Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:
Appears in 2 contracts
Samples: Business Combination Agreement (Investcorp Europe Acquisition Corp I), Business Combination Agreement (OpSec Holdings)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section A&R Holdings Charter 10.1(g) A&R Holdings Charter and Bylaws 10.1(g) Acquisition Proposal 8.9(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 8.9(a) Audited Company Financial Statements 7.6(cAntitrust Laws 8.12(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change Recitals, 12.1 Certificate of Control 1.2(a)(iiMerger 1.1 Closing 3.1 Closing Cash 8.20(b) Closing Date 3.1 Closing Filing 9.17(b8.16(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.16(b) Company Preamble Company Audited Financial Statements 6.7(a) Company Benefit Plan 7.19(a6.18(a) Company Board Recitals Company Certificate 1.3(a)(ii2.3(a)(ii) Company Collective Bargaining Agreement 6.17(a) Company D&O Tail Insurance 8.19(c) Company Disclosure Schedules Article VI Company Financial Statements 7.6(c6.7(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShareholder Preamble Company Shareholder Consideration 2.2(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iTermination Notice Date 11.1(e) Company Waiving Unaudited Financial Statements 6.7(a) Confidentiality Agreement 8.1(c) Contracting Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” 13.13 D&O Indemnified Persons 9.20(a8.19(a) Dissenting SPAC DTC 1.10 Earnout Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f2.4(a) Enforceability Exceptions 5.2 Environmental Permits 7.20(a4.2 Export Control Laws 6.24(d) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aExtension 8.3(a) Exchange Fund 3.20(aExtension Proxy Statement 8.24 FCPA 4.17(a) Expenses 12.3(aFederal Securities Laws 8.10 Financial Statement Delivery Date 8.6 Forward-Looking Statements Article IV GRA 1.13 Holdings Preamble Holdings 5% Shareholder 8.14(c) First Merger Holdings Board Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Holdings Equity Incentive Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals 8.23 Home Plate Acquisition Corporation 1.4 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.13 Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(cLxxxxx 8.14(a), 13.14(a) ITSF Preamble Letter of Transmittal 3.20(bLegal Restraint 10.1(c) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a8.22 Material Merchant 6.22(a) Material Inbound Licenses 7.11(a)(xMerchant Agreement 6.22(a) Material Outbound License 7.11(a)(xiPool Agreement 6.22(c) Material Supplier 6.22(b) Material Supplier Agreement 6.22(b) Material Vessel Owner 6.22(c) Merger Recitals Merger Sub I Preamble Closing 3.1 Merger Effective Time 1.2 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) 8.21 Nonparty Affiliates 13.13 OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.17(c) Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Audited Financial Statements 9.7(a8.6 Permitted Dividend 8.2(b)(iii) Person 13.11(b) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a8.15(a) Registration Statement 9.15(a8.15(a) Released Claims 13.1 Related Person 6.20 Required Shareholder Approval 11.1(a10.1(b) Risk Factors Article IV S&K 8.14(a), 13.14(b) Sanctioned Country 4.17(c) Sanctioned Person 6.24(c) Sanctions 4.17(c), 6.24(c)(i) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h4.6(a) Share Contribution Acquisition Recitals Share Contribution Acquisition Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals 3.1 Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a8.15(a) Signing Filing 9.17(b8.16(b) 127 Term Section Signing Press Release 9.17(b8.16(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 Class A Common Stock 13.11(i) SPAC Business Combination Deadline 9.29 Class B Common Stock 13.11(i) SPAC D&O Tail Insurance 8.19(b) SPAC Disclosure Schedules Article V IV SPAC Financial Statements 5.6(cFinancials 4.6(c) SPAC Material Contract 5.13(a4.13(a) SPAC Permits 4.9 SPAC Recommendation 4.2 SPAC Redeemable Warrants 13.11(i) SPAC Shareholders Recitals SPAC STFs 3.7(aShares 13.11(i) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Preamble Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target STFs 2.3(a)(i) Subscription Agreements Recitals Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transactions Recitals Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i1.10 Trust Account Released Claims 12.1 Unit Separation 1.6(a) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on 8.26 Schedule 1 Company Shareholders Name Company Shares (as at the date stated at of this Agreement) Closing Number of Holdings Shares Earnout Shares 1. Rxxx Marine Ltd 47,904 8,000,000 One-half (1/2) of the beginning Earnout Shares 2. Mxxxxxxx Shipinvest Corp. 47,904 8,000,000 One-half (1/2) of it. SPAC:the Earnout Shares TOTAL 95,808 16,000,000
Appears in 2 contracts
Samples: Business Combination Agreement (Home Plate Acquisition Corp), Business Combination Agreement (Home Plate Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bCSRC 4.31(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 4.20(a) Exchange Fund 3.20(a) Shares 1.2 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Parent Preamble Party Party(ies) Preamble PCAOB PRC Establishment Document 4.4(c) PRC Mergers and Acquisitions Rules 4.32(b) PRC Overseas Investment and Listing Regulations 4.32(a) PRC Target Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a4.4(c) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Rata Share 1.2 Public Certifications 3.6(a) Redemption 9.15(aPurchased Shares 1.1 Purchaser Preamble Parent Financials 3.6(b) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aParent Material Contracts Related Person 4.21 Releasing Persons 10.1 Resolution Period 11.4 SAFE 4.31(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Sellers Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 11.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Termination Fee 9.4 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.23
Appears in 2 contracts
Samples: Share Exchange Agreement (Planet Green Holdings Corp.), Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Acquisition Proposal 5.6(a) Enertec Share Purchase Agreement 3.21 3.21 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiEnforceability Exceptions 3.2 Alternative Transaction 5.6(a) Audited Company Financial Statements 7.6(cExpenses 7.4 Antitrust Laws 5.9(b) Audited Zacco Financial Statements 9.7(bFederal Securities Laws 3.3 Articles of Merger 1.1 File 3.6(a) Authorization Notice 3.17(aBalance Sheet Date 4.6(a) Backstop Agreement Interim Period 5.1(a) Business Recitals Business Combination 13.1 Business Intellectual Property 7.12(bIntermediate Preamble BVI Registrar 1.2 Intermediate Disclosure Schedules Article IV Closing 2.1 Intermediate Financials 4.6(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 2.1 Intermediate Material Contract 4.16(a) Closing Filing 9.17(b5.12(b) Intermediate Personal Property Leases 4.14 Closing Press Release 9.17(b5.12(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Intermediate Real Property Leases 7.15 Company Registered 4.13 Consideration Note 1.4 Intermediate Shareholder Preamble Conversion Shares 1.4 IP 7.12(aLicenses 4.11(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aParties 5.15(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.9 D&O Tail Insurance 5.15(d) Merger Recitals Effective Time 1.2 Merger Sub I Preamble Merger Sub II EGS 2.1 Enertec Escrow Agreement 3.21 Term Section Term Section MICT Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Proxy Statement 5.11(a) MICT Disclosure Schedules Article III Public Certifications 3.6(a) MICT Equity Plan 5.11(a) Registered IP 4.11(a) MICT Financials 3.6(b) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Statement 5.17(a) MICT Material Contract 3.15(a) Regulation S 4.20 MICT Options 1.12 SEC Reports 3.6(a) MICT Personal Property Leases 3.13 Signing Filing 5.12(b) MICT Real Property Leases 3.12 Signing Press Release 5.12(b) MICT Stockholder Approval Matters 5.11(a) Special Meeting 5.11(a) Non-U.S. Company Benefit Plan 7.19(aShareholder 4.20 Specified Courts 8.4 OFAC 3.19(c) OFAC 5.17(cSunrise Agreement 1.11 Off-the Shelf Software 4.11(a) Option Cancellation Agreement 1.4(b)(iiSunrise Securities 1.11 Outbound IP License 4.11(c) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:1.1
Appears in 2 contracts
Samples: Agreement and Plan of Merger (MICT, Inc.), Agreement and Plan of Merger (MICT, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 5.25 Acquisition Proposal 6.7(a) Adjusted Option 2.8(d) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.7(a) Audited Company Financial Statements 7.6(cAntitrust Laws 6.8(b)(ii) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii10.1 BVI Law 1.1 Claim Notice 7.6(b) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b6.13(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a6.13(b) Company Preamble Company Benefit Plan 7.19(a5.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.9(a) Company Financial Statements 7.6(cDisclosure Schedules Article V Company Financials 5.7(a) Company Indemnified Party 7.3 Company Indemnifying Party 7.2 Company IP 5.13(d) Company IP Licenses 5.13(a) Company Material Contract 7.11(a5.12(a) Company Oil and Gas Agreements 5.26(a) Company Permits 7.9 5.10 Company Personal Property Leases 5.16 Company Real Property Leases 7.15 5.15 Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(bTermination Fee 9.4(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iWarrant Termination Agreement 6.18 Confidentiality Agreement 6.2 Decommissioning 5.26(g) Company Waiving Parties 14.14(bDeductible 7.5(a) Contributor 7.12(eDefensible Title 5.26(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aDGCL Recitals Dissenting Stockholders 2.12(a) Dissenting SPAC Shares 3.6(g)(i2.12(a) Dissenting SPAC Shareholders 3.6(g)(iDOJ 6.8(b)(ii) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fAgreements 8.3(g) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(aPermit 5.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 2.15 Escrow Agent 2.15 Escrow Agreement 2.15 Escrow Shares 2.15 Escrowed Property 2.7 Exchange Agent 3.20(a2.9(a) Exchange Fund 3.20(aRatio 2.8(d) Expenses 12.3(a9.3 Expiration Date 2.15 FTC 6.8(b)(ii) First Merger Recitals First Merger Closing 4.1 First Merger Closing Indemnified Party 7.3 Indemnifying Party 7.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.7(a) Interim Period 9.1(a6.3 INXB Directors 6.14(a) Intervening Event Recommendation Change 9.15(c) ITSF INXB Representative Preamble Letter of Transmittal 3.20(b) Leased Premises 5.15 Lock-Up Agreement Recitals Malicious Code 7.13(b2.9(b) Management Accounts 7.6(aLoss 7.2 Merger Consideration 2.7 Merger Sub Preamble Notified Person 7.6(b) Notifying Person 7.6(b) OFAC 4.22 Off-the-Shelf Software Agreements 5.13(a) Offer Documents 6.10(a) Oil and Gas Properties 5.26(a) Outbound IP License 5.13(c) Outside Date 9.1(b) Parent Preamble Parent Disclosure Schedules Article IV Parent Financials 4.6(b) Parent Material Inbound Licenses 7.11(a)(xContract 4.14(a) Material Outbound License 7.11(a)(xiParent UPO Termination Agreement 4.27 Party(ies) Preamble Pending Claims 2.15 Pending Reserved Portion 2.8(d) PIPE Investment 4.25 Post-Closing Purchaser Board 6.14(a) Pro Rata Share 2.7 Public Certifications 4.6(a) Public Stockholders 10.1 Purchaser Preamble Purchaser Indemnified Party 7.2 91 Term Section Purchaser Indemnifying Party 7.3 Purchaser Termination Fee 9.4(b) Redomestication Certificate of Merger 1.2 Redomestication Effective Time 1.2 Redomestication Merger Recitals Redomestication Plan of Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New 1.2 Redomestication Surviving Corporation 1.1 Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a2.9(b) Registration Statement 9.15(a) 6.12 Related Person 5.21 Released Claims 13.1 Required Shareholder Approval 11.1(a10.1 Requisite Regulatory Approvals 8.1(e) Reserve Report 5.26(b) Reserved Portion 2.8(d) Restatement 4.6(a) Schedule TO 6.10(a) SEC Reports 5.6(a4.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 5.19(j) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aTender Offer 6.10(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b6.13(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.16 Tender Offers 6.11 Termination and Release Agreement 2.9(i) SPAC Material Contract 5.13(aTermination Fee 9.4(b) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bThird Party Claim 7.6(c) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Customer 5.23 Top Supplier 5.23 Transaction Certificate of Merger 2.2 Transaction Effective Time 2.2 Transaction Merger Recitals Transaction Surviving Corporation 2.1 Transactions Recitals Warrant Assignment, Assumption and Amendment 4.26 Warrant Conversion Agreement 3.6(a) 4.28 Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Tender Offer 6.11
Appears in 2 contracts
Samples: Merger and Share Exchange Agreement (Glori Energy Inc.), Merger and Share Exchange Agreement (Glori Energy Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 5.5(a) Agreement Preamble Alternative Transaction 5.5(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.2(e) Audited Company Financial Statements 7.6(cAntitrust Laws 5.7(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 Claim 5.15(a) Cashed-Out Options 1.4(b)(iClosing 1.1(a) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 1.1(a) Closing Filing 9.17(b5.11(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a5.11(b) Company Preamble Term Section Company Benefit Plan 7.19(a4.184.18(a) Company Board Recitals Company Certificate 1.3(a)(iiClass A Ordinary Shares 4.3(a) Company Financial Statements 7.6(cClass B Ordinary Shares 4.3(a) Company Closing Statement 1.2(b) Company Disclosure Schedules Article IV Company IP 4.13(c) Company IP Licenses 4.13(a) Company Letter of Transmittal 1.6(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Ordinary Shares 4.3(a) Company Preferred Shares 4.3(a) Company Real Property Leases 7.15 4.16(b) Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSeries A Preferred Shares 4.3(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iSeries Angel Preferred Shares 4.3(a) Company Waiving Parties 14.14(bSeries Pre-A Preferred Shares 4.3(a) Contributor 7.12(eCompany Series Seed Preferred Shares 4.3(a) 125 Term Section Controlled Person Definition of “Control” Company Shareholder Support Agreement Recitals D&O Indemnified Persons 9.20(aParties 5.15(a) Digital Assets 4.24 Dissenting SPAC Company Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 1.5 Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” 2.2 Exchange Agent 3.20(a1.6(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Federal Securities Laws 5.6 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Recitals Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cIRS 4.18(c) ITSF Preamble Labor Laws 4.17(a) Letter of Transmittal 3.20(b1.6(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(aLost Certificate Affidavit 1.6(e) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiSoftware 4.13(b) Merger Recitals Merger Sub I Preamble Documents 1.1(b) Merger Effective Date 1.1(b) Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Company Information 5.23(b) New Purchaser Information 5.23(a) Non-Recourse Parties 10.13 OFAC 2.17(c) Outside Date 8.1(b) Party(ies) Preamble PII 4.14(a) Post-Closing Purchaser Board 5.13(a) Term Section Proxy Statement 5.9(a) Public Certifications 2.6(a) Public Shareholders 9.1 Purchaser Preamble Purchaser Arrangements 5.19 Purchaser Closing Statement 1.2(a) Purchaser Disclosure Schedules Article II Purchaser Equity Plan 5.9(a) Purchaser Financials 2.6(c) Purchaser Material Contracts 2.13(a) Purchaser Recommendation 2.2 Purchaser Shareholder Approval Matters 5.9(a) Redemption 5.9(a) Registration Statement 5.9(a) Released Claims 9.1 Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Purchaser Shareholder Approval 11.1(aMatters 5.9(a) SEC Reports 5.6(a2.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h280G Payments 5.19 Shareholder Certificates 1.6(c) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Sidley 10.13 Signing Filing 9.17(b5.11(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a5.11(b) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a5.9(a) Specified Courts 10.4 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Surviving Company 1.1(a) Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bSupport Agreements Recitals Transactions Recitals Transmittal Documents 1.6(c) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” Waived 280G Benefits 5.19 Winston 10.3 Withholding Party 1.3 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (TradeUP Global Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Antitrust Laws 3.3 Assumed U.S.-Held Option 1.4(b)(ii) 6.18 Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(bBuyer Preamble Buyer Benefit Plan 3.19(a) Authorization Notice 3.17(aBuyer Board Recitals Buyer Director 6.12 Buyer Disclosure Schedules Article III Buyer Financials 3.7(b) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Buyer fundamental Representations 7.3(a) Buyer Indemnitees 7.2(a) Buyer IP 3.13(c) Buyer IP Licenses 3.13(a) Buyer Material Contract 3.12(a) Buyer Owned Real Property 7.12(b3.15(b) Cashed-Out Options 1.4(b)(iBuyer Permits 3.10 Buyer Personal Property Leases 3.16 Buyer Real Property Leases 3.15(a) Certificates 3.20(bBuyer Registered IP 3.13(a) Change of Control 1.2(a)(ii) Buyer Top Vendors 3.26 CFIUS Filing 6.19 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.10(b) Closing Press Release 9.17(b6.10(b) Collective Bargaining Agreement 7.18(aCommon Shares 1.2(a) Company Preamble Company Balance Sheet 4.7(a) Company Balance Sheet Date 4.7(a) Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.3(b) Company Financial Statements 7.6(cConvertible Securities Conversion 1.4(a) Company Creditors 1.2(a) Company Directors 6.12 Company Disclosure Schedules Article IV Company Equity Plans 1.4(b) Company Financials 4.7(a) Company Fundamental Representations 7.3(a) Company IP 4.13(c) Company IP Licenses 4.13(a) Term Section Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bTop Customers 4.23 Company Top Vendors 4.23 Creditor Shares 1.2(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a6.13(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.13(b) Dissenting SPAC Shareholders 3.6(g)(iDirect Claims 7.4(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent Permit 3.20(a) ERISA Affiliate 3.19(f) Exchange Fund 3.20(aConsideration 1.2(a) Expenses 12.3(aExchange Shares 1.2(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiExchange Share Value 1.2(a) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Federal Securities Laws 6.3 Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) 6.1 Loss 8.2 Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Shareholders Recitals Non-Recourse Parties 14.13 Competition and Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Solicitation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recitals
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiTerm Section 2019 Earnout Shares 1.4(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 2.1 2019 Earnout Target 1.4(a) Closing Filing 9.17(b6.12(b) 2019 Earnout Year 1.4(a) Closing Press Release 9.17(b6.12(b) Collective Bargaining Agreement 7.18(a2020 Earnout Shares 1.4(a) Closing Redemption 6.11(a) 2020 Earnout Target 1.4(a) Company Preamble 2020 Earnout Year 1.4(a) Company Benefit Plan 7.19(a4.19(a) AAA Procedures 11.4 Company Directors 6.16(a) Accounts Receivable 4.25 Company Disclosure Schedules Article IV Acquisition Proposal 6.6(a) Company Board Recitals Company Certificate 1.3(a)(iiEquity Valuation 1.2 Aggregate Earnout Target 1.4(a) Company Financial Statements 7.6(cFinancials 4.7(a) Agreement Preamble Company IP 4.13(d) Alternative Earnout 1.4(a) Company IP Licenses 4.13(a) Alternative Transaction 6.6(a) Company Material Contract 7.11(a4.12(a) Amended Charter 6.11(a) Company Parties Preamble Antitrust Laws 6.9(b) Company Permits 7.9 4.10 Basket 7.3(a) Company Personal Property Leases 4.16 Business Combination 10.1 Company Real Property Leases 7.15 4.15 CFO 1.4(b) Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bClaim Notice 7.4(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iCSRC 4.27(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Closing 2.1 D&O Indemnified Persons 9.20(a6.16(c) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “82 Term Section Term Section Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a4.13(f) Post-Closing Pubco Purchaser Board 9.19(a6.16(a) Dispute 11.4 PRC Preamble Draft Audited Financial Statements 4.7(a) PRC Establishment Documents 4.4(c) Earnout Period 1.4(a) PRC Mergers and Acquisitions Rules 4.27(b) Earnout Shares 1.4(a) PRC Overseas Investment and Listing Regulations 4.27(a) Earnout Statement 1.4(b) PRC Target Company 4.4(c) Earnout Targets 1.4(a) XXX Xxx Xxxxxxxx Xx. 0 0.00(x)(xx) Earnout Year 1.4(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Rata Share 1.2 EGS 2.1 Proxy Statement 9.15(a6.11(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aEmployment Agreements 8.3(d)(vi) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Public Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:10.1
Appears in 1 contract
