (Salomon Funds Trust), Distribution Agreement (Smith Barney Investment Series), Distribution Agreement (Salomon Brothers Capital Fund Inc)
Section 9 of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be such a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 15 contracts
Samples: Distribution Agreement and Assumption (Smith Barney Investment Series), Distribution Agreement and Assumption (Legg Mason Partners Municipal Funds), Distribution Agreement and Assumption Of (Legg Mason Partners Income Funds)
