Section 9 of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 34 contracts
Samples: Distribution Agreement (Smith Barney Fundamental Value Fund Inc), Distribution Agreement (Smith Barney Trust Ii), Distribution Agreement (Smith Barney Multiple Discipline Trust)
Section 9 of the 1940 Act. You agree to promptly notify the Investment Company should you cease to be such a member of the NASD through expulsion or otherwise or if its membership is suspended or should you be subject to any limitations on your conduct under Section 9 of the 1940 Act.
Appears in 15 contracts
Samples: Distribution Agreement (Legg Mason Partners Appreciation Fund, Inc), Distribution Agreement (Smith Barney Investment Series), Distribution Agreement (Legg Mason Partners Appreciation Fund, Inc)