Samples: Share Exchange Agreement (TKK SYMPHONY ACQUISITION Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 11.4 Accounts Receivable 4.7(f) Acquisition Proposal 6.6(a) Adjustment Amount 1.14(d) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.6(a) Audited Company Financial Statements 7.6(cAntitrust Laws 6.9(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b10.1 Cash Consideration 1.9(b)(i) Cashed-Out Options 1.4(b)(iCFO 1.14(a) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 7.4(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.14(b) Closing Press Release 9.17(b6.14(b) Collective Bargaining Agreement 7.18(aClosing Purchaser Board 6.17(a) Closing Statement 1.14(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.10(a) Company Financial Statements 7.6(cDirector 6.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company Fundamental Reps 7.1(a) Company Indemnified Party 7.2(b) Company Indemnifying Party 7.2(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Stockholder Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Deposit Servicing Agreement Recitals D&O Indemnified Persons 9.20(a6.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.18(b) Dissenting SPAC Shareholders 3.6(g)(iDGCL 3.5(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aEstimated Closing Statement 1.13 Term Section Expenses 9.3 Extension 6.3(a) Exchange Fund 3.20(aExtension Expenses 6.3(b)(iv) Expenses 12.3(aFederal Securities Laws 6.7 Incentive Plan 6.12(a) First Merger Indemnified Parties 7.2(b) Indemnifying Parties 7.2(b) Independent Expert 1.14(b) Independent Expert Notice Date 1.14(b) Interchange Maintenance Agreement Recitals First Merger Closing 4.1 First Merger Closing Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) License Agreement Recitals Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(f)(iv) Management Accounts 7.6(aLoss 7.2(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.11(b) Merger Recitals Merger Sub I Preamble Consideration 1.9(a) Merger Consideration Share Amount 1.9(b)(ii) Merger Consideration Shares 1.9(b)(ii) Merger Sub II Preamble Merger Sub I Non-Competition Agreement 8.2(f)(v) Notified Person 7.4(b) Notifying Person 7.4(b) Objection Statement 1.14(b) OFAC 3.19(c) Off-the-Shelf Software 4.13(a) Outbound IP License 4.13(c) Outside Date 9.1(b) Party(ies) Preamble PBCL Recitals PIPE Investment 3.21 PIPE Investors 3.21 Post-Closing Purchaser Board Recitals Merger Sub II Board Recitals Mill Reef 6.17(a) Proxy Statement 6.12(a) Public Certifications 3.6(a) Public Stockholders 10.1 Purchaser Preamble New Purchaser Directors 6.17(a) Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Fundamental Reps 7.1(b) Purchaser Indemnified Party 7.2(a) Purchaser Indemnifying Party 7.2(b) 77 Term Section Purchaser Material Contract 3.13(a) Purchaser Special Meeting 6.12(a) Redemption 6.12(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a8.2(f)(viii) OFAC 5.17(cRelated Person 4.21 Released Claims 10.1 Remaining Trust Account Amount 1.9(b)(i)(B) Option Cancellation Agreement 1.4(b)(iiRepresentative Party 1.14(b) 126 Term Section Option Cashout Amount 1.4(b)(iRequired Stockholder Approval 8.1(a) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Resolution Period 11.4 SEC Reports 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aPlan 4.19(k) Signing Filing 9.17(b6.14(b) 127 Term Section Signing Press Release 9.17(b6.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Specified Courts 11.5
Appears in 1 contract
Samples: Agreement and Plan of Merger (Megalith Financial Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Acquisition Proposal 5.6(a) Effective Time 1.2 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiEGS 2.1 Alternative Transaction 5.6(a) Enforceability Exceptions 3.2 Audited Company Financial Statements 7.6(c4.7(b) Audited Zacco Financial Statements 9.7(bEnvironmental Permits 4.17(a) Authorization Notice 3.17(aBusiness Recitals Exchange Agent 1.11(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 Expenses 8.3 Certificate of Merger 1.2 Extension 5.11(b) Cashed-Out Options 1.4(b)(iCF Offering 5.6(b)(ii)(A) Certificates 3.20(bExtension Date 5.11(b) Change of Control 1.2(a)(iiClosing 2.1 Extension Meeting 5.11(b) Closing Date 2.1 Extension Proxy Statement 5.11(b) Closing Filing 9.17(b5.12(b) Extension Redemption Offer 5.11(b) Closing Press Release 9.17(b5.12(b) Collective Bargaining Agreement 7.18(aExWorks 7.3(d)(x) Closing Redemption Offer 5.11(a) ExWorks Debt Documents 7.3(d)(x) Company Preamble ExWorks Loan Agreement 7.3(d)(x) Company Benefit Plan 7.19(a4.21(a) ExWorks Warrant 7.3(d)(x) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.11(a) Initial Extension 3.5(e) Company Financial Statements 7.6(cClass A Common Stock 4.3(a) Interim Company Equity Financing 5.6(b)(i) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cClass B Common Stock 4.3(a) Interim Period 9.1(a5.3(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bCompany Common Stock 4.3(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a7.3(d)(vi) Material Inbound Licenses 7.11(a)(xConsultants 4.20(d) Material Outbound License 7.11(a)(xiCompany Common Stock Equivalent Securities 1.7(c) Merger Recitals Company Disclosure Schedules Article IV Merger Consideration 1.7(b) Company Financial Statements 4.7(b) Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble Company Fully-Diluted Common Stock New Registration Rights Agreement Recitals Equity Incentive Plan 5.15 1.7(d) Non-Recourse Parties 14.13 Non-U.S. Competition Agreement 7.2(d)(viii) Company Benefit Plan 7.19(aIP 4.13(d) OFAC 5.17(cOAC Preamble Company IP License 4.13(a) OAC Assumed Option Cancellation Agreement 1.4(b)(ii1.7(f) 126 Term Section Option Cashout Amount 1.4(b)(iCompany Material Contract 4.12(a) Orca OAC Deferred Expenses 8.3 Company Offering Documents 5.6(b)(ii)(A) OAC Directors 5.14(a) Company Options 4.3(e) OAC Disclosure Schedules Article III Company Permits 4.10 OAC Financials 3.6(c) Company Preferred Stock 4.3(a) OAC Material Contract 3.14(a) Company Public Offerings 5.6(b)(ii)(A) OAC Private Placement 3.5(a) Company Purchase Notes 1.7(e) OAC Representative Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(dCompany Real Properties 4.15(a) Orca Shares 7.3(dOAC SEC Reports 3.6(a) Company Real Property Leases 4.15(a) Company Registered IP 4.13(a) OAC Stockholder Approval Matters 5.11(a) Outbound IP License 4.13(c) Company Registration Statement Information 5.11(a) Outside Date 12.1(b8.1(b) Parties Company Required Information 5.5(b) Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aSecurities 1.7(e) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPermitted Company Activity 5.6(b) Company Stock Split 4.3(b) Post-Closing Pubco Board 9.19(a5.14(a) Pro Forma Company Stockholder Meeting 1.13 Confidential Information 5.2 Post-Signing Unaudited Financial Statements 4.7(b)(iv) Consolidated Unaudited Target Public Distributions 9.1 Company Financial Statements 9.7(a4.7(b)(iv) Pro Forma Zacco Financial Statements 9.7(bPublic Stockholders 9.1 Consulting Agreement 5.17 Purchase Note Conversion Shares 1.7(e) Proxy Conversion 1.6 Receiving Party 5.2 DGCL Recitals Redemption Offers 5.11(b) Disclosing Party 5.2 Reg A+ Offering 5.6(b)(ii)(A) Disclosure Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) 1.13 Registration Statement 9.15(a5.11(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Dissenting Interests 1.14 Related Person 13.2(a) Signing Filing 9.17(b) 127 4.22 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Term Section
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Acquisition Proposal 8.6(a) Merger Securities 5.6(a) Agreement Preamble Merger Sub Preamble Alternative Transaction 8.6(a) Minimum Valuation 2.2(d) Amended Company Charter 2.4 and Restated Registration Negotiation Period 2.2(e) Rights Agreement 10.2(d)(iv)) New Seller 8.2(c) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii10.1(f) Audited Company Financial Statements 7.6(cNon-Competition Agreement 10.3(e)(xi) Audited Zacco Financial Statements 9.7(bAntitrust Laws 8.9(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a13.13 Automatic Extension 11.1(b) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dBalance Sheet Date 6.7(a) Outside Date 12.1(b11.1(b) Parties Business Combination 12.1 Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aCertificate of Merger 1.2 PIPE Investment 8.18 Charter Extension 11.1(b) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aShares 8.18 Company Subsidiary 6.3(c) Post-Closing Pubco Board 9.19(a8.15(a) Closing 3.1 Pro Forma Company Financial Statements 9.7(aRata Share 2.2(a) Pro Forma Zacco Financial Statements 9.7(b) Closing Date 3.1 Proxy Statement 9.15(a8.11(a) Closing Filing 8.13(b) Pubco Preamble Closing Press Release 8.13(b) Pubco and Merger Subs Disclosure Schedules Article V Company Preamble Pubco Financials 5.8(c) Company Benefit Plan 6.19(a) Pubco Material Contract 5.15(a) Company Certificates 2.3(a) Public Certifications 4.6(a) Company Directors 8.15(a) Public Disclosure Schedules Article V Company Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aMaterial Contract 5.15 Company Entities 8.1(a) Pubco Shareholder Recitals Pubco Warrants 3.6(aPublic Stockholder Distributions 12.1 Company Financials 6.7(a) Public Stockholders 12.1 Company IP 6.13(c) Purchased Shares 2.1 Company IP Licenses 6.13(a) Redemption 9.15(a2.2(c) Company Material Contract 6.12(a) Revised Valuation 8.11(a) Company Permits 6.10 DMAC Preamble Company Real Property Leases 6.15 DMAC Directors 8.15(a) Company Registered IP 6.13(a) DMAC Disclosure Schedules Article IV D&O Indemnified Person 8.16(a) DMAC Financials 4.6(c) D&O Tail Insurance 8.16(b) DMAC Material Contract 4.13(a) DGCL 1.2 DMAC Recommendation 4.2 Due Diligence Period 2.2(c) Redemption 8.11(a) Merger Effective Time 1.2 Registration Statement 9.15(a8.11(a) EGS 3.1 Related Person 6.21 Enforceability Exceptions 4.2 Released Claims 13.1 Required Shareholder Approval 11.1(a12.1 Environmental Permits 6.20(a) Rule 144 7.7(b) Exchange Consideration 2.2(a) SEC Reports 5.6(a4.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hExchange Shares 2.2(a) Seller Releasing Persons 12.2(a) Expenses 11.4 Sellers Preamble Extension 8.3(a) Share Contribution Exchange Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aExtension Expenses 8.3(b)(iv) Signing Filing 9.17(b8.13(b) 127 Term Section Extension Amount 11.2(a) Signing Press Release 9.17(b8.13(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cFederal Securities Laws 8.7 Special Stockholder Meeting 8.11(a) SPAC Material Contract 5.13(aFunding Date 11.2(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(aSpecified Courts 13.4 Independent Director 8.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Releasing Persons 12.2(a) Interim Period 8.1(a) Stockholder Approval Matters 8.11(a) Intervening Event Notice 8.12(a) Surviving Corporation 1.1 Intervening Event Notice Period 8.12(a) Top Customers 7.25(b6.23 Joinder 8.2(c) Top Suppliers 7.25(aVendors 6.23 Lock-Up Agreement 10.3(e)(x) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aTransactions Recitals Membership Interests 11.2(a) Updated Zacco Financial Statements 9.7(bValuation 2.2(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Merger Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:]
Appears in 1 contract
Samples: Business Combination Agreement (Deep Medicine Acquisition Corp.)
Section References. The following capitalized capitalised terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AA Shares Recitals AA SPA Recitals Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 10.1(d) Amended SPAC Purchaser Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.4 American Warrant Instrument Recitals Antitrust Laws 8.12(b) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Avolon Warrant Instrument Recitals Business Combination 13.1 12.1 Business Intellectual Property 7.12(b6.13(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Cash 8.19(b) Closing Filing 9.17(b8.15(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.15(b) Company Preamble Company Benefit Plan 7.19(a6.20(a) Company Board Recitals Company Certificate 1.3(a)(ii2.3(a)(ii) Company Financial Statements 7.6(c) Disclosure Schedules Article VI Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 0 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShareholder Approvals 8.14(g) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Representative 13.14(a) Consolidated Company STFs 1.3(a)(iFinancials 8.7 Contributor 6.13(e) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a8.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 8.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 13.4 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a6.21(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals 11.3, 11.3, 11.3 HMRC 2.4 90 Term Section Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.15 Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) LNH SPA Recitals Loan Notes Recitals Lock-Up Agreement Recitals Malicious Code 7.13(b) 8.21 Management Accounts 7.6(a6.7(a) Material Inbound Licenses 7.11(a)(x6.12(a)(x) Material Outbound License 7.11(a)(xiLicenses 6.12(a)(xi) Merger Recitals Merger Sub I Preamble Closing 3.1 Merger Closing Date 3.1 Merger Effective Time 1.2 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals 8.20 Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) 13.13 OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.17(c) Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals Investment Amount 4.18 PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Plan of Merger 1.1 Proxy Statement 9.15(a8.14(a) Pubco Preamble Pubco and Merger Subs Equity Incentive Plan 8.22 Pubco Options 2.4 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6(c) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 4.13(a) Purchaser Recommendation 4.2 Purchaser Representative Preamble Redemption 9.15(a8.14(a) Registration Statement 9.15(a8.14(a) Related Person 6.22 Released Claims 13.1 12.1 Releasing Persons 12.2 Required Shareholder Approval 11.1(a10.1(a) SEC Reports 5.6(a4.6(a) Second Merger SF Recitals Second Merger Share Acquisition Recitals Share Acquisition Closing 4.1 Second Merger 3.1 Share Acquisition Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a8.14(a) Shareholder Releasing Person 13.2(a) Support Letters Recitals Signing Filing 9.17(b8.15(b) 127 Term Section Signing Press Release 9.17(b8.15(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.14(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Preamble Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Letters Recitals Target Companies Disclosure Schedules Article VII Target STFs 2.3(a)(i) Subscribers Recitals Subscription Agreements Recitals Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transactions Recitals Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) 2.8 U.S. Securities Laws 9.10 VWAP 1.2(a)(i8.10 SCHEDULE 1 Company Shareholder Class of Share Held Number of Company Shares Held Sxxxxxx Xxxxxxxxxxx Company A Ordinary Shares 123,220 Mxxx Xxxx Company B Ordinary shares 4,714 Sxxxxx Xxxxxx Company B Ordinary shares 118 [Signature Pages Follow] EXHIBIT A Form of New Registration Rights Agreement EXHIBIT B.1 Form of Lock-Up Agreement (Company Shareholders) Warrant Assignment, Assumption See attached. FORM OF LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (the “Agreement”) is made and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on as of [ l ], 2021 between [NAME OF HOLDER] (the date stated “Holder”) and Vertical Aerospace Ltd., a Cayman Islands exempted company incorporated with limited liability, with its registered office at PX Xxx 000, Xxxxxx Xxxxx, Grand Cayman, KY1-1104, Cayman Islands (“Pubco”). The Holder and Pubco are sometimes referred to herein individually as a “Party” and collectively as the beginning of it“Parties”. SPAC:Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Business Combination Agreement (as defined below).
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Antitrust Laws 7.9(b) Audited Company Financial Statements 7.6(cFinancials 6.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 10.1 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.5(a) Company Financial Statements 7.6(cDisclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(a) Company Material Contract 7.11(a6.12(a) Company Ordinary Shares 6.3(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShare Transfer Recital E Company Ordinary Shares 6.3(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a7.15(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 7.15(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 1.1 Effective Time 1.2 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a6.20(a) Expenses 12.3(a9.3 Exchange Offer Prospectus 7.11(a) First Federal Securities Laws 7.7 Fundamental Representations 8.3(a) Interim Balance Sheet Date 6.7(a) Interim Period 7.1 Interim Period Financials 7.4(b) Letter of Transmittal 2.5(a) Merger Recitals First Recital E Merger Closing 4.1 First Recital E Merger Closing Sub Preamble OFAC 4.19(c) Outside Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First 9.1(a) Party(ies) Preamble PIPE Financing Recital H PIPE Investor Recital H PIPE Shares Recital H Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) 1.2 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b7.14(a) Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco A&R Memorandum and Articles Recital K Pubco Offer Recital E Pubco Option 2.3 Public Certifications 4.6(a) Public Shareholders 10.1 Purchaser Preamble Purchaser Certificate of Merger Subs 1.2 Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Extraordinary General Meeting 7.11(a) Pubco Purchaser Financials 4.6(c) Purchaser Material Contract 4.14(a) Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 7.11(a) Redemption 9.15(a2.1 Registrar 2.5(a) Registration Statement 9.15(a7.11(a) Released Claims 13.1 Related Person 7.11(a) Required Purchaser Shareholder Approval 11.1(a8.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a4.6(a) Signing Filing 9.17(b7.12(b) 127 Term Section Signing Press Release 9.17(b7.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSubscription Agreements Recital H Surviving Company Subsidiary 2.1 Takeover Panel 8.3(g) SPAC Material Contract 5.13(aTop Customers 1.1 Transmittal Documents 2.5(b) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Trust Account Released Claims 10.1 UK Takeover Code 6.29 Unconditional Date Recital I Holder Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recital G
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section $ 10.11 D&O Tail Insurance 6.17(b) A&R Articles of Association Recitals Deferred Shares 3.1(a) Acquisition Proposal 6.6(a) Dollars 10.11 Aggregate Par Value Recitals Dooboo Preamble Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiDooboo Board Recitals Alternative Transaction 6.6(a) DPA 11.1 Antitrust Laws 6.9(b) DTC 3.6(b) Audited Company Consolidated Financial Statements 7.6(c6.28 Effective Time 2.2(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii9.1 Employee Stock Purchase Plan 6.24 Closing Recitals Enforceability Exceptions 4.2 Closing Date 2.3 Environmental Permits 5.20(a) Closing Filing 9.17(b6.14(b) Equity Arrangements 6.25 Closing Press Release 9.17(b6.14(b) Collective Bargaining Agreement 7.18(aEquity Incentive Plan 6.24 Closing Shares 3.1(a) Exchange Agent 3.6(a) Company Preamble Exchange Fund 3.6(a) Company Benefit Plan 7.19(a5.19(a) Exchanged Option 3.3(b), 3.3(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Disclosure Schedules V Expenses 8.3 Company Material Contract 7.11(a5.13(a) Federal Securities Laws 6.7 Company Option 6.24 Financing Certificate 3.7 Company Ordinary Shares 5.3(a) GDPR 11.1 Company Permits 7.9 5.11 GRA Recitals Company Real Property Leases 7.15 5.17 Initial PIPE Financing Amount Recitals Company Registered IP 7.12(a5.14(a) Initial Subscribers Recitals Company Releasing Person 13.2(bSupport Agreements Recitals Intended U.S. Tax Treatment Recitals Consent Solicitation Statement 6.12 Interim Period 6.1(a) Consolidated Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iFinancials 5.8(a) Company Waiving Parties 14.14(bXxxxxx 10.15 Contributor 5.14(d) Contributor 7.12(eLegacy Dooboo Holders 5.3(d) 125 Term Section Controlled Person Definition of “Control” 11.1 Material Inbound Licenses 5.13(a)(ix) D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a6.17(a) Material Inbound Licenses 7.11(a)(xMerchant 5.22(a) Material Merchant Agreement 5.22(a) Required Stockholder Approval 7.1(b) Material Outbound License 7.11(a)(xiLicenses 5.13(a)(x) SEC Reports 4.6(a) Material Vendor 5.22(b) Section 351 Treatment 6.13(a)(iii) Material Vendor Agreement 5.22(b) Share Acquisition Recitals Merger Recitals Certificate 2.2(b) Shareholder Approval Deadline 6.12 Merger Sub I Preamble Shareholder Notice 6.12 Merger Sub II Preamble Signing Filing 6.14(b) Mergers Recitals Signing Press Release 6.14(b) MIP SPV Holdco Option 6.25 SPAC Preamble Non-Recourse Parties 10.13 SPAC Class A Common Stock Recitals OFAC 4.17(c) SPAC Class B Common Stock Recitals Outside Date 8.1(b) SPAC Common Stock Recitals Outstanding Company Transaction Expense 3.7 SPAC Disclosure Schedules IV Outstanding SPAC Transaction Expenses 3.8(b) SPAC Financials 4.6(c) Parties Preamble SPAC Material Contract 4.13(a) Party Preamble SPAC Merger Sub I Recitals PIPE Financing Amount Recitals SPAC Merger Effective Time 2.2(b) Plan of Merger 2.2(a) SPAC Recommendation 4.2 Pre-Closing PIPE Financing Amount Recitals SPAC Surviving Company 2.1(b) Pre-Closing Subscribers Recitals Special Stockholder Meeting 6.11(a) Pre-Closing Subscription Agreements Recitals Sponsor Recitals Proxy Statement 6.11(a) Sponsor Support Agreement Recitals Pubco Preamble SPV Holdco Preamble Pubco 5% Shareholder 6.126.13(c) SPV Holdco Merger Recitals Pubco Board Recitals SPV Holdco Ordinary Shares Recitals Pubco Ordinary Shares Recitals SPV Merger Sub II Board Recitals Mill Reef Preamble New Effective Time 2.2(a) Redemption 6.11(a) SPV Surviving Company 2.1(a) Registrar 2.2(a) Stockholder Approval Matters 6.11(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aSubscribers Recitals Registration Statement 6.11(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals, Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(aRelated Person 5.21 Surviving Companies 2.1(b) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger 9.1 Target Business Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Reorganization Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bOption 3.3(a) Top Suppliers 7.25(aReorganization Covenants 6.13(a)(i) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Transactions Recitals Reorganization Steps Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Consent 6.12
Appears in 1 contract
Samples: Business Combination Agreement (Rosecliff Acquisition Corp I)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 13.4 Accounts Receivable 6.7(f) Acquisition Proposal 8.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 8.6(a) Audited Company Financial Statements 7.6(cAntitrust Laws 8.9(b) Audited Zacco Financial Statements 9.7(bADAWR 6.27(a) Authorization Notice 3.17(aBasket 9.3(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b12.1 CFO 2.5(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 9.4(b) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.7(b) Company Financial Statements 7.6(cDirectors 8.14(a) Company Disclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(c) Company IP License 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Personal Property Leases 6.16 Company Real Property Leases 7.15 6.15 Company Shares 6.3(a) Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bCovid-19 Restrictions 6.16 Closing Statement 2.5(a) Company Shareholders Drag-Along Sellers Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aPerson 8.15(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 8.15(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Dispute 13.4 Effective Time 1.2 EGS 3.1 Employment Laws 7.18(fAgreement 10.2(e)(v) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Agent 2.3(a) Escrow Agreement 2.3(a) Escrow Amount 2.3(a) Term Section Escrow Shares 2.3(a) Escrow Property 2.3(a) Escrow Account 2.3(a) Estimated Exchange Agent 3.20(aShares 2.5(d)(i) Estimated Closing Statement 2.4 Exchange Consideration 2.2(a) Exchange Fund 3.20(aShares 2.2(a) Expenses 12.3(a11.3 Expiration Date 2.3(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiExtension 8.3(a) Extension Expenses 8.3(b)(iv) Extraordinary General Meeting 8.11(a) Federal Securities Laws 8.7 Finally Determined Exchange Shares 2.5(d) Food Authorities 6.27(a) Food Laws 6.27(a) Founder Registration Rights Agreement Amendment 10.2(e)(iv) Fundamental Representations 9.1(a) Indemnified Party 9.2(a) Indemnifying Parties 9.2(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Independent Director 8.14(a) Independent Expert 2.5(b) Independent Expert Notice Date 2.5(b) Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Joinder Preamble Letter of Transmittal 3.20(b) Joining Sellers Preamble Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 2.7(b) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Seller 8.2(c) Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 2.5(b) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOff-the-Shelf Software 6.13(a) Outside Date 12.1(b11.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aPer Share Price 2.2(a) Pending Claims 2.3(b) PIPE Investors Recitals Investment 8.17 Term Section PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Shares 8.17 Plan of Merger 1.2 Post-Closing Pubco Board 9.19(a8.14(a) Primary Sellers Preamble Primary Seller Indemnifying Party 9.2(a) Pro Forma Company Financial Statements 9.7(aRata Share 2.2(a) Pro Forma Zacco Financial Statements 9.7(bProducts 6.27(a) Proxy Statement 9.15(a8.11(a) Pubco Preamble Pubco A&R Memorandum and Merger Subs Articles 10.1(i) Pubco Equity Plan 8.11(a) Public Certifications 4.6(a) Public Shareholders 12.1 Purchased Shares 2.1 Purchaser Preamble Purchaser Director 8.14(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Expenses Statement 8.16 Purchaser Financials 4.6(b) Pubco Purchaser Material Contract 4.13(a) Purchaser Representative Preamble Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 8.11(a) Redemption 9.15(a8.11(a) Registration Statement 9.15(a8.11(a) Related Person 6.21 Released Claims 13.1 12.1 Releasing Persons 12.2 Representative Party 2.5(b) Required Shareholder Approval 11.1(a10.1(a) Resolution Period 13.4 SEC Reports 4.6(a) SEC Reports 5.6(aSPAC Accounting Changes 4.6(a) Second Merger Seller Indemnifying Party 9.2(b) Seller Registration Rights Agreement Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Seller Representative Preamble Sellers Preamble Share Contribution Exchange Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b8.12(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a8.12(b) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(aRepresentations 9.1(a) Specified Courts 13.5 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Surviving Company Related Person 7.21 1.1 Surviving Company A&R Memorandum and Articles 1.4 Termination Fee 11.4 Third Party Claim 9.4(c) Top Customers 7.25(b) 6.23 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer 6.23 Transactions Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF XXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (Edoc Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aAAA Procedures 9.4 First Share Price Target 1.15(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cAccounts Receivable 4.7(f) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cAcquisition Proposal 5.6(a) ITSF Preamble Letter of Transmittal 3.20(b1.11(a) Act Recitals Lock-Up Agreement Recitals Malicious Code 7.13(bAgreement Preamble Lost Certificate Affidavit 1.11(d) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiAlternative Transaction 5.6(a) Merger Recitals Amended Purchaser Charter 1.8 Merger Sub Preamble Antitrust Laws 5.9(b) Minimum Cash Condition 6.2(e) Audited Company Financials 4.7(a) Note Assumption Agreement 1.10(d) Business Combination 8.1 OFAC 3.19(c) Certificate of Merger 1.2 Off-the-Shelf Software 4.13(a) CFO 1.15(b) Outbound IP License 4.13(c) Class I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dDirectors 5.17(a) Outside Date 12.1(b7.1(b) Parties Class II Directors 5.17(a) Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Class III Directors 9.19(a5.17(a) Post-Closing Pubco Purchaser Board 9.19(a5.17(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Closing 2.1 Proxy Statement 9.15(a5.12(a) Pubco Closing Date 2.1 Public Certifications 3.6(a) Closing Filing 5.14(b) Public Stockholders 8.1 Closing Press Release 5.14(b) Purchaser Preamble Pubco and Merger Subs Company Preamble Purchaser Directors 5.17(a) Company Certificates 1.11(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco III Company Directors 5.17(a) Purchaser D&O Indemnified Persons 5.18(a) Company Disclosure Schedules Article IV Purchaser D&O Tail Insurance 5.18(b) Company D&O Indemnified Persons 5.19(a) Purchaser Equity Incentive Plan 9.25 Pubco Options 1.4(a5.25 Company D&O Tail Insurance 5.19(b) Pubco Shareholder Purchaser Financials 3.6(b) Company Financials 4.7(a) Purchaser Material Contract 3.13(a) Company IP 4.13(a) Purchaser Representative Preamble Company IP Licenses 4.13(a) Purchaser Representative Documents 9.14(a) Company Material Contract 4.12(a) Purchaser Stockholder Approval Matters 5.12(a) Company Permits 4.10 Purchaser Special Meeting 5.12(a) Company Personal Property Leases 4.16 Redemption 5.12(a) Company Real Property Leases 4.15 Registration Statement 5.12(a) Company Registered IP 4.13(a) Related Person 4.21 Company Special Meeting 5.13 Released Claims 8.1 Conversion Recitals Pubco Warrants Required Company Stockholder Approval 6.1(b) DCGL Recitals Required Purchaser Stockholder Approval 6.1(a) Dispute 9.4 SEC Reports 3.6(a) Redemption Dissenting Shares 1.14 Second Share Price Target 1.18(a) Dissenting Stockholder 1.14 Seller Representative Preamble Domestication Recitals Seller Representative Documents 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aEarnout Period 1.15(a) Signing Filing 9.17(b5.14(b) 127 Term Section Earnout Shares 1.15(a) Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cEarnout Share Payments 1.15(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Specified Courts 9.5 Effective Time 1.2 Surviving Corporation 1.1 Enforceability Exceptions 3.2 Top Customers 7.25(b4.24 Environmental Permits 4.20(a) Top Suppliers 7.25(a4.24 Exchange Agent 1.11(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aTransmittal Documents 1.11(b) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Federal Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:5.7 Audited Company Financials 4.7(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (PowerUp Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.5 Audited Company Financials 4.7(a) Accounts Receivable 4.7(f) Balance Sheet Date 4.7(a) Acquisition Proposal 5.6(a) Business Combination 9.1 Adjustment Amount 1.17(d) Cayman Islands Companies Law Recitals Agreement Preamble Certificate of Merger 1.2 Alternative Transaction 5.6(a) CFO 1.17(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiOrganizational Documents 1.7 Closing 2.1 Antitrust Expenses 8.3 Closing Date 2.1 Antitrust Laws 5.9(b) Closing Filing 9.17(b5.14(b) 102 Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aIndependent Expert Notice Date 1.17(b) Closing Statement 1.17(a) Interim Period 5.1(a) Company Preamble Investors 5.20(a) Company Benefit Plan 7.19(a4.20(a) Letter of Transmittal 1.14(a) Company Board Disclosure Schedules Article IV Loeb 10.17(a) Company Financials 4.7(a) Merger Recitals Company Certificate 1.3(a)(iiIP 4.14(d) Merger Consideration 1.8 Company Financial Statements 7.6(cIP Licenses 4.14(a) Merger Sub Preamble Company Material Contract 7.11(a4.13(a) Minimum Cash Condition 7.1(h) Company Permits 7.9 4.10 Mxxxx 10.17(b) Company Personal Property Leases 4.17 Non-Redeeming Stockholders 5.20(a) Company Real Property Leases 7.15 4.16 Objection Statement 1.17(b) Company Registered IP 7.12(a4.14(a) Company Releasing Person 13.2(bOFAC 3.19(c) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iConversion 1.9 Off-the-Shelf Software 4.14(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iOutbound IP License 4.14(a) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dD&O Tail Insurance 5.18(b) Outside Date 12.1(b8.1(b) Debt Agreements 5.20(b) Parties Preamble Debt Amount 5.20(b) Party Preamble PCAOB Company Financial Statements 9.7(aDebt Investment 5.20(b) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a5.20(a) Debt Investors 5.20(b) Post-Closing Pubco Purchaser Board 9.19(a5.17(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) DGCL Recitals Proxy Statement 9.15(a5.12(a) Pubco Dispute 10.5 Public Certifications 3.6(a) Earnout Shares 1.21(a) Public Shareholders 9.1 Effective Time 1.2 Purchaser Preamble Pubco and Merger Subs Enforceability Exceptions 3.2 Purchaser Disclosure Schedules Article VI Pubco Board III Environmental Permits 4.21(a) Purchaser Extraordinary General Meeting 5.12(a) Equity Agreements 5.20(a) Purchaser Financials 3.6(b) Equity Amount 5.20(a) Purchaser Initial Shareholders Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a5.12(a) Pubco Purchaser Material Contract 3.13(a) Equity Investment 5.20(a) Purchaser Representative Preamble Equity Investors 5.20(a) Purchaser Representative Documents 10.15(a) Escrow Account 1.20(a) Purchaser Shareholder Approval Matters 5.12(a) Escrow Agent 1.20(a) Purchaser Support Agreement Recitals Pubco Warrants 3.6(aEscrow Agreement 1.20(a) Redemption 9.15(a5.12(a) Escrow Amount 1.20(a) Registration Statement 9.15(a5.12(a) Escrow Property 1.20(a) Reincorporation 1.7 Escrow Shares 1.20(a) Reincorporation Effective Time 3.5(b) Estimated Closing Statement 1.16 Related Person 4.22 Exchange Agent 1.14(a) Released Claims 13.1 9.1 Expenses 8.3 Representative Party 1.17(b) Extension 5.3(a) Required Company Stockholder Approval 5.13 Federal Securities Laws 5.7 Financing Agreements 5.20(b) Financing Amount 5.20(b) Health Care Program 4.11(h) Independent Expert 1.17(b) 103 Required Purchaser Shareholder Approval 11.1(a7.1(a) Signing Press Release 5.14(b) Resolution Period 10.5 Specified Courts 10.6 SEC Reports 5.6(a3.6(a) Second Stockholder Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Consideration 1.8 SEC SPAC Accounting Changes 3.6(a) Surviving Company 3.1 Second Plan of Merger 3.1 Corporation 1.1 Section 409A 7.19(hPlan 4.20(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aTop Customers 4.25 Seller Representative Preamble Top Suppliers 4.25 Seller Representative Documents 10.16(a) Shareholder Releasing Person 13.2(aTransaction Financing 5.20(b) Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(bTransmittal Documents 1.14(b) SPAC Preamble SPAC Board Voting and Support Agreements Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Lakeshore Acquisition I Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 13.4 Acquisition Proposal 8.7 Adjustment Amount 2.13(d) Agreement Preamble Alternative Transaction 8.7 Antitrust Laws 8.10(b) Amended and Restated SPA Recitals 101 Term Section Amended Holdco Articles of Association 2.6 Anytech365 Merger Recitals Anytech365 Merger Effective Time 2.2 Annual Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Financials 5.7 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii12.1 Certificate 2.9 CFO 2.13(a) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.14(b) Closing Press Release 9.17(b8.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 2.13(a) Company Preamble Company Benefit Plan 7.19(a5.19(b) Company Disclosure Schedules ARTICLE V Company Financials 5.7(a) Company Initial Board Resolution Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(cIP Licenses 5.13(a) Company Material Contract 7.11(aContracts 5.12(a) Company Permits 7.9 Company Real Property Leases 7.15 5.10 Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(b) Shareholder Approval Recitals Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Share Purchase Recitals 102 Term Section Company Support Agreement Recitals Controlled Person Definition 15.1 Delaware Certificate of “Control” Merger 2.2 D&O Indemnitee 8.20 D&O Indemnified Persons 9.20(a8.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail 8.20 D&O Tail Insurance 8.18(b) Dissenting SPAC Shareholders 3.6(g)(iDirectors’ Explanatory Report 2.4(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Dispute 13.4 Duet Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Duet Merger Effective Time 2.2 First Duet Merger Surviving Company 2.1 First Sub Preamble Effective Time 2.2 Enforceability Exceptions 4.2 Environmental Permits 5.20(a) Estimated Closing Statement 2.12 Escrow Agent 2.15 Escrow Agreement 2.15 Escrow Amount 2.15 Escrow Shares 2.15 Estimated Closing Statement 2.12 Extension 8.3 Federal Securities Laws 8.8 103 Term Section Foreign Benefit Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii5.19(k) Insider Letter Amendment Holdco Preamble Holdco Initial Board Resolution Recitals Holdco Re-registration 8.4 Holdco Initial Shareholder Approval Recitals Independent Expert 2.13(b) Independent Expert Notice Date 2.13(b) Intended Tax Treatment 3.14 Recitals Interim Company Financial Statements 7.6(cBalance Sheet Date 5.7(d) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF 8.1 J. Xxxxxxxxx Preamble Letter of Transmittal 3.20(b2.11(c) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLiens 5.4 Lost Certificate Affidavit 2.11(f) Merger Recitals Non-Competition Agreement Recitals Objection Statement 2.13(b) OFAC 4.16(c) Off-the-Shelf Software 5.13(a) Outbound IP License 5.13(c) Long Stop Date 15.1 Party(ies) Preamble PIPE Investment 14.1 104 Term Section PIPE Investment Amount 14.1 PIPE Investors 14.1 Platform Agreements 5.13(j) Pre-Merger Sub I Certificate 2.4(f) Post-Closing Holdco Board 8.17 Private Placements Recitals Private Placements Amount Recitals Proxy Statement 8.13(a) Publication 2.4(c) Public Certifications 4.6(a) Public Stockholders 12.1 Purchaser Preamble Merger Sub II Purchaser Board Approval Recitals Purchaser Disclosure Schedules ARTICLE IV Purchaser Financials 4.6(b) Purchaser Material Contract 4.13(a) Purchaser Representative Preamble Merger Sub I Board Purchaser Representative Documents 13.14(a) Purchaser Share Issuance Recitals Merger Sub II Board Recitals Mill Reef Preamble New Purchaser Stockholder Approval Matters 8.13(a) Purchaser Special Meeting 8.13(a) Redemption 8.13(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 105 Term Section Option Cashout Amount 1.4(b)(iRegistration Statement 8.13(a) Orca Related Person 5.21 Released Claims 12.1 Representative Party 2.13(b) Required Company Shareholder Approval 5.2 Required Purchaser Stockholder Approval 10.1(a) Resolution Period 13.4 SEC Reports 4.6(a) Sellers’ Representatives Preamble Orca Board Sellers’ Representative Documents 13.15(a) Sign-on Payment Recitals Orca Midco Signing Filing 8.14(b) Signing Press Release 8.14(b) Specified Courts 13.5 Stockholder Share Consideration Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Target Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Preamble Target Company Related Person 7.21 Personal Property Leases 5.16 Top Customers 7.25(b) 5.24 Top Suppliers 7.25(a) 5.24 Transfer Agent 1.8 Updated Company Financial Statements 9.7(a2.11(e) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Merger (DUET Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 6.6 Agreement Preamble Amended Employment Agreement 7.3(e)(ix) Antitrust Laws 6.7(b) Buyer Preamble Buyer Financial Statements 5.8(c) Buyer IP Licenses 5.18(b) Buyer Lease Agreements 5.17(b) Buyer Leased Real Property 5.17(b) Buyer Licensed IP 5.18(b) Buyer Material Contract 5.19(a) Buyer Outbound IP License 5.18(e) Buyer Owned Real Property 5.17(a) Buyer Registered IP 5.18(a) Buyer Related Person 5.22 Buyer Shares 1.2 Buyer SOP 5.3 Closing 2.1 Closing Date 2.1 Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Preamble Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a3.8(a) Company Preamble Indemnitee 6.11 Company Benefit Plan 7.19(aIP Licenses 3.17(b) Company Board Recitals Company Certificate 1.3(a)(iiLease Agreements 3.16(b) Company Financial Statements 7.6(cLeased Real Property 3.16(b) Company Licensed IP 3.17(b) Company Material Contract 7.11(a3.18(a) Company Permits 7.9 Outbound IP License 3.17(e) Company Owned Real Property Leases 7.15 3.16(a) Company Registered IP 7.12(a3.17(a) Company Releasing Related Person 13.2(b3.21 Confidentiality Agreement 6.4(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Conflict 3.6 Consent 3.7 EGS 2.1 Exchange Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” 1.2 Exchange Agent 3.20(a) Warrant Shares 1.2 Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Warrants 1.2 Informational Disclosures 9.11 Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.1(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Official 3.12 Outside Date 12.1(b8.1(b) Public Certifications 5.8(a) Purchased Shares 1.1 SEC Reports 5.8(a) Seller Lock-Up Agreement 7.2(d)(vi) Seller Parties Preamble Party Sellers Preamble PCAOB Top Buyer Customers 5.26 Top Buyer Suppliers 5.26 Top Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Customers 3.25 Top Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:3.25
Appears in 1 contract
Samples: Share Exchange Agreement (Nac Global Technologies, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.4 Antitrust Laws 8.12(c) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii12.1 Closing Cash 8.19(b) Closing Filing 9.17(b8.15(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.15(b) Company Preamble Company Benefit Plan 7.19(a6.20(a) Company Board Recitals Company Certificate 1.3(a)(ii2.3(b) Company Financial Statements 7.6(cDisclosure Schedules Article VI Company Financials 6.7(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.16 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShareholder Merger Consideration 2.2(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First 3.1 Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble 1.2 New Registration Rights Agreement Recitals 8.20 Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) 13.13 OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.17(c) Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Plan of Merger 1.1 Proxy Statement 9.15(a8.14(a) Pubco Preamble Pubco and Merger Subs Equity Incentive Plan 8.25 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board IV Purchaser Financials 4.6(c) Purchaser Material Contract 4.13(a) 91 Term Section Company Shareholders Representative 13.14(a) Competing Business 8.22 D&O Indemnified Persons 8.18(a) D&O Tail Insurance 8.18(b) DJB Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aDJW Recitals Enforceability Exceptions 4.2 Environmental Permits 6.21(a) Pubco Shareholder Expenses 11.3 Extension 8.3(a) Federal Securities Laws 8.10 FF SPA Recitals Pubco Warrants 3.6(aInterim Period 8.1(a) Key Company Shareholders Recitals Lxxxxx 13.16 LNH SPA Recitals Loan Notes Recitals Lock-Up Agreement 8.21 Management Accounts 6.7(a) Material Inbound Licenses 6.12(a)(viii) Material Outbound Licenses 6.12(a)(x) Merger Recitals Merger Closing 3.1 Term Section Purchaser Recommendation 4.2 Purchaser Representative 13.15(a) Redemption 9.15(a8.14(a) Registration Statement 9.15(a8.14(a) Related Person 6.22 Released Claims 13.1 12.1 Releasing Persons 12.2 Relevant UK National Security Law 8.12(c) Required Shareholder Approval 11.1(a10.1(b) SEC Reports 5.6(a4.6(a) Second Merger Section 338 Election 1.11(b) Share Acquisition Recitals Second Merger Share Acquisition Closing 4.1 Second Merger 3.1 Share Acquisition Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a8.14(a) Signing Filing 9.17(b8.15(b) 127 Term Section Signing Press Release 9.17(b8.15(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.14(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Preamble Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement STFs 2.3(a) Subscription Agreements Recitals Target Companies Disclosure Schedules Article VII Target Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transactions Recitals Transfer Agent 1.8 Updated 2.10 92 Schedule 1 Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant AssignmentShareholders Name Class of Share Total No. of Company Shares Held Txxxxx Xxxxxx Ordinary £0.0001 85,000 Dxxxx Jxxx Xxxxxxxx Ordinary £0.0001 295,291 Dxxxx Xxxxx Xxxxxxxx Ordinary £0.0001 160,891 Jxxx Xxxxxxxx Ordinary £0.0001 42,500 Deferred £0.0001 42,500 Axxx Xxxx Ordinary £0.0001 10,000 Lxx Xxxxxx Ordinary £0.0001 15,000 Axxxxx Xxxxxxx Ordinary £0.0001 5,000 Gxxxxxxx Xxxxxx Ordinary £0.0001 27,200 D2BW Limited Ordinary £0.0001 603,218 Schedule 2 Closing Notice ________________________ 2021 From: [Insert name and address of relevant Company Shareholder] To: Arqit Quantum Inc., Assumption a Cayman Islands exempted limited liability company with registered number 374857 and Amendment Agreement 3.6(a) Warrant whose registered office is at c/o Xxxxxx Corporate Services Limited, PX Xxx 000, Xxxxxx Xxxxx, Grand Cayman, KY1-1104, Cayman Islands (“Pubco”); [•] [Insert name and address of Transfer Recitals Written Objection 3.17 Zacco Definition Agent] Capitalised terms used but not defined herein shall have the meanings given to them in the business combination agreement dated [•] 2021 amongst the Company, Pubco and the Company Shareholder, among others (the “BCA”). In accordance with section 2.2 of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPACBCA, we hereby:
Appears in 1 contract
Samples: Business Combination Agreement (Centricus Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiPurchaser Certificate of Incorporation 1.19 Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 9.1 Certificate of Control 1.2(a)(iiMerger 1.2 CFO 1.15(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.15(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.12(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Special Meeting 5.13 Controlled Person Definition of “Control” Article XI Conversion 1.8 D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 3.2 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Estimated Closing Statement 1.14 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.12(a) Expenses 12.3(a8.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 5.3(a)(iv) Federal Securities Laws 5.7 Incentive Plan 5.12(a) Independent Expert 1.15(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.15(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cBalance Sheet Date 4.7(a) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.12(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.12(d) Merger Recitals Merger Sub I Preamble Consideration 1.7 Term Section Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Xxxxxx Xxxxxxx 2.1 Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 1.15(b) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.13(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Investment 5.20 Post-Closing Directors 9.19(a) Post-Closing Pubco Purchaser Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.17(a) Proxy Statement 9.15(a5.12(a) Pubco Public Certifications 3.6(a) Public Stockholders 9.1 Purchaser Preamble Pubco and Merger Subs Purchaser Director 5.17(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Financials 3.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 3.13(a) Purchaser Representative Preamble Purchaser Stockholder Approval Matters 5.12(a) Purchaser Special Meeting 5.12(a) Purchaser Termination Fee 8.4 Redemption 9.15(a5.12(a) Registration Statement 9.15(a5.12(a) Related Person 4.21 Released Claims 13.1 9.1 Representative Party 1.15(b) Required Shareholder Company Stockholder Approval 11.1(a7.1(b) Required Purchaser Stockholder Approval 7.1(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(j) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Seller Representative Preamble Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Consideration 1.7 Surviving Corporation 1.1 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a4.24 Transmittal Documents 1.12(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Voting Agreements Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Data Knights Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section 2024 Filing Date 1.13(c)(i)(B) Accounts Receivable 4.7(f) 2024 Revenue 1.13(c)(i)(A) Acquisition Proposal 5.6(a) 2025 Filing Date 1.13(c)(ii)(B) Act Recitals 2025 Revenue 1.13(c)(ii)(A) Adjustment Amount 1.12(d) 2026 Filing Date 1.13(c)(iii)(B) Agreement Preamble 2026 Revenue 1.13(c)(iii)(A) Alternative Transaction 5.6(a) AAA Procedures 9.6 Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii5.22 Term Section Term Section Antitrust Laws 5.9(b) First Tranche Price Measurement Period 1.13(c)(i)(B) Articles of Merger 1.2 First Tranche Revenue Milestone 1.13(c)(i)(A) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(bFranchise Milestone 1.13(c)(iii)(C) Authorization Notice 3.17(aBalance Sheet Date 4.7(a) Backstop Agreement Recitals Gross Revenues 1.13(c)(i)(A) Business Combination 13.1 Business Intellectual Property 7.12(b8.1 Health Plan 4.19(h)4.7(a) Cashed-Out Options 1.4(b)(iCFO 1.12(a) Certificates 3.20(bHigh Vote Company Stockholder Approval 5.22 Class B Share Exchange 5.22 Incentive Plan 5.12(a) Change of Control 1.2(a)(iiClosing 2.1 Independent Expert 1.12(b) Closing Date 2.1 Independent Expert Notice Date 1.12(b) Closing Filing 9.17(b5.14(b) Interim Period 5.1(a) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.9(a) Closing Statement 1.12(a) Lock-Up Agreement Recitals Malicious Code 7.13(bCompany Preamble Loss 9.16(b) Management Accounts 7.6(aCompany Benefit Plan 4.19(a) Material Inbound Licenses 7.11(a)(xLost Certificate Affidavit 1.9(d) Material Outbound License 7.11(a)(xiCompany Certificates 1.9(a) Merger Recitals Company Directors 5.17(a) Merger Consideration 1.7 Company Disclosure Schedules Article IV Merger Consideration Shares 1.7 Company Financials 4.7(a) Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble Company IP 4.13(d) Milestone 1.13(c)(iii)(C) Company IP Licenses 4.13(a) Milestone Statement 1.13(e)(ii)) Company Material Contracts 4.12(a) Milestone Year 1.13(a) Company Permits 4.10 New Registration Rights Employment Agreements 5.21 Company Personal Property Leases 4.16 Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aReal Property Leases 4.14(a) Objection Statement 1.12(b) Company Registered IP 4.13(a) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiCompany Special Committee 5.22 Off-the-Shelf Software 4.13(a) 126 Term Section Option Cashout Amount 1.4(b)(iCompany Special Meeting 5.13 Outbound IP License 4.13(c) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dD&O Indemnified Persons 5.18(a) Outside Date 12.1(b7.1(b) Parties D&O Tail Insurance 5.18(b) Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors DCGL Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Investment 5.20 Dispute 9.6 Post-Closing Directors 9.19(aPurchaser Board 5.17(a) Post-Closing Pubco Board 9.19(aDissenting Shares 1.14 Price Milestone 1.13(c)(iii)(B) Pro Forma Company Financial Statements 9.7(aDissenting Stockholder 1.14 Price Measurement Period 1.13(c)(iii)(B) Pro Forma Zacco Financial Statements 9.7(bEffective Time 1.2 Price Statement 1.13(e)(i) EGS 2.1 Proxy Statement 9.15(a5.12(a) Pubco Enforceability Exceptions 3.2 Public Certifications 3.6(a) Environmental Permits 4.20(a) Public Stockholders 8.1 Escrow Account 1.13(b)(i) Purchaser Preamble Pubco and Merger Subs Escrow Agent 1.13(b)(i) Purchaser Directors 5.17(a) Escrow Agreement 1.13(b)(i) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Estimated Closing Statement 1.11 Purchaser Financials 3.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aExchange Agent 1.9(a) Purchaser Material Contract 3.13(a) Expenses 7.3 Purchaser Representative Preamble Extension 5.3(a) Purchaser Representative Documents 9.16(a) Extension Expenses 5.3(a)(iv) Purchaser Stockholder Approval Matters 5.12(a) Federal Securities Laws 5.7 Purchaser Special Meeting 5.12(a) Filing Date 1.13(c)(iii)(B) Redemption 9.15(a5.12(a) Registration Statement 9.15(aFirst Tranche 1.13(c)(i) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b4.21 First Tranche Franchise Milestone 1.13(c)(i)(C) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:First Tranche Price Mileston 1.13(c)(i)(B)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Deep Medicine Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.4 Acquisition Proposal 5.6(a) Adjustment Amount 1.15(d) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 5.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.2(d) Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(bBasket 6.3(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 CFO 1.15(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 6.4(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.15(a) DLLCA 1.2 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Certificates 1.11(a) Company Certificate 1.3(a)(iiof Merger 1.3 Company Directors 5.16(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(c) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Merger Recitals Company Merger Sub Preamble Term Section Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Special Meeting 5.13 Company Shareholders Preamble Certificate of Merger 1.3 Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Surviving Subsidiary 1.2 D&O Indemnified Persons 9.20(a5.17(a) Dissenting SPAC D&O Tail Insurance 5.17(b) DGCL 1.1 Dispute 10.4 DLLCA 1.2 Earnout Period 1.17(a)(i) Earnout Shares 3.6(g)(i1.17(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Share Payments 1.17(a)(ii) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEarnout Statement 1.17(b) Effective Time 1.3 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aERISA Affiliate 4.19(e) Exchange Fund 3.20(aEstimated Closing Statement 1.14 Expenses 8.3 Expiration Date 6.1(a) Expenses 12.3(aExtension 5.3(a) Extension Recommendation 5.20 Extension Proxy Statement 5.20 Federal Securities Laws 5.7 First Earnout Share Payment 1.17(a)(i) First Merger Recitals First Merger Closing 4.1 First Merger Closing Share Price Target 1.17(a)(i) Term Section Incentive Plan 5.12(a) Indemnified Party 6.2 Indemnifying Party 6.2 Independent Expert 1.15(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.15(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Initial Extension 5.20 Letter of Transmittal 3.20(b1.11(d) Lock-Up Agreement Recitals Malicious Code 7.13(b1.11(d) Management Accounts 7.6(aLoss 6.2 Lost Certificate Affidavit 1.11(g) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Mergers Recitals Merger Sub I Consideration 1.7 Merger Consideration Shares 1.14 Merger Subs Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aCompetition Agreement 7.3(e)(iv) Objection Statement 1.15(b) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.13(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(b) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.1(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Benessere Capital Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 8.6(a) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 8.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii9.1(g) Audited Company Financial Statements 7.6(cAntitrust Laws 8.9(b) Audited Zacco Financial Statements 9.7(bArticles of Merger 1.1 Balance Sheet Date 6.7(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 11.1 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.12(b) Closing Press Release 9.17(b8.12(b) Collective Bargaining Agreement 7.18(aClosing Statement 2.5(a) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.7(b) Company Financial Statements 7.6(cDirectors 8.14(a) Company Disclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bTransaction Fee Cap 10.3(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iCSRC 6.29(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aPerson 8.15(a) Dissenting SPAC D&O Tail Insurance 8.15(b) Earned Escrow Shares 3.6(g)(i2.6(f)(i) Dissenting SPAC Shareholders 3.6(g)(iEarnout Statement 2.6(c) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEarnout Target 2.6(f)(ii) Earnout Year 2.6(a) Effective Time 1.2 EGS 3.1 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 2.3(a) Escrow Agent 2.3(a) Escrow Agreement 2.3(a) Escrow Property 2.3(a) Escrow Share Number 2.6(f)(iii) Escrow Shares 2.3(a) Estimated Closing Statement 2.4 Estimated Exchange Agent 3.20(aShares 2.5(d)(i) Excess Transaction Expenses 10.3(a) Exchange Fund 3.20(aConsideration 2.2 Exchange Consideration Shares 2.4 Exchange Shares 2.2 Expenses 10.3(b) Extension 8.3(a) Extension Expenses 12.3(a8.3(b)(iv) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiExtension Loan 8.18 Federal Securities Laws 8.7 Finally Determined Exchange Shares 2.5(d) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Founder Registration Rights Agreement Amendment Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aFounder Share Letter Recitals Independent Expert 2.5(b) OFAC 5.17(cIndependent Expert Notice Date 2.5(b) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Initial Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.14(a)
Appears in 1 contract
Samples: Business Combination Agreement (East Stone Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiTerm Section 104H Electing Seller 3.11 Bring-Along Provisions 3.13(b) Audited Company Financial Statements 7.6(c104H Interim Ruling 3.11 Cap Table 3.2(d) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b104H Tax Ruling 3.11 Certificate of Merger 2.2 104H Trustee 3.12(a) Change of Control 1.2(a)(iiRecommendation Notice Period 11.7(f)(ii) Acceptance Time 1.1(c) Conversion Ratio 2.6(a) Acquisition Proposal 11.7(a) Closing 4.1 Agreement Preamble Closing Date 4.1 Alternative Transaction 11.7(a) Closing Filing 9.17(b11.13(b) Antitrust Laws 11.10(b) Closing Press Release 9.17(b11.13(b) Collective Bargaining Agreement 7.18(aBI China Preamble Consideration Spreadsheet 3.12(b) Company BI China Accounts Receivable 6.7(e) Continuing Directors 11.16(a) BI China Sellers Preamble Company Cross Target Termination Fee 13.3(c) BI China Purchased Securities 3.1(a) D&O Indemnified Parties 11.17(a) BI China Target Companies Recitals D&O Tail Insurance 11.17(d) BNN Preamble Effective Time 2.2 BNN Acquisition Recitals EGS 4.1 BNN Benefit Plan 7.19(a6.19(a) Company Board Enertec Escrow Agreement 5.22 BNN Convertible Note 3.4 Enertec Share Purchase Agreement 5.22 BNN Current Shares Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 BNN Disclosure Schedules Article VI Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC BI China Exchange Shares 3.2(a) Escrow Agent (b) BNN Financials 6.7(a) Expiration Time 1.1(a) BNN IP 6.13(d) Federal Securities Laws 1.1(d) BNN IP Licenses 6.13(a) GFH Equity Plan 11.12(a) BNN Interim Balance Sheet Date 6.7(a) GFH Israeli Sub Plan 3.9(a) BNN Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cContract 6.12(a) Interim Period 9.1(a11.1(a) Intervening Event Recommendation Change 9.15(cBNN Off-the-Shelf Software 6.13(a) ITSF Preamble Letter of Transmittal 3.20(bInterim Option Tax Ruling 3.8(b) BNN Outbound IP License 6.13(c) ITA 3.8 BNN Permits 6.10 Lock-Up Agreement Recitals Malicious Code 7.13(bBNN Personal Property Leases 6.16 Lost Certificate Affidavit 3.5(a) Management Accounts 7.6(aBNN Real Property Leases 6.15 Major ParagonEx Sellers 13.1(e) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiBNN Related Person 6.21 Merger Recitals BNN Registered IP 6.13(a) Merger Sub Preamble BNN Top Customers 6.23 MICT Preamble BNN Top Suppliers 6.23 MICT Accounts Receivable 5.6(d) BVI Pubco Preamble MICT Board Recommendation 11.7(e) Bring-Along Notice 3.13(c) 132 Term Section Term Section MICT Board Recommendation Change 11.7(e) ParagonEx Top Customers 7.23 MICT Common Stock Recitals Merger Sub I ParagonEx Top Suppliers 7.23 MICT Disclosure Schedules Article V ParagonEx Seller Representative Fund Preamble Merger Sub II MICT Financials 5.6(b) ParagonEx Sellers Recitals MICT Material Contract 5.15(a) ParagonEx Seller Claim 11.23(a) MICT Personal Property Leases 5.13 Party(ies) Preamble Merger Sub I MICT Plans 2.6(b)(i) Paying Agent 3.12(a) MICT Replacement Options 2.6(b)(i) Payor 3.12(d) MICT Replacement Warrant 2.6(c) PIPE Investors Recitals MICT Real Property Leases 5.12 PIPE Investment Recitals MICT Termination Fee 13.3(a) PIPE Securities Recitals MICT Stockholder Approval Matters 11.12(a) PIPE Shortfall 3.2(e) OFAC 5.19(c) Post-Closing BVI Pubco Board 11.16(a) Offer Recitals Merger Sub II Pre-Closing Statement 11.2211.16(a) Offer Documents 1.1(d) Privacy Laws 6.13(k) Offer Price Recitals Proxy Statement 11.12(a) Offer Board Recitals Mill Reef Recommendation 1.1(d) Public Certifications 5.6(a) Option Tax Ruling 3.8 R&D Sponsor 6.13(k) Outside Date 13.1(b) Recommendation Notice Period 11.7(f)(ii) ParagonEx Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company ParagonEx Acquisitions Recitals Registration Statement 11.12(a) ParagonEx Accounts Receivable 7.7(e) Required Stockholder Approval 12.1(a) ParagonEx Benefit Plan 7.19(a) OFAC 5.17(cSchedule 14D-9 1.2(a) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board ParagonEx Cash Payment Recitals Orca Midco SEC Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs ParagonEx Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) VII SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 ParagonEx Exchange Shares 3.2(b)(iii) Section 409A 7.19(h203 5.24 ParagonEx Executing Shareholders Preamble Share Certificates 3.5(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aParagonEx Financials 7.7(a) Shareholder Releasing Person 13.2(aSpecial Meeting 11.12(a) ParagonEx Founders’ Additional Shares 3.2(c) Signing Filing 9.17(b11.13(b) 127 Term Section ParagonEx Interim Balance Sheet Date 7.7(a) Signing Press Release 9.17(b11.13(b) SPAC Preamble SPAC Board ParagonEx IP 7.13(d) Specified Courts 14.5 ParagonEx IP Licenses 7.13(a) Spin-Off Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC ParagonEx Material Contract 5.13(a7.12(a) SPAC Shareholders Surviving Corporation 2.1 ParagonEx Non-Executing Shareholder 3.13(a) Stadium 3.4 ParagonEx Notes Recitals SPAC STFs 3.7(aStockholder Approval Matters 11.2(a) SPAC Waiving Parties 14.14(aParagonEx Off-the-Shelf Software 7.13(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(aSunrise Securities 2.12 ParagonEx Outbound IP License 7.13(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Sunrise Securities 2.12 ParagonEx Permits 7.10 Surviving Corporation 2.1 ParagonEx Personal Property Leases 7.16 Target Companies Disclosure Schedules Article VII Target Company Termination Fee 13.3(b) ParagonEx Pro Rata Share 3.2(b)(iii) Tender Offer Conditions 1.1(a) ParagonEx Purchased Securities 3.1(b) Tender Termination 1.1(e) ParagonEx Real Property Leases 7.15 Termination Fees 13.3(c) ParagonEx Related Person 7.21 Top Customers 7.25(bToyga 3.8 ParagonEx Released Party 11.23(a) Top Suppliers 7.25(aTransactions Recitals ParagonEx Registered IP 7.13(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aXxxxx Securities 2.12 VAT 5.10(d) Updated Zacco Financial Statements 9.7(bVoting Ag reements Recitals Withholding Drop Date 3.12(e) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer WFOE Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:133
Appears in 1 contract
Samples: Acquisition Agreement (MICT, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.4 Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.13(d) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 1.7 Antitrust Laws 5.9(b) Assumed U.S.-Held Option 1.4(b)(ii1.9(d) Audited Company Financial Statements 7.6(cBasket 6.3(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 Certificate of Merger 1.2 CFO 1.13(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 6.4(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aTerm Section Closing Statement 1.13(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.10(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSpecial Meeting 5.13 Conversion Ratio 1.8(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.18(a) D&O Tail Insurance 5.18(b) 84 Term Section DGCL Recitals Dispute 10.4 Dissenting SPAC Shares 3.6(g)(i1.15 Dissenting Stockholder 1.15 Earnout Shares 1.17(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Share Payments 1.17(a)(iii) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEffective Time 1.17(b) Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 1.16(a) Escrow Agent 1.16(a) Escrow Agreement 1.16(a) Escrow Amount 1.16(a) Escrow Property 1.16(a) Escrow Shares 1.16(a) Estimated Closing Statement 1.12 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.10(a) Expenses 12.3(a8.3 Expiration Date 1.16(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiExtension 5.3(a) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cExtension Expenses 5.3(a)(iv) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Federal Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:5.7
Appears in 1 contract
Samples: Agreement and Plan of Merger (Digital World Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a)(i) Adjustment Amount 1.15(d) Agreement Preamble Alternative Transaction 5.6(a)(i) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiPurchaser Certificate of Incorporation 1.19 Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 9.1 Certificate of Control 1.2(a)(iiMerger 1.2 CFO 1.15(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.15(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.12(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Special Meeting 5.13 Controlled Person Definition of “Control” Article XI Conversion 1.8 D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 3.2 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 1.18(a) Escrow Agent 1.18(a) Escrow Agreement 1.18(a) Escrow Amount 1.18(a) Escrow Property 1.18(a) Escrow Shares 1.18(a) Estimated Closing Statement 1.14 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.12(a) Expenses 12.3(a8.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 5.3(a)(iv) Term Section Federal Securities Laws 5.6(b) Incentive Plan 5.12(a) Independent Expert 1.15(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.15(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cBalance Sheet Date 4.7(a) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.12(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.12(d) Merger Recitals Merger Sub I Preamble Consideration 1.7 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Xxxxxx Xxxxxxx 2.1 Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 1.15(b) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.13(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Investment 5.20 Post-Closing Directors 9.19(a) Post-Closing Pubco Purchaser Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.17(a) Proxy Statement 9.15(a5.12(a) Pubco Public Certifications 3.6(a) Public Stockholders 9.1 Purchaser Preamble Pubco and Merger Subs Purchaser Director 5.17(a) Purchaser Disclosure Schedules Article VI Pubco Board III Purchaser Financials 3.6(d) Purchaser Material Contract 3.13(a) Purchaser Representative Preamble Purchaser Special Meeting 5.12(a) Purchaser Stockholder Approval Matters 5.12(a) Purchaser Support Agreement Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Purchaser Termination Fee 8.4 Redemption 9.15(a5.12(a) Registration Statement 9.15(a5.12(a) Related Person 4.21 Released Claims 13.1 9.1 Representative Party 1.15(b) Required Shareholder Company Stockholder Approval 11.1(a7.1(b) Required Purchaser Stockholder Approval 7.1(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(j) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Seller Representative Preamble Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Consideration 1.7 Surviving Corporation 1.1 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a4.24 Transmittal Documents 1.12(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Voting Agreements Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Arogo Capital Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Accounts Receivable 4.7(f) Company Disclosure Schedules Article IV Acquisition Proposal 5.6(a) Company Financials 4.7(a) Adjustment Amount 1.15(d) Company IP 4.13(d) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiIP Licenses 4.13(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(cAircraft 4.7(a) Company Material Contract 7.11(aContracts 4.12(a) Alternative Transaction 5.6(a) Company Permits 7.9 4.10 Amended Purchaser Certificate of Incorporation 1.19 Company Personal Property Leases 4.16 Axxxxxx 10.15(b) Company Real Property Leases 7.15 4.15 Antitrust Laws 5.9(b) Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bAviation Laws 4.7(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Article XI Balance Sheet Date 4.7(a) Conversion 1.8 Business Combination 9.1 D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iCertificate of Merger 1.2 D&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(iCFO 1.15 DGCL 3.5 Closing 2.1 DOT 4.7(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fClosing Date 2.1 Due Diligence Expenses 8.3 Closing Filing 5.14(b) Effective Time 1.2 Closing Press Release 5.14(b) Enforceability Exceptions 5.2 3.2 Closing Statement 1.15 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Company Preamble Escrow Account 1.18 Company Benefit Plan 4.19(a) Escrow Agent 1.18 Company Directors 5.17(a) Escrow Agreement 1.18 Term Section Term Section Escrow Amount 1.18 Off-the-Shelf Software 4.13(a) Escrow Property 1.18 Outbound IP License 4.13(c) Escrow Shares 1.18 Outside Date 8.1(b) Estimated Closing Statement 1.14 PCAOB Audited Financials 8.1(b) Exchange Agent 3.20(a1.12(a) Exchange Fund 3.20(aPCAOB Delivery Deadline 8.1(b) Expenses 12.3(a8.3 Party(ies) First Merger Recitals First Merger Preamble Extension 5.3(a) Post-Closing 4.1 First Merger Closing Purchaser Board 5.17(a) Extension Expenses 5.3(a)(iii) PPACA 5.12(a) FAA 4.7(a) Proxy Statement 5.12(a) Federal Securities Laws 5.7 Public Certifications 3.6(a) Incentive Plan 5.12(a) Public Stockholders 9.1 Independent Expert 1.15(b) Purchaser Preamble Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.15(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Purchaser Disclosure Schedules Article III Interim Company Financial Statements 7.6(cBalance Sheet Date 5.12(a) Purchaser Financials 3.6(b) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cPurchaser Material Contract 3.13(a) ITSF Preamble Letter of Transmittal 3.20(b1.12(a) Purchaser Representative Preamble Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiPurchaser Stockholder Approval Matters 5.12(a) Merger Recitals Purchaser Special Meeting 5.12(a) Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Consideration 1.7 Purchaser Support Agreement Recitals Merger Sub II Board Recitals Mill Reef Preamble New Redemption 5.12(a) Nxxxxx Xxxxxxx 0.1 Registration Rights Statement 5.12(a) Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aRelated Person 4.21 Objection Statement 1.15(b) Released Claims 9.1 OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(ii) 126 83 Term Section Option Cashout Amount 1.4(b)(iTerm Section Representative Party 1.15(b) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aRequired Company Stockholder Approval 7.1(b) Post-Closing Pubco Board 9.19(aSurviving Corporation 1.1 Required Purchaser Stockholder Approval 7.1(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Top Customers 4.24 SEC Reports 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Top Suppliers 4.24 Section 409A 7.19(hPlan 4.19(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aTransmittal Documents 1.12(b) Shareholder Releasing Person 13.2(aSeller Representative Preamble Unaudited Annual Financials 4.7(a) Signing Filing 9.17(b5.14(b) 127 Term Section Voting Agreements Recitals Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PAGX XXTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Closing 1.2(a) Acquisition Closing Date 1.2(a) Acquisition Merger Recitals Acquisition Merger Documents 1.2(b) Acquisition Merger Effective Time 1.2(b) Acquisition Proposal 5.5(a) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 5.5(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.3(f) Audited Company Financial Statements 7.6(cAntitrust Laws 5.7(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Assignment, Assumption and Amendment Agreement Recitals Xxxxx.xxx Group 10.14(b) Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b9.1 Cayman Registrar 1.1(b) Change of Control 1.2(a)(iiin Recommendation 5.9(b) Claim 5.15(a) Closing Filing 9.17(b5.11(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a5.11(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.8(d) Company Financial Statements 7.6(cClass A Common Shares 4.3(a) Company Material Contract 7.11(aClass B Preference Shares 4.3(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(aClass C Common Shares 4.3(a) Company Releasing Person 13.2(bClosing Statement 1.3(b) Company Shareholders Preamble Disclosure Schedules Article IV Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iIP 4.13(c) Company Waiving Parties 14.14(bIP Licenses 4.13(a) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.8(a) Term Section Company Lock-Up Agreement Recitals Malicious Code 7.13(bCompany Material Contract 4.12(a) Management Accounts 7.6(aCompany Permits 4.10 Company Real Property Leases 4.16 Company Registered IP 4.13(a) Contribution Agreement Representations 7.3(a) D&O Indemnified Persons 5.15(a) Digital Assets 4.17 Dissenting Company Shares 1.7 DLT Regulations 5.7(f) Effective Time 1.1(b) Enforceability Exceptions 2.2 Exchange Agent 1.8(a) Federal Securities Laws 5.6 First Surviving Corporation 1.1(a) FS Act 5.7(f) GFSC 5.7(f) Initial Closing 1.1(a) Initial Closing Date 1.1(a) Initial Merger Recitals Initial Merger Documents 1.1(b) Initial Merger Effective Time 1.1(b) Intended Tax Treatment Recitals Interim Period 5.1(a) IRS 4.19(c) K&E 10.3 Labor Laws 4.18(a) Letter of Transmittal 1.8(a) Lost Certificate Affidavit 1.8(f) Term Section Master Services Agreement Recitals Material Inbound Licenses 7.11(a)(xSoftware 4.13(b) Material Outbound License 7.11(a)(xi) Merger Mergers Recitals Merger Sub I 1 Preamble Merger Sub II 2 Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Subs Preamble New Registration Rights ML 10.3 Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) 10.13 OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d2.17(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aPII 4.14(a) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.13(a) Proxy Statement 9.15(a5.9(a) Pubco Preamble Pubco and Merger Subs Equity Plan 5.9(a) Public Certifications 2.6(a) Public Shareholders 9.1 Purchaser Preamble Purchaser Arrangements 5.19 Purchaser Certificates 1.8(c) Purchaser Closing Statement 1.3(a) Purchaser Disclosure Schedules Article VI Pubco Board II Purchaser Financials 2.6(c) Purchaser Letter of Transmittal 1.8(a) Purchaser Lock-Up Agreement Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aTerm Section Purchaser Material Contracts 2.13(a) Pubco Purchaser Recommendation 2.2 Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 5.9(a) Redemption 9.15(a5.9(a) Registration Statement 9.15(a5.9(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor 9.1 Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bRequired Purchaser Shareholder Approval Matters 5.9(a) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options Rollover Option 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:)
Appears in 1 contract
Samples: Business Combination Agreement (Far Peak Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 5.7(f) Acquisition Notification 2.3(b) Acquisition Proposal 8.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 8.6(a) Audited Company Financial Statements 7.6(cAntitrust Laws 8.9(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals A&R Articles of Surviving Entity 1.4 Business Combination 13.1 Business Intellectual Property 7.12(bRecitals BIS 5.25(c) Cashed-Out Options 1.4(b)(iCatcha Preamble Catcha Accounts Date 7.5(c) Catcha Board 8.12(b) Catcha Board Recommendation 8.12(b) Catcha Certificates 3.20(b1.8(a) Catcha Disclosure Schedules Article VII Catcha Financials 7.5(b) Catcha Shareholders’ Approval 8.12(b) Catcha Shareholders’ Meeting 8.12(b) Catcha Share Redemption 8.12(a) Catcha Specified Representations 9.2(a) Catcha Tax Election Recitals Catcha Reorganization Recitals Cayman Act 1.1 Change of Control 1.2(a)(iiin Recommendation 8.12(b) Closing 4.1 Closing Date 4.1 Closing Filing 9.17(b8.13(b) Closing Press Release 9.17(b8.13(b) Collective Bargaining Agreement 7.18(a) Crown India Recitals Companies Act Recitals Company Preamble Company Benefit Plan 7.19(a13.1 Company Board Recommendation 8.12(c) Company Board Recitals Disclosure Schedules Article V Company Certificate 1.3(a)(iiFinancials 5.7(a) Company Financial Statements 7.6(cGroup Specified Representations 9.3(a) Company IP 5.13(d) Company IP Licenses 5.13(a) Company Material Contract 7.11(a5.12(a) Company Permits 7.9 5.10 Company Personal Property Leases 5.16 Company Real Property Leases 7.15 5.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b5.13(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iApproval 8.12(c) Company Waiving Parties 14.14(bShareholders’ Meeting 8.12(c) Contributor 7.12(eDissenting Catcha Shares 1.10(a) 125 Term Section Controlled Person Definition of “Control” Dissenting Catcha Shareholders 1.10(a) D&O Indemnified Persons 9.20(a8.17(a) Dissenting SPAC Earnout Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 3.1 Enforceability Exceptions 5.2 Environmental Permits 7.20(a5.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Recitals Exchange Agent 3.20(a1.8(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Consideration 2.1 Exchange and Support Agreement Recitals First Merger Closing 4.1 First Merger Closing Exchange Effective Date 4.1 First Merger Recitals Exchange Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii2.2(a) Insider Letter Amendment Recitals Exchange Transmittal Documents 2.3(b) Exchange Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cRecitals Exchange Transmittal Letter 2.3(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company Exchanging Shareholders 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Federal Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.7
Appears in 1 contract
Samples: Business Combination Agreement (Catcha Investment Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 12.6 Accounts Receivable 6.7(e) Acquisition Proposal 8.5(a) Additional Financing Agreements 8.16(b) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 8.5(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 9.1(h) Antitrust Laws 8.8(b) Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals 2.2 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 11.1 Certificate of Control 1.2(a)(ii) Merger 1.2 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.11(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.11(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.4(b) Company Financial Statements 7.6(cDisclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Option Conversion Ratio 2.2 Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Conversion Ratio 2.3 Convertible Notes 8.16(a) Convertible PIPE Investors 8.16(a) D&O Indemnified Person 13.2(b8.14(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iD&O Tail Insurance 8.14(b) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Dispute 12.6 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aEffective Time 1.2 EGS 12.16(a) Dissenting SPAC Shares 3.6(g)(iEmployee Stock Purchase Plan 8.10(c) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fAgreements 9.3(e)(vi) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(aPermit 6.20(a) Events Definition of “SPAC Material Adverse Effect” Equity Line Agreement 8.17 Equity Line Investor 8.17 Exchange Agent 3.20(aConsideration 2.3 Exchange Shares 2.3 Expenses 10.3 Extension 8.3(a) Exchange Fund 3.20(aExtension Expenses 8.3(b)(iv) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cExtension Meeting 8.21 Extension Proposal 8.21 Extension Proxy Statement 8.21 Federal Securities Laws 8.6 Financing Agreements 8.16(b) Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Joining Sellers Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Agreements Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Statutory Declaration 2.4(b) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Competition Agreements Recitals Non-U.S. PCAOB Audited Company Benefit Plan 7.19(aFinancials 6.7(a) Note Purchase Agreement 8.16(a) OFAC 5.17(c4.17(c) Off-the-Shelf Software 6.13(a) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d2.4(c) Outside Date 12.1(b10.1(b) Parties Party(ies) Preamble Party Preamble Term Section PCAOB Audited Company Financial Statements 9.7(a) Financials 8.19 PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aFinancing 8.16(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b8.13(a) Proxy Statement 9.15(a8.10(a) Pubco Preamble Pubco and Merger Subs Equity Plan 8.10(c) Public Certifications 4.6(a) Public Stockholders 11.1 Purchased Shares 2.1 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Extension Approval 8.21 Purchaser Financials 4.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 4.13(a) Redemption 9.15(a8.10(a) Registration Statement 9.15(aRedemption Limitation Amendment 8.10(c) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Registration Statement 8.10(a) Regulatory Approvals 9.1(c) Related Person 7.21 6.21 Released Claims 11.1 Releasing Persons 11.2 Term Section Required Stockholder Approval 9.1(a) Resolution Period 12.6 SEC Reports 4.6(a) SEC SPAC Accounting Changes 4.6(a) Seller Joinder Preamble Sellers Preamble SFRS 6.7(a) Share Exchange Recitals Signing Filing 8.11(b) Signing Press Release 8.11(b) Signing Sellers Preamble Special Stockholder Meeting 8.10(c) Specified Courts 12.7 Sponsor Recitals Sponsor Letter 8.22 Stockholder Approval Matters 8.10(c) Surviving Corporation 1.1 Top Customers 7.25(b) Customer 6.23 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Vendor 6.23 Transactions Recitals Unvested Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) 2.2 Vested Company Options 2.2 Warrant Assignment, Assumption and Agreement Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recitals
Appears in 1 contract
Samples: Business Combination Agreement (Evo Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 9.6 Acquisition Proposal 5.6(a) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 1.7 Antitrust Expenses 7.3 Antitrust Laws 5.9(b) Assumed U.S.-Held Option 1.4(b)(ii1.10(d) Audited Company Financial Statements 7.6(cAssumed Warrant 1.10(e) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 8.1 Certificate of Control 1.2(a)(ii) Merger 1.2 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a5.14(b) Company Preamble Company Benefit Plan 7.19(aCertificates 1.11(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Term Section Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Special Meeting 5.13 Conversion Ratio 1.9 D&O Indemnified Persons 9.20(a5.18(a) D&O Tail Insurance 5.18(b) DCGL Recitals Directors 5.17(a) Dispute 9.6 Dissenting SPAC Shares 3.6(g)(i) 1.14 Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Stockholder 1.14 Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a4.20(a) Expenses 12.3(a7.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 5.3(a)(iv) Federal Securities Laws 5.7 Incentive Plan 5.12(a) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b5.1(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.11(d) Merger Recitals Merger Sub I Preamble Consideration 1.9 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement NEXT Oregon Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Competition Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Industrial Tech Acquisitions II, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Term Section AAA 11.4 Company Preamble AAA Procedures 11.4 Company Benefit Plan 7.19(a4.19(a) Accounts Receivable 4.25 Company Disclosure Schedules Article IV Acquisition Proposal 6.6(a) Company Board Recitals Financials 4.7(a) Agreement Preamble Company Certificate 1.3(a)(iiIP 4.13(d) Alternative Transaction 6.6(a) Company Financial Statements 7.6(cIP Licenses 4.13(a) Closing 2.1 Company Material Contract 7.11(a4.12(a) Closing Date 2.1 Company Permits 7.9 4.10 Company Personal Property Leases 4.16 PRC Target Company 4.4(c) Company Real Property Leases 7.15 4.15 Pro Rata Share 1.2 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bPublic Certifications 3.6(a) Company Shareholders CSRC 4.31(a) Purchased Shares 1.1 Dispute 11.4 Purchaser Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 3.2 Parent Financials 3.6(b) Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Parent Material Adverse Effect” Contracts Exchange Agent 3.20(aShares 1.2 Related Person 4.21 Expenses 9.3 Releasing Persons 10.1 Interim Balance Sheet Date 4.7(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Resolution Period 11.4 Interim Period 9.1(a6.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bSAFE 4.31(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(aSEC Reports 3.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Sellers Preamble Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(cSpecified Courts 11.5 Outbound IP License 4.13(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dSupplemental Disclosure Schedules 6.17(a) Outside Date 12.1(b9.1(b) Parties Termination Fee 9.4 Parent Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b4.23 Party(ies) Top Suppliers 7.25(aPreamble PRC Establishment Document 4.4(c) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aPRC Mergers and Acquisitions Rules 4.32(b) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption PRC Overseas Investment and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Listing Regulations 4.32(a)
Appears in 1 contract
Samples: Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section $ 13.11 Acquisition Proposal 8.9(a) AF Recitals Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 8.9(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.4 Antitrust Laws 8.12(b) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change Articles of Control 1.2(a)(ii) Closing Filing 9.17(b) Merger 1.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.15(b) Company Preamble Company Benefit Plan 7.19(a6.20(a) Company Board Recitals Company Certificate 1.3(a)(ii2.5(a)(ii) Company Financial Statements 7.6(c) Disclosure Schedules VI Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.16 Company Registered IP 7.12(a) Company Releasing Person 13.2(b6.13(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iRepresentative 13.14(a) Company Waiving Parties 14.14(bShares Recitals Competing Business 8.22 Consolidated Company Financials 8.6 Contributor 6.13(d) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a8.18(a) Dissenting SPAC D&O Tail Insurance 8.18(b) Deferred Exchange Shares 3.6(g)(i2.4(a)(ii) Dissenting SPAC Shareholders 3.6(g)(iDirect Claim 9.5(f) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fDisagreement Notice 2.3(b)(ii) Dollars 13.11 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.21(a) Events Definition of “SPAC Material Adverse Effect” Estimated Closing Statement 2.3(a)(i) Everix Recitals Exchange Agent 3.20(aConsideration 2.2(a) Exchange Fund 3.20(aShares 2.2(a) Expenses 12.3(a11.3 Extension 8.3(a) First Merger Federal Securities Laws 8.10 Final Cash Consideration 2.3(b)(ix) Final Cash Consideration Adjustment 2.3(b)(ix) Final Closing Debt 2.3(b)(vii) Final Net Working Capital Adjustment 2.3(b)(vii) Forward Purchase Agreement Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiFounders Recitals GT 13.16 Indemnitee 9.2 Indemnitor 9.2 Independent Accounting Firm 2.3(b)(iv) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cInitial Cash Consideration 2.3(a)(ii) Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(cIoTs 2.5(a)(i) ITSF Preamble Letter of Transmittal 3.20(b) Key Company Shareholders Recitals Lock-Up Agreement Recitals Malicious Code 7.13(b8.21 Loss 9.2 Lost Certificate Affidavit 2.5(a)(ii) Management Accounts 7.6(a6.7(a) Material Inbound Licenses 7.11(a)(x6.12(a)(ix) Material Outbound License 7.11(a)(xiLicenses 6.12(a)(x) Merger Recitals Merger Sub I Preamble Closing 3.1 Term Section Basket 9.4(a) BG Recitals Business Combination 12.1 Chancery Court 13.4 Claim Notice 9.5(b) Closing 3.1 Closing Cash 8.19(b) Closing Filing 8.15(b) Merger Sub II Preamble Closing Date 3.1 Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble Effective Time 1.2 Milestone 1 Deferred Exchange Shares 2.4(a)(i) Milestone 2 Deferred Exchange Shares 2.4(a)(ii) New Registration Rights Agreement Recitals 8.20 Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a13.13 NX Companies Closing 8.25 OFAC 4.17(c) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Operational Representations 9.2 Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals PostPlan of Merger 1.1 Pre-Closing Directors 9.19(a) PostCash Dividend 2.10 Pre-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bIndirect Tax Liability 9.3 Preliminary Adjustment Statement 2.3(b)(i) Proxy Statement 9.15(a8.14(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 8.26 Pubco Options 1.4(aOption 1.6(d) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Preamble Purchaser Disclosure Schedules IV Purchaser Financials 4.6(c) Purchaser Material Contract 4.13(a) Purchaser Recommendation 4.2 Purchaser Representative 13.15(a) Redemption 9.15(a8.14(a) Registrar 2.5(a)(iii) Registration Statement 9.15(a8.14(a) Related Person 6.22 Released Claims 13.1 12.1 Releasing Persons 12.2 Required Shareholder Approval 11.1(a10.1(b) Resolution Period 2.3(b)(iv) Review Period 2.3(b)(ii) SEC Reports 5.6(a4.6(a) Second Merger Share Acquisition Recitals Second Merger Share Acquisition Closing 4.1 Second Merger 3.1 Share Acquisition Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a8.14(a) Signing Filing 9.17(b8.15(b) 127 Term Section Signing Press Release 9.17(b8.15(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Skadden 13.16 Special Shareholder Meeting 9.15(a8.14(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Preamble Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Surviving Company 1.1 Third Party Claim 9.5(c) Total Liability Cap 9.4(b) Transactions Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:2.9 Unresolved Items 2.3(b)(v)
Appears in 1 contract
Samples: Business Combination Agreement (Kismet Acquisition One Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section A&R Charter Recitals A&R Bylaws Recitals Acquisition Proposal 5.6(a) Adjustment Amount 1.14(d) Adjustment Amount Determination Date 1.13(a) Adjustment Amount Holdback 1.13(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Alternative Transaction 5.6(a) Antitrust Laws 5.9(b) Articles of Merger 1.2 Assumed U.S.-Held Option 1.4(b)(ii1.9(d) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii8.1 CFO 1.14(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(aDate 2.1 Closing Statement 1.14(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.10(a) Company Financial Statements 7.6(cClosing Statement 2.3 Company Disclosure Schedules Article IV Company Financials 4.7(a) Term Section Company Fundamental Representations 6.2(a) Company IP Licenses 4.13(a) Company IT Systems 4.13(f) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Preferred Stock Exchange 1.7 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a)(i) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Written Consent Recitals Conversion Ratio 1.8 D&O Indemnified Persons 9.20(a5.18(a) D&O Tail Insurance 5.18(b) Dissenting SPAC Shares 3.6(g)(i) 1.12 Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Stockholder 1.12 Effective Time 1.2 EGS 9.17 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” ESPP 5.12(a) Exchange Agent 3.20(a1.10(a) Exchange Fund 3.20(aExcluded Share 1.9(b) Expenses 12.3(a7.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 79 Extension Expenses 5.3(b)(iv) FDA 4.26(a) Federal Securities Laws 5.7 Healthcare Laws 4.26(b) Healthcare Regulatory Authorities 4.26(a) HIPAA 4.26(b) Holdback Escrow Agent 1.13(b) Incentive Plan 5.12(a) Independent Expert 1.14(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.14(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cBalance Sheet Date 4.7(a) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.10(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.10(d) Merger Recitals Merger Sub I Preamble Consideration 1.8 Merger Sub II Preamble Merger Sub I Net Debt Calculation Statement 1.12 NRS Recitals Objection Statement 1.14(b) OFAC 3.20(c) Off-the-Shelf Software 4.13(a) Outbound IP License 4.13(c) Outside Date 7.1(b) Party(ies) Preamble PIPE Investment 5.20 Post-Closing Purchaser Board Recitals Merger Sub II Board Recitals Mill Reef 5.17(a) Privacy Requirements 4.13(g) Proxy Statement 5.12(a) Public Certifications 3.6(a) Public Stockholders 8.1 Purchaser Preamble New Purchaser Closing Statement 2.2 Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Fundamental Changes 6.12(a) Purchaser Material Contract 3.13(a) Purchaser Parties Preamble Purchaser Representative Preamble Purchaser Representative Documents 9.14(a) Purchaser Stockholder Approval Matters 5.12(a) Purchaser Special Meeting 5.12(a) Redemption 5.12(a) Registration Statement 5.12(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(aRecital Related Person 4.21(a) Released Claims 13.1 8.1 Representative Party 1.14(b) Required Company Stockholder Approval Recitals Required Purchaser Shareholder Approval 11.1(a6.1(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters Seller Representative Preamble Seller Representative Documents 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Significant Company Holders Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Specified Courts 9.5 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Conisderation 1.8 Surviving Corporation 1.1 Tax Treatment 1.4 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.24 Transmittal Documents 1.10(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger (First Light Acquisition Group, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Additional Information 7.21 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Audited Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Bxxxxx 3.1 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 10.1 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiRecommendation 7.11(g) Company Financial Statements 7.6(cCertificate3.2(e) Company Directors 7.14(a) Company Closing Statement 3.2(a) Company Disclosure Schedules Article VI Company Dissenting Shares 2.6(a) Company Dissenting Shareholders 2.6(a) Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShare Consideration 2.1(b) 103 Term Section Company Shareholder Support Agreement Recitals Company Special Resolution 7.11(g) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iTransaction Expenses Certificate 1.6(a) Company Waiving Parties 14.14(bWritten Consent 7.11(g) Contributor 7.12(eCSRC 8.1(l) 125 Term Section Controlled Person Definition of “Control” Designated Entity 6.13(h) Disqualification Event 6.18(h) D&O Indemnified Persons 9.20(aPerson 7.15(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 7.15(b) Dissenting SPAC Shareholders 3.6(g)(iEXXXX Article VI Effective Time 1.2(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Agreements 7.24 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC Material Adverse Effect” Equity Incentive Plan 7.11(a) Exchange Agent 3.20(a3.2(b) Exchange Fund 3.20(aExchanged Options 2.1(d) Exchanged Warrants 2.1(e) Expenses 12.3(a9.3(a) Expiration Date 9.1 Extension 7.3(a) Extension Loan 7.18 Federal Securities Laws 7.7 First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 Documents 1.2(a) First Merger Effective Time 2.2 1.2(a) First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.2(a) Insider Letter Amendment First Merger Sub Preamble Founders Recitals Founder Lock-up Agreement Recitals Founder Amended and Restated Registration Rights Agreement 8.2(d)(iv) Initial Pubco Share 2.1(d) Intended Tax Treatment 3.14 7.18 Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(cIssuer Covered Persons(s) ITSF Preamble 6.18(h) Letter of Transmittal 3.20(b3.2(b) Lock-Up Agreement Recitals Malicious Code 7.13(bLoss 9.2(a) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 3.2(g) Merger Documents 1.2(b) Mergers Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals No Shop Period 7.6(b) Non-Recourse Parties 14.13 11.14 104 Term Section Non-U.S. Company Benefit Plan 7.19(aSubsidiaries 7.18 OFAC 4.17(c) OFAC 5.17(cOff-the-Shelf Software 6.13(a) Option Cancellation Ordinary Commercial Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.10(c) Outside Date 12.1(b9.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) Payment Spreadsheet 1.6 Personal Information 6.9 PFIC 7.18 PIPE Investment 7.17 PIPE Investors Recitals 7.17 PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) 7.17 Post-Closing Pubco Board 9.19(a7.14(a) Prior Merger Agreement 4.23 Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Rata Share 7.20 Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco and Merger Subs Public Certifications 3.2(d) Public Shareholders 10.1 Purchaser Preamble Purchaser Directors 7.14(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6(c) Pubco Purchaser Financing Certificates 1.6 Purchaser Material Contract 4.13(a) Purchaser Merger Consideration 2.2(b) Purchaser Recommendation 4.2 Purchaser Representative Preamble Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 7.11(a) Purchaser Transaction Expenses Certificate 1.6(b) Redemption 9.15(a7.11(a) Registration Statement 9.15(a7.11(a) Regulatory Approvals 7.9 Regulatory Authority 7.9 Related Person 6.21 Released Claims 13.1 10.1 Required Shareholder Approval 11.1(a8.1(a) SEC Reports 5.6(a4.6(a) SEC SPAC Accounting Changes 4.6(a) Second Merger Recitals Second Merger Closing 4.1 Articles of Merger 1.2(b) Second Merger Closing Date 4.1 Documents 1.2(b) Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 1.2(b) Second Merger Sub Preamble Securityholder Litigation 7.20 105 Term Section 409A 7.19(h) Share Contribution Seller Lock-Up Agreement Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aSeller Registration Rights Agreement 8.2(d)(vi) Signing Filing 9.17(b7.12(b) 127 Term Section Signing Press Release 9.17(b7.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a7.11(a) Sponsor Specified Courts 11.5 Securityholder Certificates 3.2(e) Surviving Company Recitals Sponsor Commitment Surviving Company Charter 1.4(a) Surviving Entity Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options Surviving Entity Charter 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(iSurviving Warranties 9.1 Top Vendors 6.23 Transactions Recitals Transmittal Documents 3.2(e) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (Golden Star Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Alternative Acquisition Agreement 5.6(c)(vi) Articles of Merger 1.2 Assumed U.S.-Held Option 1.4(b)(iiConvertible Note 1.7 Assumed Warrant 1.9(e) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement BCA Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 8.1 Closing Filing 9.17(b) Date 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a2.1 Class B Charter Amendment 5.20(a) Company Preamble Company Adverse Recommendation Change 5.6(c)(v) Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiBoard Recommendation Recitals Company Book-Entry Shares 1.10(a) Company Financial Statements 7.6(cCertificates 1.10(a) Company Material Contract 7.11(aD&O Tail Insurance 5.15(b) Company Permits 7.9 Disclosure Schedules Article IV Company Real Property Leases 7.15 Company Registered IP 7.12(aFinancials 4.7(b) Company Releasing Person 13.2(bIntellectual Property 4.13(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iIP License 4.12(a)(xiii) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(bCompany Material Contracts 4.12(a) Management Accounts 7.6(aCompany Owned Intellectual Property 4.13(b) Material Inbound Licenses 7.11(a)(xCompany Permits 4.10 Company Personal Property Leases 4.16 Company Public Certifications 4.7(a) Material Outbound License 7.11(a)(xiCompany Real Property Leases 4.15 Company SEC Reports 4.7(a) Company Special Meeting 5.12(a) Company Stockholder Approval Matters 5.12(a)(ii) Company Voting Agreements Recitals D&O Indemnified Persons 5.15(a) Dissenting Shares 1.13 Dissenting Stockholders 1.13 Effective Time 1.2 Employment Laws 4.18(b) Enforceability Exceptions 3.2(a) Environmental Permits 4.20(a) Exchange Agent 1.10(a) Exchange Fund 1.10(a) Expenses 7.3(a) Extension 5.4(a) Healthcare Laws 4.28(a) HIPAA 4.28(a) Intended Tax Treatment Recitals Interim Balance Sheet Date 4.7(b) Interim Period 5.1(a) IT Systems 4.13(h) Joint Proxy Statement 5.12(a) Leased Real Property 4.15 Letter of Transmittal 1.10(b) Merger Recitals Consideration 1.8 Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aNet Tangible Assets Charter Amendment 5.20(a) OFAC 5.17(c3.20(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) 81 Outside Date 12.1(b7.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPurchaser Board 5.14(a) Post-Public Certifications 3.6(a) Public Stockholders 8.1 Purchaser Amendment to Warrant Agreement 6.2(f)(v) Purchaser Charter Amendments 5.20(a) Purchaser Closing Pubco Board 9.19(aDate Charter Amendment 5.20(a) Pro Forma Company Financial Statements 9.7(aPurchaser D&O Tail Insurance 5.15(b) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Financial Advisor 3.24 Purchaser Financials 3.6(b) Pubco Shareholder Recitals Pubco Warrants Purchaser Letter Agreement Amendment 6.2(f)(iv) Purchaser Material Contract 3.14(a) Purchaser Option 1.9(d)(i) Purchaser SEC Reports 3.6(a) Purchaser Special Meeting 5.12(a)(i) Purchaser Stockholder Approval Matters 5.12(a)(i) Purchaser Preamble Redemption 9.15(a5.12(a) Registered IP 4.13(a) Registration Rights Agreement 5.20(b) Registration Statement 9.15(a5.12(a) Related Person 4.21 Released Claims 13.1 8.1 Required Company Stockholder Approval 6.1(b) Required Purchaser Shareholder Approval 11.1(a6.1(a) SEC Reports 5.6(aApril Warrant Statement 3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Specified Courts 9.5 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Debt Conversion Agreement Recitals Sponsor Support Voting Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Consideration 1.8 Subscription Agreements Recitals Termination Fee 7.3(b) Surviving Corporation 1.1 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a4.24 Transmittal Documents 1.10(d) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF XXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (SANUWAVE Health, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 10.4 AAA Procedures 10.4 Acquisition Proposal 5.7(a) Agreement Preamble Alternative Transaction 5.7(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 5.13(a) Antitrust Laws 5.10(b) Assumed U.S.-Held Option 1.4(b)(ii1.8(e) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Borqs HK Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii9.1 Cayman Law Recitals Claim Notice 6.5(b) Closing 2.1 Closing Balance Sheet 1.11(b) Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Net Indebtedness 1.11(b) Closing Net Working Capital 1.11(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.11(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.8(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.7(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Written Consents Recitals Conflicts of Interest Policy 5.19 Deferred Expenses 5.18 Dispute 10.4 Dissenting Shares 1.13 Dissenting Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 1.13 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Escrow Account 1.14(a) Escrow Agent 3.20(a1.14(a) Exchange Fund 3.20(aEscrow Agreement 1.14(a) Escrow Property 1.14(a) Escrow Shares 1.14(a) Expense Statement 1.11(a) Expenses 12.3(a8.3 Expiration Date 1.14(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension 8.1(b) Federal Securities Laws 5.13(b) Indemnified Party 6.2 Indemnifying Party 6.2 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a5.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Term Section Letter of Transmittal 3.20(b1.9(a) Lock-Up Agreement Recitals Malicious Code 7.13(b1.9(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Loss 6.2 Merger Recitals Merger Sub I Preamble Mutual Directors 5.17(a) Non-Competition Agreement 7.3(d)(xi) OFAC 3.18(c) Off-the-Shelf Software Agreements 4.13(a) Outbound IP License 4.13(c) Outside Date 8.1(b) Party(ies) Preamble PIPE Investment 5.10(f) PIPE Shares 5.10(f) Pending Claims 1.14(b) Plan of Merger Sub II 1.2 Post-Closing Purchaser Board 5.17(a) PRC Recitals PRC Establishment Documents 4.4(c) PRC Target Company 4.4(c) Pro Rata Share 1.7 Proxy Documents 5.13(a) Proxy Statement 5.13(a) Public Certifications 3.6(a) Public Shareholders 9.1 Purchaser Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Purchaser Directors 5.17(a) Purchaser Equity Plan 5.13(a) Purchaser Expenses 5.18 Purchaser Representative Preamble New Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Material Contracts 3.13(a) Redemption 5.13(a) Reference Statement 1.11(c) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a1.9(b) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Related Person 4.21 Released Claims 13.1 9.1 Replacement Purchaser Warrant 1.8(d) Required Company Shareholder Approval 11.1(a7.1(b) Required Purchaser Shareholder Approval 7.1(a) Resolution Period 10.4 Resolved Third Party Claim 6.5(c) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Term Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Seller Representative Preamble Shareholder Approval Matters 9.15(a5.13(a) Shareholder Releasing Person 13.2(aMeeting 5.13(a) Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Specified Courts 10.5 Sponsor Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSurviving Company 1.1 Surviving Company Charter 1.5 Termination Fee 8.4(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bThird Party Claim 6.5(c) Top Suppliers 7.25(aCustomer 4.24 Top Supplier 4.24 Transmittal Documents 1.9(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aVIE Contracts 4.4(b) Updated Zacco Financial Statements 9.7(bVIE Entity(ies) U.S.-Held Options 1.4(bRecitals VIE Shareholders 4.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer WFOE Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [Voting Agreements Recitals {REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Merger Agreement (Pacific Special Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Acquisition Proposal 8.6(a) Company Preamble Agent 1.12(a) Company Benefit Plan 6.19(a) Agent Agreement 1.12(a) Company Certificate 2.7(b) Agreement Preamble Amended Company Charter 2.4 Directors 8.14(a) Alternative Transaction 8.6(a) Company Disclosure Schedules ARTICLE VI Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii10.1(f) Audited Company Financial Statements 7.6(cFinancials 6.7(a) Audited Zacco Financial Statements 9.7(bAntitrust Laws 8.9(b) Authorization Notice 3.17(aCompany IP 6.13(c) Backstop Agreement Recitals Articles of Merger 1.1 Company IP Licenses 6.13(a) Automatic Extension 11.1(b) Company Material Contract 6.12(a) Balance Sheet Date 6.7(a) Company Permits 6.10 Base Exchange Shares 2.2(a) Company Real Property Leases 6.15 Basket 9.3(a) Company Registered IP 6.13(a) Business Combination 13.1 Business Intellectual 12.1 D&O Indemnified Person 8.15(a) Charter Extension 11.1(b) D&O Tail Insurance 8.15(b) Claim Notice 9.4(b) Designated Share Recipient Recitals Class I Directors 8.14(a) Earnout Escrow Account 2.5(i) Class II Directors 8.14(a) Earnout Escrow Property 7.12(b2.5(i) Cashed-Out Options 1.4(b)(iClosing 3.1 Earnout Escrow Shares 2.5(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 3.1 Earnout Payments 2.6(a)(ii) Closing Filing 9.17(b8.12(b) Earnout Period 2.6(a) Closing Press Release 9.17(b8.12(b) Collective Bargaining Earnout Revenue 2.6(a)(i) Earnout Shares 2.2(a) Earnout Target 2.6(a)(ii) Effective Time 1.2 EGS 3.1 Enforceability Exceptions 4.2 Environmental Permits 6.20(a) Escrow Agent 2.4(a)(i) Escrow Agreement 7.18(a2.4(a)(i) Company Preamble Company Benefit Plan 7.19(aEscrow Shares 2.5(i) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 84 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aTerm Section Estimated Closing Statement 2.3 PIPE Shares 8.17 Exchange Consideration 2.2(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 1.1 Exchange Shares 2.2(a) Post-Closing Pubco Board 8.14(a) Exchange Warrants 2.2(a) Proxy Statement 8.11(a) Exercising Warrant holders 1.12(b) Pubco Preamble Expenses 11.3 Public Certifications 4.6(a) Expiration Date 2.4(a)(ii) Public Shareholders 12.1 Extension 8.3(a) Purchased Shares 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiExtension Expenses 8.3(b)(iv) Insider Letter Purchaser Preamble Federal Securities Laws 8.7 Purchaser Directors 8.14(a) First Tier Earnout Payment 2.6(a)(i) Purchaser Disclosure Schedules ARTICLE IV First Tier Revenue Target 2.6(a)(i) Purchaser Financials 4.6(c) Founder Registration Rights Agreement Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c10.2(d)(iv) Purchaser Material Contract 4.13(a) Seller Indemnitee 9.2(b) Purchaser Recommendation 4.2 Seller Indemnitor 9.2(a) Purchaser Representative Preamble Purchaser Indemnitee 9.2(a) Quarter Closing 2.3 Purchaser Indemnitor 9.2(b) Redemption 8.11(a) Indemnity Escrow Account 2.4(a)(i) Registration Statement 8.11(a) Indemnity Escrow Property 2.4(a)(i) Related Person 6.21 Independent Director 8.14(a) Released Claims 12.1 Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(cReleasing Persons 12.2 Joinder 8.2(c) ITSF Preamble Letter of Transmittal 3.20(bRequired Shareholder Approval 10.1(a) Lock-Up Agreement Recitals Malicious Code 7.13(bSEC Reports 4.6(a) Management Accounts 7.6(aLoss 9.2(a) Material Inbound Licenses 7.11(a)(xSecond Tier Earnout Payment 2.6(a)(ii) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 2.7(b) Second Tier Revenue Target 2.6(a)(ii) Merger Recitals Merger Sub I Seller Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Seller Representative Preamble New Registration Rights Seller 8.2(c) Share Exchange Recitals Non-Competition Agreement Recitals Shareholder Approval Matters 8.11(a) Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a13.13 Signing Filing 8.12(b) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dSigning Press Release 8.12(b) Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.11(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Party(ies) Preamble Specified Court 13.4 Pending Claim 2.4(a)(ii) Surviving Company Related Person 7.21 1.1 PIPE Investment 8.17 Surviving Company Charter 1.4 Termination Fee 11.4 Third Party Claim 9.4(c) Top Customers 7.25(b) 6.23 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Vendors 6.23 Transactions Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (East Stone Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 4.7(f) Accounts Payable 4.7(g) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals BCA RECITALS Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 8.1 Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(aDirectors 6.6(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Real Property Leases 7.15 Products 4.13(i) Company Registered IP 7.12(a4.13(a) Company Released Parties 8.1(b) Company Releasing Person 13.2(bParties 8.1(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iContribution 1.1(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” ArticleX D&O Indemnified Persons 9.20(a6.7(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fAgreements 2.2(e) Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a4.20(a) Exchange Fund 3.20(a1.1(b) Expenses 12.3(aIDEs 4.27(c) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cIndemnification Agreements 2.2(h) Interim Period 9.1(aBalance Sheet Date 4.7(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bInterim Balance Sheet Date 3.6(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) RECITALS Term Section Merger Recitals RECITALS Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Nxxxxx Xxxxxxx 2.1 Non-Recourse Parties 14.13 NonCompetition Agreement RECITALS OFAC 3 18(c) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software 4.13(a) OFAC 5.17(cOwners Preamble Owners’ Representative Preamble Party(ies) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPurchaser Board 6.6(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Public Stockholders 8.1 Purchaser Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants III Purchaser Financials 3.6(a) Redemption 9.15(aPurchaser Material Contract 3.13(a) Registration Statement 9.15(aPurchaser Released Parties 8.1(a) Purchaser Releasing Parties 8.1(b) Purchaser Representative Preamble Purchaser Support Agreement RECITALS Related Person 4.21 Released Claims 13.1 Required Shareholder Approval 11.1(a8.1 Resignations 2.2(g) SEC Reports 5.6(aRestrictive Covenant Agreements 2.2(f) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(j) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Surviving Covenants and Agreements 7.1 Owners’ Representative Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.24
Appears in 1 contract
Samples: Contribution and Exchange Agreement (Denali Capital Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA Procedures 9.4 Lost Certificate Affidavit 1.11(d) Accounts Receivable 4.7(f) Merger Recitals Acquisition Proposal 5.6(a) Merger Consideration 1.8(a) Act Recitals Merger Sub Preamble Agreement Preamble Minimum Cash Condition 6.2(e) Alternative Transaction 5.6(a) Note Assumption Agreement 1.10(d) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.7 OFAC 3.19(c) Audited Company Financial Statements 7.6(cAntitrust Laws 5.9(b) Audited Zacco Financial Statements 9.7(bOff-the-Shelf Software 4.13(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b8.1 Outbound IP License 4.13(c) CashedCertificate of Merger 1.2 Outside Date 7.1(b) CFO 1.15(b) Party(ies) Preamble Closing 2.1 Post-Out Options 1.4(b)(iClosing Purchaser Board 5.17(a) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 2.1 Proxy Statement 5.12(a) Closing Filing 9.17(b5.14(b) Public Certifications 3.6(a) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(a) Public Stockholders 8.1 Closing Statement 1.13 Purchaser Preamble Company Preamble Purchaser Directors 5.17(a) Company Benefit Plan 7.19(a4.19 Purchaser Disclosure Schedules Article III Company Certificates 5.17(a) Purchaser D&O Indemnified Persons 5.18(a) Company Board Recitals Company Certificate 1.3(a)(iiDirectors 1.1(a) Purchaser D&O Tail Insurance 5.18(b) Company Financial Statements 7.6(cDisclosure Schedules Article IV Purchaser Equity Incentive Plan 5.26 Company D&O Indemnified Persons 5.19(a) Purchaser Financials 3.6(b) Company D&O Tail Insurance 5.19(b) Purchaser Material Contract 3.13(a) Company Financials 4.7(a) Purchaser Representative Preamble Company IP 4.13(d) Purchaser Representative Documents 9.13(a) Company IP Licenses 4.13(a) Purchaser Stockholder Approval Matters 5.12(a) Company Material Contract 7.11(aContracts 4.12(a) Purchaser Special Meeting 5.12(a) Company Permits 7.9 4.10 Redemption 5.12(a) Company Personal Property Leases 4.16 Registration Statement 5.12(a) Company Real Property Leases 7.15 4.15 Related Person 4.21 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a4.13(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.1
Appears in 1 contract
Samples: Agreement and Plan of Merger (Semper Paratus Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Alternative Acquisition Agreement 5.6(c)(vi) Articles of Merger 1.2 Assumed U.S.-Held Option 1.4(b)(iiConvertible Note 1.7 Assumed Warrant 1.9(e) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement BCA Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 8.1 Closing Filing 9.17(b) Date 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a2.1 Class B Charter Amendment 5.20(a) Company Preamble Company Adverse Recommendation Change 5.6(c)(v) Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiBoard Recommendation Recitals Company Book-Entry Shares 1.10(a) Company Financial Statements 7.6(cCertificates 1.10(a) Company Material Contract 7.11(aD&O Tail Insurance 5.15(b) Company Permits 7.9 Disclosure Schedules Article IV Company Real Property Leases 7.15 Company Registered IP 7.12(aFinancials 4.7(b) Company Releasing Person 13.2(bIntellectual Property 4.13(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iIP License 4.12(a)(xiii) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(bCompany Material Contracts 4.12(a) Management Accounts 7.6(a82 Company Owned Intellectual Property 4.13(b) Material Inbound Licenses 7.11(a)(xCompany Permits 4.10 Company Personal Property Leases 4.16 Company Public Certifications 4.7(a) Material Outbound License 7.11(a)(xiCompany Real Property Leases 4.15 Company SEC Reports 4.7(a) Company Special Meeting 5.12(a) Company Stockholder Approval Matters 5.12(a)(ii) Company Voting Agreements Recitals D&O Indemnified Persons 5.15(a) Dissenting Shares 1.13 Dissenting Stockholders 1.13 Effective Time 1.2 Employment Laws 4.18(b) Enforceability Exceptions 3.2(a) Environmental Permits 4.20(a) Exchange Agent 1.10(a) Exchange Fund 1.10(a) Expenses 7.3(a) Extension 5.4(a) Healthcare Laws 4.28(a) HIPAA 4.28(a) Intended Tax Treatment Recitals Interim Balance Sheet Date 4.7(b) Interim Period 5.1(a) IT Systems 4.13(h) Joint Proxy Statement 5.12(a) Leased Real Property 4.15 Letter of Transmittal 1.10(b) Merger Recitals Consideration 1.8 Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aNet Tangible Assets Charter Amendment 5.20(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d3.20(c) Outside Date 12.1(b7.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPurchaser Board 5.14(a) Post-Public Certifications 3.6(a) Public Stockholders 8.1 Purchaser Amendment to Warrant Agreement 6.2(f)(v) Purchaser Charter Amendments 5.20(a) Purchaser Closing Pubco Board 9.19(aDate Charter Amendment 5.20(a) Pro Forma Company Financial Statements 9.7(aPurchaser D&O Tail Insurance 5.15(b) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Financial Advisor 3.24 Purchaser Financials 3.6(b) Pubco Shareholder Recitals Pubco Warrants Purchaser Letter Agreement Amendment 6.2(f)(iv) Purchaser Material Contract 3.14(a) Purchaser Option 1.9(d)(i) 83 Purchaser SEC Reports 3.6(a) Purchaser Special Meeting 5.12(a)(i) Purchaser Stockholder Approval Matters 5.12(a)(i) Purchaser Preamble Redemption 9.15(a5.12(a) Registered IP 4.13(a) Registration Rights Agreement 5.20(b) Registration Statement 9.15(a5.12(a) Related Person 4.21 Released Claims 13.1 8.1 Required Company Stockholder Approval 6.1(b) Required Purchaser Shareholder Approval 11.1(a6.1(a) SEC Reports 5.6(aApril Warrant Statement 3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Specified Courts 9.5 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Debt Conversion Agreement Recitals Sponsor Support Voting Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Consideration 1.8 Subscription Agreements Recitals Termination Fee 7.3(b) Surviving Corporation 1.1 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a4.24 Transmittal Documents 1.10(d) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (SEP Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(bAntitrust Laws 7.9(b) Authorization Notice 3.17(a) Backstop Agreement Recitals 2.9 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii11.1 Cayman Registrar 1.2(a) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(ii2.5(b) Company Financial Statements 7.6(cClass A Share Consideration 2.1(a) Company Class B Share Consideration 2.1(b) Company Share Consideration 2.1(b) Company Disclosure Schedules ARTICLE VI Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aPerson 7.15(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 7.15(b) Dissenting SPAC Shareholders 3.6(g)(iECO 7.19 EGS 3.1 Employment Agreement 9.3(j) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEquity Incentive Plan 7.11(a) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a6.20(a) Expenses 12.3(a10.3(a) Extension 7.3(a) Federal Securities Laws 7.7 First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 Documents 1.2(a) First Merger Effective Time 2.2 1.2(a) First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.2(a) First Merger Sub Preamble Founder Lock-up Agreement Recitals Founders Recitals Founder Registration Rights Agreement Amendment 9.2(d)(iv) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 7.18 Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 2.5(b) Merger Documents 1.2(b) Mergers Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non12.14 OFAC 4.17(c) Off-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dthe-Shelf Software 6.13(a) Outside Date 12.1(b10.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Investment 7.17 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b7.14(a) Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco and Merger Subs Public Certifications 4.6(a) Public Shareholders 11.1 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aARTICLE IV Purchaser Dissenting Shareholders 2.9 Purchaser Dissenting Shares 2.9 Purchaser Financials 4.6(b) Pubco Purchaser Material Contract 4.13(a) Purchaser Merger Consideration 2.2(a) Purchaser Recommendation 4.2 Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 7.11(a) Purchaser Shareholder Meeting 7.11(a) Redemption 9.15(a7.11(a) Registration Statement 9.15(a7.11(a) Related Person 6.21 Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:11.1
Appears in 1 contract
Samples: Business Combination Agreement (Distoken Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section ABAC Laws 12.1 Company-Licensed IP 12.1 Acquisition Proposal 7.6(a) Company-Owned IP 12.1 Action 12.1 Confidentiality Agreement 7.14 Affiliate 12.1 Consent 12.1 Aggregate Transaction Consideration Value 12.1 Contracts 12.1 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiControl 12.1 AirAsia Brand 12.1 Copyrights 12.1 Alternative Transaction 7.6(a) Audited Company Financial Statements 7.6(cCOVID-19 Restrictions 5.17 Ancillary Documents 12.1 D&O Indemnified Persons 7.17(a) Audited Zacco Financial Statements 9.7(bAntitrust Laws 7.9(b) Authorization Notice 3.17(aD&O Tail Insurance 7.17(b) Backstop Agreement Recitals Asia Aviation Capital 12.1 Deferred Underwriting Fees Novation or Waiver 7.22 Benefit Plan 12.1 DGCL 12.1 Business Combination 13.1 10.1 Effective Time 1.2 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change Day 12.1 Employment Agreement 7.21 Business Privacy and Data Security Policies 12.1 Enforceability Exceptions 3.2 Castlelake Facility 12.1 Environmental Law 12.1 Castlelake Novation 12.1 Environmental Liabilities 12.1 Certificate of Control 1.2(a)(iiMerger 1.2 Environmental Permits 5.21(a) Closing 2.1 Equity Incentive Awards 7.20 Closing Date 2.1 Equity Value 12.1 Closing Filing 9.17(b7.13(b) ERISA 12.1 Closing Press Release 9.17(b7.13(b) Collective Bargaining Agreement 7.18(aExchange Act 12.1 Code 12.1 Expenses 9.3(b) Common Transaction Consideration Shares 1.10 Extension 7.3(a) Common Shares 5.3(a) Federal Securities Laws 7.7 Companies Act (Malaysia) 12.1 Foreign Plan 12.1 Company Preamble Fraud 12.1 Company Benefit Plan 7.19(a5.20(a) Fraud Claim 12.1 Company Brand Disposal Recitals GAAP 12.1 Company Confidential Information 12.1 Governmental Authority 12.1 Company Disclosure Schedules Article V GT 11.13(b) Company Board Recitals Financials 5.7(a) Hazardous Material 12.1 Company Certificate 1.3(a)(iiIP 12.1 IFRS 12.1 Company IP Licenses 5.13(c) Company Financial Statements 7.6(cIllegal Activities 5.9(b) Company Material Contract 7.11(a5.12(a) Indebtedness 12.1 Company Permits 7.9 5.1 Intellectual Property 12.1 Company Personal Property Leases 5.17 Interim Period 7.1(a) Company Real Property Leases 7.15 5.16(a) Internet Assets 12.1 Company Registered IP 7.12(a5.13(a) Investment Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Act 12.1 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aTerm Section IP Owning Affiliate 12.1 Pubco Ordinary Shares 12.1 IPO 12.1 Pubco Preference Shares 12.1 IPO Prospectus 12.1 Pubco Private Warrant 12.1 Knowledge 12.1 Pubco Public Warrant 12.1 Law 12.1 Pubco Securities 12.1 Liabilities 12.1 Public Certifications 3.6(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Lien 12.1 Purchaser Preamble Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Effect 12.1 Purchaser Charter 12.1 Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Purchaser Class A Common Stock 12.1 Merger Sub I Preamble Purchaser Class B Common Stock 12.1 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Common Stock 12.1 Purchaser Common Stock 12.1 Nasdaq 12.1 Purchaser Confidential Information 12.1 NYSE 12.1 Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:III
Appears in 1 contract
Samples: Business Combination Agreement (Aetherium Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.4 Accounts Receivable 4.7(f) Acquisition Proposal 6.6(a) Act Recitals Amended and Restated Purchaser Bylaws 1.7 Amended and Restated Purchaser Certificate of Incorporation 1.7 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.6(a) Audited Company Financial Statements 7.6(cAntitrust Laws 6.9(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 Cash Consideration 1.8(b)(i) Cashed-Out Options 1.4(b)(iCash Shortfall Amount 1.8(b)(i) Certificates 3.20(bCertificate of Merger 1.2 Class I Directors 6.16(b) Change of Control 1.2(a)(iiClass II Directors 6.16(b) Class III Directors 6.16(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.13(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a6.13(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.10(a) Company Financial Statements 7.6(cDirectors 6.16(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Line of Credit 6.24 Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bReturns 6.10(c) Company Shareholders Stockholder Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Stockholder Written Consent 6.19 D&O Indemnified Persons 9.20(a6.17(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.17(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DCGL Recitals Dispute 10.4 Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a4.20(a) Expenses 12.3(a8.3 Extension 6.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 6.3(a)(iv) Federal Securities Laws 6.7 Independent Directors 6.16(a) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco Labor and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Employment Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.18(d)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Aesther Healthcare Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 4.7(g) Acquisition Proposal 5.6(a) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 1.7 Antitrust Expenses 7.3 Antitrust Laws 5.9(b) Assumed U.S.-Held Option 1.4(b)(iiRSUs 1.10(c) Assumed Warrant 1.10(d) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 8.1 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Closing Statement 1.9(a) Common Stock Financing Recitals Common Stock Investor Recitals Common Stock Purchase Agreement 7.18(a) Recitals Company Preamble Company Benefit Plan 7.19(a4.18(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.11(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(c) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Stockholder Support Agreements Recitals Contribution Recitals Term Section Controlled Person Definition of “Control” Contribution Documents Recitals D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(iDGCL Recitals Directors 5.17(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.19 Extension 5.3(a) Events Definition Extension Expenses 5.3(b)(iv) Federal Securities Laws 5.7 First Certificate of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) Merger 1.2 First Effective Time 1.2 First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Transactions Recitals GAAP Audited Financials 5.4(b) HB 9.5 Inbound IP License 4.13(a) Incentive Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii5.12(a) Insider Letter Amendment Recitals Instruction to Trustee 1.9(b) Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Recitals Interim Period 9.1(a5.1(a)) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) K&E 9.5 LLCA 1.1 Lock-Up Agreement Recitals Malicious Code 7.13(bManagement Performance Plan 5.12(a) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Mergers Recitals Merger Consideration 1.8 Merger Sub I 1 Preamble Merger Sub II 2 Preamble Minimum Cash Condition 6.2(d) N Sing Recitals Near Group 9.15(b) Non-Competition Agreement Recitals OFAC 3.19(c) Outbound IP License 4.13(a) Outside Date 7.1(b) Party(ies) Preamble Permitted Extension 5.24 Permitted Extension Period 5.24 Post-Closing Purchaser Board 5.17(a) Pre-Merger Sub I Stock Distribution Recitals Prescribed Extension Period 5.24 Proxy Statement 5.12(a) Public Certifications 3.6(a) Public Stockholders 8.1 Term Section Purchaser Preamble Purchaser Board Recitals Merger Sub II Purchaser Board Recommendation Recitals Mill Reef Preamble New Purchaser Change of Recommendation 5.13(a) Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Intervening Event Notice 5.13(b) Purchaser Intervening Event Notice Period 5.13(b) Purchaser Material Contract 3.13(a) Purchaser Meeting Change 5.12(a) Purchaser Special Meeting 5.12(a) Purchaser Stockholder Approval Matters 5.12(a) Redemption 5.12(a) A&R Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a5.12(a) Related Person 4.20 Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.1
Appears in 1 contract
Samples: Agreement and Plan of Merger (Kludein I Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2021 Target Companies Financial Statements 5.7(a) 2020 Ourbus Financial Statements 5.7(a) AAA Procedures 10.4 Accounts Receivable 5.7(f) Acquisition Proposal 6.6(a) Act Recitals Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 6.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 7.2(d) Antitrust Laws 6.9(b) Assumed U.S.-Held Option 1.4(b)(ii1.12(c) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii9.1 CFO 1.10(b)(iv) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.14(b) Closing Press Release 9.17(b6.14(b) Collective Bargaining Agreement 7.18(a) Closing Statement 1.17 Company Preamble Company Benefit Plan 7.19(a5.19(a) Company Board Recitals Certificate of Merger 1.3 Company Certificate 1.3(a)(iiCertificates 1.14(a) Company Financial Statements 7.6(cDirectors 6.17(a) Company Disclosure Schedules Article IV Company Exchanges 1.7 Company Financials 5.7(a) Company IP 5.13(d) Company IP Licenses 5.13(a) Company Material Contract 7.11(aContracts 5.12(a) Company Merger Recitals Company Merger Sub Preamble Company Permits 7.9 5.10 Company Personal Property Leases 5.16 Company Real Property Leases 7.15 5.15 Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(b) Special Meeting 6.13 Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Surviving Subsidiary 1.2 Conversion 1.8 Conversion Ratio 1.9 D&O Indemnified Persons 9.20(a6.18(a) D&O Tail Insurance 6.18(b) Deducted Earnout Consideration Shares 1.10(f) DGCL Recitals Dispute 10.4 Dissenting SPAC Shares 3.6(g)(i) 1.18 Term Section Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Stockholder 1.18 Domestication Recitals Domestication Organizational Documents 1.8 Earnout Consideration Shares 1.10 Effective Time 1.3 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a5.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Escrow Account 1.19 Escrow Agent 3.20(a1.19 Escrow Agreement 1.19 Escrow Property 1.19 Escrow Shares 1.19 Extension 6.3(a) Exchange Fund 3.20(aExtension Expenses 6.3(a)(iv) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Federal Securities Laws 6.7 Incentive Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c6.12(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(cKey Employee Employment Agreement 7.3(e) ITSF Preamble Letter of Transmittal 3.20(b1.14(d) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.14(f) Merger Recitals Consideration 1.9 Merger Sub I Subs Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Mergers Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aCompetition Agreement Recitals Observer 6.17(a) OFAC 5.17(c3.17(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 5.13(a) 126 Term Section Option Cashout Amount 1.4(b)(iOriginal Outside Date 8.1(b) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 5.13(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aEquity Plan 6.12(a) Post-Closing Financial Statements 1.10(b)(iv) Post-Closing Pubco Board 9.19(a6.17(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.7(a) Proxy Statement 9.15(a6.12(a) Pubco Preamble Pubco and Public Certifications 3.6(a) Public Shareholders 9.1 Purchase Price Adjustments 1.9 Purchaser Preamble Purchaser Certificate of Merger Subs 1.3 Purchaser Directors 6.17(a) Purchaser Disclosure Schedules Article VI Pubco Board III Purchaser Financials 3.6(b) Purchaser Material Contract 3.13(a) Purchaser Merger Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aPurchaser Merger Sub Preamble 80 Term Section Purchaser Parties Preamble Purchaser Representative Preamble Purchaser Representative Documents 10.14(a) Pubco Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 6.12(a) Purchaser Special Meeting 6.12(a) Purchaser Surviving Subsidiary 1.1 Redemption 9.15(a6.12(a) Registration Statement 9.15(a6.12(a) Related Person 5.21 Released Claims 13.1 9.1 Required Company Stockholder Approval 7.1(b) Required Purchaser Shareholder Approval 11.1(a7.1(a) Resolution Period 10.4 Revenue Earnout Shares 1.10(b) Revenue Earnout Statement 1.10(b)(iv) Revenue Targets 1.10(b)(iii) SEC April Warrant Statement 3.6(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 SEC SPAC Accounting Changes 3.6(a) Section 409A 7.19(hPlan 5.19(k) Seller Representative Preamble Seller Representative Documents 10.15(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aPrice Targets 1.10(a)(ii) Signing Filing 9.17(b6.14(b) 127 Term Section Signing Press Release 9.17(b6.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSpecified Courts 10.5 Support Subscription Agreement 7.2(e)(iv) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Surviving Subsidiaries 1.2
Appears in 1 contract
Samples: Agreement and Plan of Merger (Americas Technology Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA Procedures 9.6 Closing 2.1 Acquisition Proposal 5.6(a) Closing Date 2.1 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b5.14(b) Alternative Transaction 5.6(a) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aAntitrust Expenses 7.3 Closing Redemption 5.12 Antitrust Laws 5.9(b) Closing Statement 1.10 Assumed Warrant 1.11(d)(ii) Company Preamble Business Combination 3.7 Company Benefit Plan 7.19(a4.19(a) Certificate of Merger 1.2 Company D&O Tail Insurance 5.17(c) Term Section Term Section Company Disclosure Schedules Article IV MSF 9.16 Company Financials 4.7(b) Non-Competition Agreement 6.3(d)(vii) Company Board Recitals Company Certificate 1.3(a)(iiIP 4.13(d) OFAC 3.19(c) Company Financial Statements 7.6(cIP Licenses 4.13(a) Off-the-Shelf Software 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Outbound IP License 4.13(c) Company Permits 7.9 4.10 Outside Date 7.1(b) Company Personal Property Leases 4.16 Party(ies) Preamble Company Preferred Stock Exchange 1.8 Post-Closing Purchaser Board 5.16(a) Company Public Certifications 4.7(a) Proxy Statement 5.12 Company Real Property Leases 7.15 4.15 Public Stockholders 8.1 Company Recommendation 4.2 Purchaser Preamble Company Registered IP 7.12(a4.13(a) Purchaser Class A Preferred Shares 3.5(a) Company Releasing Person 13.2(bSEC Reports 4.7(a) Purchaser Class B Preferred Shares 3.5(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iSpecial Meeting 5.13 Purchaser Class C Preferred Shares 3.5(a) Company Waiving Parties 14.14(bConversion Ratio 1.9 Purchaser Class D Preferred Shares 3.5(a) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.17(a) Purchaser Class E Preferred Shares 3.5(a) DCGL Recitals Purchaser D&O Tail Insurance 5.17(b) Directors 5.16(a) Purchaser Disclosure Schedules Article III Dispute 9.6 Purchaser Financials 3.6(b) Dissenting SPAC Shares 3.6(g)(i1.15 Purchaser Material Contract 3.13(a) Dissenting SPAC Shareholders 3.6(g)(iStockholder 1.15 Purchaser Ordinary Shares 3.5(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEffective Time 1.2 Purchaser Preferred Shares 3.5(a) EGS 2.1 Purchaser Public Certifications 3.6(a) Enforceability Exceptions 5.2 3.2 Purchaser Recommendation 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Purchaser SEC Reports 3.6(a) ERISA Affiliate 4.19(e) Purchaser Special Meeting 5.12 Exchange Agent 3.20(a1.12(a) Exchange Fund 3.20(aPurchaser Stockholder Approval Matters 5.12 Expenses 7.3 Redemption 3.5(c) Extension 5.3(a) Registration Statement 5.12 Extension Expenses 12.3(a5.3(a)(iv) First Merger Recitals First Merger Closing 4.1 First Merger Closing Related Person 4.21 Extension Redemption 3.5(c) Released Claims 8.1 Federal Securities Laws 5.7 Required Company Stockholder Approval 6.1(b) Financing 5.19 Required Purchaser Stockholder Approval 6.1(a) Final Purchaser Certificate of Incorporation 1.7(b) Resolution Period 9.6 Incentive Plan 5.12 SEC SPAC Accounting Changes 3.6(a) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii4.7(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cSigning Filing 5.14(b) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cSigning Press Release 5.14(b) ITSF Preamble Interim Purchaser Certificate of Incorporation 1.7(a) Specified Courts 9.7 Letter of Transmittal 3.20(b1.12(a) Surviving Corporation 1.1 Lock-Up Agreement 6.3(d)(vi) Top Suppliers 4.24 Merger Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiTransmittal Documents 1.12(b) Merger Consideration 1.9 Voting Agreements Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Bull Horn Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2023 Adjusted EBITDA 1.19(a)(i) 2023 Earnout Payment 1.19(a)(i) 2023 Earnout Target 1.19(a)(i) 2024 Adjusted EBITDA 1.19(a)(ii) 2024 Earnout Payment 1.19(a)(ii) 2024 Earnout Target 1.19(a)(ii) AAA Procedures 10.4 Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.16(d) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 5.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii 7.2(d) Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b Balance Sheet Date 4.7(a) Authorization Notice 3.17(a TABLE OF CONTENTS Term Section Basket 6.3(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b 9.1 Cayman Act Recitals CFO 1.16(a) Cashed-Out Options 1.4(b)(i Claim Notice 6.4(b) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b 5.13(b) Closing Press Release 9.17(b 5.13(b) Collective Bargaining Agreement 7.18(a Closing Statement 1.16(a) Company Preamble Company Benefit Plan 7.19(a 4.19(a) Company Board Recitals Certificates 1.12(a) Company Certificate 1.3(a)(iiDirectors 5.16(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a 4.12(a) Company Merger Recitals Company Merger Sub Preamble Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Plan of Merger 1.3 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a 4.13(a) Company Releasing Person 13.2(b) Special Meeting 5.12 Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Surviving Subsidiary 1.2 Conversion 1.7 Conversion Organizational Documents 1.7 D&O Indemnified Persons 9.20(a 5.17(a) Dissenting SPAC Shares 3.6(g)(i D&O Tail Insurance 5.17(b) Dissenting SPAC Shareholders 3.6(g)(i DGCL Recitals Dispute 10.4 Earnout Payments 1.19(a)(ii) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f Earnout Period 1.19(a) Earnout Share 1.19(a) Earnout Statement 1.19(b) Earnout Targets 1.19(a)(ii) Earnout Year 1.19(a) Effective Time 1.3 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Escrow Account 1.18(a) Escrow Agent 3.20(a 1.18(a) Exchange Fund 3.20(a TABLE OF CONTENTS Term Section Escrow Agreement 1.18(a) Escrow Property 1.18(a) Escrow Shares 1.18(a) Estimated Closing Statement 1.15 Expenses 12.3(a 8.3 Expiration Date 1.18(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension 5.3(a) Federal Securities Laws 5.7 Independent Expert 1.16(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii 1.16(b) Insider Letter Amendment Recitals Indemnitor 6.2 Indemnitee 6.2 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.13 Interim Period 9.1(a 5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b 1.12(d) Lock-Up Agreement Recitals Malicious Code 7.13(b Loss 6.2 Lost Certificate Affidavit 1.12(g) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Consideration 1.8 Merger Consideration Shares 1.8 Merger Subs Preamble Mergers Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement Recitals Noncompliance Period 1.19(e) Objection Statement 1.16(b) OFAC 3.19(c) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software 4.13(a) OFAC 5.17(c Outbound IP License 4.13(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b 8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a Pending Claims 1.18(b) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Per Share Price 1.7 Post-Closing Pubco Board 9.19(a 5.16(a) Pre-Closing Tax Periods 5.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Rata Share 1.8 Proxy Statement 9.15(a 5.11(a) Pubco Preamble Pubco and Public Certifications 3.6(a) Public Shareholders 9.1 Purchaser Preamble Purchaser Certificate of Merger Subs 1.3 Purchaser Certificates 1.12(a) Purchaser Directors 5.16(a) Purchaser Disclosure Schedules Article VI Pubco Board III Purchaser Extraordinary General Meeting 5.11(a) Purchaser Financials 3.6(b) TABLE OF CONTENTS Term Section Purchaser Material Contract 3.13(a) Purchaser Merger Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a Purchaser Merger Sub Preamble Purchaser Parties Preamble Purchaser Representative Preamble Purchaser Shareholder Approval Matters 5.11(a) Pubco Purchaser Surviving Subsidiary 1.1 Redemption 5.11(a) Registration Statement 5.11(a) Related Person 4.21 Released Claims 9.1 Representative Party 1.16(b) Required Company Member Approval 7.1(b) Required Purchaser Shareholder Recitals Pubco Warrants Approval 7.1(a) Resolution Period 10.4 SEC Reports 3.6(a) Redemption 9.15(a SEC SPAC Accounting Changes 3.6(a) Registration Statement 9.15(a Section 409A Plan 4.19(l) Released Claims 13.1 Required Shareholder Approval 11.1(a Seller Representative Preamble Share Price Earnout Payments 1.19 (iii) SEC Reports 5.6(a Share Price Target 1.19 (a) Second Merger (iii) Signing Filing 5.13(b) Signing Press Release 5.13(b) SPACs 3.6(a) Special Representations 6.1(a) Specified Courts 10.5 Straddle Periods 5.19(b) Surviving Subsidiaries 1.2 Tax Contest 5.24(a) Third Party Claim 6.4(c) Top Customers 4.23 Top Vendors 4.23 Trustee 3.21 Trust Agreement 3.21 Transmittal Documents 1.12(d) Voting Agreements Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second WA LLC Act 1.2 [REMAINDER OF XXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGE FOLLOWS] TABLE OF CONTENTS IN WITNESS WHEREOF, each Party hereto has caused this Agreement and Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption to be signed and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition delivered as of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of itfirst written above. SPAC:Purchaser: INTEGRATED WELLNESS ACQUISITION CORP By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Chief Executive Officer Pubco: IWAC HOLDINGS INC. By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: President
Appears in 1 contract
Samples: Agreement and Plan of Merger (Integrated Wellness Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2022 Audited Financial Statements 9.6 A&R Holdings Charter 11.1(e) Acquisition Proposal 9.9 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Alternative Transaction 9.9 Audited Company Financial Statements 7.6(c7.7(a) Audited Zacco Financial Statements 9.7(bAntitrust Laws 9.12(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(bCombination Deadline 9.24(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change Certificate of Control 1.2(a)(iiMerger 1.1 Closing Cash 9.20(b) Closing Filing 9.17(b9.16(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a9.16(b) Company Preamble Company Benefit Plan 7.19(a7.18(a) Company Board Recitals Company Certificate 1.3(a)(ii3.3(a)(iii) Company Collective Bargaining Agreement 7.17(a) Company D&O Tail Insurance 9.19(c) Company Disclosure Schedules Article VII Company Financial Statements 7.6(c7.7(a) Company Material Contract 7.11(a7.12(a) Company Permits 7.9 7.10 Company Real Property Leases 7.15 7.14(g) Company Registered IP 7.12(a) Company Releasing Person 13.2(b7.13(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iConfidentiality Agreement 9.1(c) Company Waiving Contracting Parties 14.14(b14.13 Customs & Export Control Laws 5.17(c) Contributor 7.12(e) 125 Term Section Controlled Person Definition Declaration of “Control” Trust 3.2 D&O Indemnified Persons 9.20(a9.19(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DTC 1.10 Enforceability Exceptions 5.2 Environmental Permits 7.20(a7.19(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aExtended Deadline 9.24(a) Exchange Fund 3.20(aExtension 9.3(a) Expenses 12.3(aExtension Meeting 9.24(d) First Merger Extension Proposals 9.24(a) Extension Proxy Statement 9.24(a) FCPA 5.17(a) Federal Securities Laws 9.10 Financial Statement Delivery Date 9.6 GRA 1.13 Holdings Preamble Holdings Board Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Holdings Equity Incentive Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals 9.23 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.13 Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(cITEPA 7.14(p) ITSF Preamble Letter of Transmittal 3.20(bXxxxxx 14.14(a) Legal Restraint 11.1(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a9.22 Material Customer 7.22(a) Material Inbound Licenses 7.11(a)(xCustomer Agreement 7.22(a) Material Outbound License 7.11(a)(xiSupplier 7.23(a) Material Supplier Agreement 7.23(a) Term Section Merger Recitals Merger Sub I Preamble Closing 4.1 Merger Effective Time 1.2 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 9.21 Nonparty Affiliates 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d5.17(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investment Recitals PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Recapitalization 2.1 Registration Statement 9.15(a) Released Claims 13.1 Related Person 7.20 Required Shareholder Approval 11.1(a) Sanctioned Jurisdiction 5.17(d) Sanctioned Person 7.24(a) Sanctions 5.17(d) SEC Reports 5.6(a) Second Merger Recitals Second Merger Extension Payment 9.24(a) Share Exchange Agreement 3.1 Share Acquisition Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b9.16(b) 127 Term Section Signing Press Release 9.17(b9.16(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 D&O Tail Insurance 9.19(b) SPAC Disclosure Schedules Article V SPAC Financial Statements Financials 5.6(c) SPAC Material Contract 5.13(a) SPAC Permits 5.9 SPAC Recommendation 5.2 SPAC Shareholders Recitals SPAC STFs 3.7(aTermination Notice Date 12.1(h) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Preamble Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target STFs 3.2 Subscription Agreements Recitals Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transfer Agent 1.8 Updated 1.10 Transfer Taxes 9.14(c) Trust Account Released Claims 13.1 Unit Separation 1.6(a) Unaudited Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i7.7(a) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:9.26 W&C 14.14(b)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bCSRC 4.31(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 4.20(a) Exchange Fund 3.20(a) Shares 1.2 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Term Section Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Parent Preamble Party Party(ies) Preamble PCAOB PRC Establishment Document 4.4(c) PRC Mergers and Acquisitions Rules 4.32(b) PRC Overseas Investment and Listing Regulations 4.32(a) PRC Target Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a4.4(c) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Rata Share 1.2 Public Certifications 3.6(a) Redemption 9.15(aPurchased Shares 1.1 Purchaser Preamble Parent Financials 3.6(b) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aParent Material Contracts Related Person 4.21 Releasing Persons 10.1 Resolution Period 11.4 SAFE 4.31(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Sellers Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 11.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Termination Fee 9.4 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” 4.23 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 9.4 AAA Procedures 9.4 Acquisition Proposal 5.6(a) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Purchaser Charter 2.4 5.13(a)(i) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Purchaser By-Laws 5.13(a)(i) Assumed U.S.-Held Option 1.4(b)(ii1.10(e) Audited Company Financial Statements 7.6(cBridge Loan 5.3(b)(iv) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 8.1 Articles of Control 1.2(a)(ii) Merger 1.2 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.15(b) Closing Press Release 9.17(b5.15(b) Collective Bargaining Agreement 7.18(a) Closing Statement 1.13 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.11(a) Company Financial Statements 7.6(cD&O Tail Insurance 5.18(c) Company Directors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(c) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Parties 7.3(b) Company Permits 7.9 4.10 Company Preferred Stock Exchange 1.7 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bStockholder Approval Matters 5.13(a)(ii) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iSpecial Meeting 5.13(a)(ii) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Domestication 1.7 D&O Indemnified Persons 9.20(aParties 5.18(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 9.1 Effective Time 1.2 EGS 1.2 Enforceability Exceptions 5.2 2.1 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” 3.2 Exchange Agent 3.20(a) Exchange Fund 3.20(a4.20(a) Expenses 12.3(a1.11(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Loan 7.4 Federal Securities Laws 5.12(a) HTFL 5.7 Incentive Plan 5.13(d) Initial Extension 5.13(a)(i) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.12(a) Interim Period 9.1(a4.7(a) Intervening Event Recommendation Change 9.15(cInterim Purchaser Charter 5.13(a)(i) ITSF Preamble Letter of Transmittal 3.20(b5.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b1.11(a) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.11(b) Merger 1.11(d) Merger Consideration Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board 1.9 Nevada Corporate Law Recitals Merger Sub II Board Nevada Law Recitals Mill Reef Preamble New Registration Rights Agreement Nevada M&A Law Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOff-the-Shelf Software 3.18(c) Outside Date 12.1(b5.12(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Purchaser Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.17(a) Proxy Statement 9.15(a5.13(a) Pubco Public Certifications 3.6(a) Public Stockholders 8.1 Purchaser Preamble Pubco and Merger Subs Purchaser D&O Tail Insurance 5.18(b) Purchaser Directors 5.17(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Financials 3.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 3.13(a) Purchaser Special Meeting 5.13(a)(i) Purchaser Stockholder Approval Matters 5.13(a)(i) Redemption 9.15(a5.13(a) Registration Statement 9.15(a5.13(a) Related Person 4.21 Released Claims 13.1 8.1 Replacement Purchaser Warrant 1.10(c) Required Shareholder Company Stockholder Approval 11.1(a6.1(b) Required Purchaser Stockholder Approval 6.1(a) Resolution Period 9.4 SEC Reports 5.6(a3.6(a) Section 409A Plan 4.19(g) Second Merger Recitals Extension 5.12(b) Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aExtension Loan 5.12(b) Signing Filing 9.17(b5.15(a) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board 9.5 Specified Courts 9.5 Sponsor Voting Agreements Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Stockholder Merger Consideration 1.9 Successor 1.8 Surviving Corporation 1.1 Top Customers 7.25(b) 4.23 Top Suppliers 7.25(a4.23 Transmittal Documents 1.11(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Voting Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Agreement and Plan of Merger (Alberton Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 5.7(a) Ananda Trust Financing Recitals Agreement Preamble Alternative Transaction 5.7(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Organizational Documents 1.8 Ananda Trust Recitals Ananda Trust Investment Recitals Ananda Trust Note Recitals Antitrust Laws 5.10(b) Assumed U.S.-Held Option 1.4(b)(ii1.10(d) Audited Company Financial Statements 7.6(cAssumed Warrant 1.10(e)(ii) Audited Zacco Financial Statements 9.7(bBalance Sheet Date 4.7(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b8.1 Cayman Islands Companies Law Recitals Certificate of Merger 1.2 CFO 1.16(c) Change of Control 1.2(a)(ii1.16(j) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.16(b) Closing Press Release 9.17(b5.16(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.12(viii) COC Earnout Statement 1.16(g) Company Preamble Company Benefit Plan 7.19(a4.19(b) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.11(a) Company Financial Statements 7.6(cDirectors 5.19 Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(a) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Real Property Leases 7.15 Preferred Stock Exchange 1.7 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSpecial Meeting 5.15 Consideration Spreadsheet 1.12(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Conversion Ratio 1.9 Dissenting Shares 1.15 Dissenting Stockholders 1.15 Domestication 1.8 D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:5.20 D&O Tail Insurance 5.20(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger and Reorganization (Innovative International Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2018 Target 2.1(a) 2019 Target 2.1(a) 2020 Target 2.1(a) AAA 11.4 AAA Procedures 11.4 Accelerated Earnout Payment 2.1(d) Accelerated Option 1.8(d)(ii) Acquisition Proposal 6.5(a) Adjustment Amount 1.12(c) Term Section Agreement Preamble Alternative Transaction 6.5(a) Amended Company Parent Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii6.10(a) Audited Company Financial Statements 7.6(cAntitrust Laws 6.8(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b10.1 Cash Consideration 1.7(b) Cashed-Out Options 1.4(b)(iCatchup Earnout Payment 2.1(c) Certificate of First Merger 1.2 Certificate of Second Merger 1.2 Term Section Certificates 3.20(bof Merger 1.2 CFO 2.2 Change of Control 2.1(e) Change of Control 1.2(a)(iiEarnout Payment 2.1(e) Closing 3.1 Closing Consideration 1.10(a) Closing Date 3.1 Closing Filing 9.17(b6.13(b) Closing Press Release 9.17(b6.13(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.12(a) Company Preamble Company Advised Parties 11.15(b) Company Benefit Plan 7.19(a5.18(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.8(a) Company Financial Statements 7.6(cD&O Tail Insurance 6.16(b) Company Deal Communications 11.15(c) Company Directors 6.17(a) Company Disclosure Schedules Article V Company Financials 5.7(a) Company IP 5.13(a) Company Leased Properties 5.15(b) Company Material Contract 7.11(a5.12(a) Company Permits 7.9 5.10 Company Real Property Leases 7.15 Company Registered IP 7.12(a5.15(b) Company Releasing Person 13.2(bStockholder Meeting 6.11 Continuing Directors 2.1(e) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aParties 6.16(a) Deferred Payment 1.7(b) Deferred PIPE Closing 4.20 Deferred PIPE Closing Agreement 4.20 Deferred PIPE Closing Amount 4.20 DGCL Recitals Dispute 11.4 Dissenting SPAC Shares 3.6(g)(i1.13 Dissenting Stockholder 1.13 DLLCA 1.2 Earnout Cash Payment 2.1(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Cash Payment Shortfall 2.1(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEarnout Cash Payment Shortfall Parent Shares 2.1(b) Earnout Payments 2.1(e) Earnout Period 2.1(a) Earnout Statement 2.2 Earnout Stock Payment 2.1(a) Earnout Targets 2.1(a) Earnout Year 2.1(a) Effective Time 1.2 Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.2(a)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section A&R Holdings Charter 10.1(f) Legal Restraint 10.1(c) A&R Holdings Charter and Bylaws 10.1(f) Lock-Up/Leak-Out Agreement 8.23 Acquisition Proposal 8.11(a) Material Merchant 6.22(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiMaterial Merchant Agreement 6.22(a) Audited Company Financial Statements 7.6(cAlternative Transaction 8.11(a) Audited Zacco Financial Statements 9.7(bMaterial Pool Agreement 6.22(c) Authorization Notice 3.17(aAntitrust Laws 8.14(b) Backstop Material Supplier 6.22(b) Certificate of Merger 1.1 Material Supplier Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii6.22(b) Closing 3.1 Material Vessel Owner 6.22(c) Closing Date 3.1 Merger Recitals Closing Filing 9.17(b8.18(b) Merger Closing 3.1 Closing Press Release 9.17(b8.18(b) Merger Effective Time 1.2 Confidentiality Agreement 8.1(c) Merger Sub Preamble Contracting Parties 13.13 MGO Sub Board Recitals D&O Indemnified Persons 8.21(a) MGO Preamble DTC 1.10 MGO Benefit Plan 4.10(c) Earnout Shares Recitals, 2.4(a) MGO Board Recitals Enforceability Exceptions 4.2 MGO D&O Tail Insurance 8.21(b) Export Control Laws 6.24(d) MGO Disclosure Schedules Article IV FCPA 4.20(a) MGO Financials 4.6(c) Federal Securities Laws 8.12 MGO Indemnified Person 9.2(b) Forward-Looking Statements Article IV MGO Leases 4.14 GRA 1.13 MGO Material Contract 4.16 HMI Preamble MGO Permits 4.8 HMI Audited Financial Statements 6.7(a) MGO Principals Recitals HMI Benefit Plan 6.18(a) MGO Recommendation 4.2 HMI Board Recitals MGO Shareholders Recitals HMI Certificate 2.3(a)(ii) MGO Shares 13.11(i) HMI Collective Bargaining Agreement 7.18(a6.17(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Nonparty Affiliates 13.13 HMI D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aTail Insurance 8.21(c) OFAC 5.17(c4.20(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs HMI Disclosure Schedules Article VI Pubco Outside Date 11.1(b) HMI Financial Statements 6.7(a) Parties Preamble HMI Indemnified Person 9.2(a) Party Preamble HMI Material Contract 6.12(a) Person 13.11(b) HMI Permits 6.10 Privacy Obligations 4.13(g) HMI Real Property Leases 6.15 Proxy Statement 8.17(a) HMI Registered IP 6.13(a) Record Date 8.3(b) HMI Shares Recitals Registration Statement 8.17(a) HMI Shareholders Recitals Related Person 6.20 HMI Shareholder Consideration 2.2(a) Required Shareholder Approval 10.1(b) HMI Unaudited Financial Statements 6.7(a) Risk Factors Article IV Holdings Preamble S&K 8.16(a) Holdings 5% Shareholder 8.16(c) Sanctioned Country 4.20(c) Holdings Board Recitals Pubco Sanctioned Person 6.24(c) Holdings Equity Incentive Plan 9.25 Pubco Options 1.4(a8.24 Sanctions 6.24(c)(i) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aIndemnified Persons 9.2(b) SEC Reports 5.6(a4.6(a) Second Merger Intended Tax Treatment 1.13 Share Acquisition Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hInterim Period 8.1(a) Share Contribution Recitals Share Contribution Acquisition Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals 3.1 Shareholder Approval Matters 9.15(a8.17(a)(iii) Shareholder Releasing Person 13.2(a2024 EBITDA 2.4(b)(iii) Signing Filing 9.17(b8.18(b) 127 Term Section 2024 Revenue 2.4(b)(i) Signing Press Release 9.17(b8.18(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.17(a) Sponsor SRFC 8.16(a) STFs 2.3(a)(i) Surviving Company 1.1 Transactions Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Transfer Agent 1.10 Voting and Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b2024 Annual Report 2.4(b)(i) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:2024 Net Income 2.4(b)(ii)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 13.4 Acquisition Proposal 8.8 Adjustment Amount 2.13(d) Agreement Preamble Alternative Transaction 8.8 Antitrust Laws 8.11(b) Amended Holdco Articles of Association 2.6 Anytech365 Merger Recitals Anytech365 Merger Effective Time 2.2 103 Term Section Annual Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Financials 5.7 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii12.1 Certificate 2.9 CFO 2.13(a) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.15(b) Closing Press Release 9.17(b8.15(b) Collective Bargaining Agreement 7.18(aClosing Statement 2.13(a) Company Preamble Company Benefit Plan 7.19(a5.19(b) Company Disclosure Schedules Article V Company Financials 5.7(a) Company Initial Board Resolution Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(cIP Licenses 5.13(a) Company Material Contract 7.11(aContracts 5.12(a) Company Permits 7.9 Company Real Property Leases 7.15 5.10 Company Registered IP 7.12(a5.13(a) Company’s Representatives Preamble Company Representative Documents 13.15(a) Company Releasing Person 13.2(b) Shareholder Approval Recitals Company Shareholders Preamble Share Purchase Recitals Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Support Agreement Recitals 104 Term Section Controlled Person Definition 15.1 Delaware Certificate of “Control” Merger 2.2 D&O Indemnitee 8.21 D&O Indemnified Persons 9.20(a8.19(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail 8.21 D&O Tail Insurance 8.19(b) Dissenting SPAC Shareholders 3.6(g)(iDirectors’ Explanatory Report 2.4(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Dispute 13.4 Effective Time 2.2 First Merger Surviving Company 2.1 First Enforceability Exceptions 4.2 Environmental Permits 5.20(a) Estimated Closing Statement 2.12 Escrow Agent 2.15 Escrow Agreement 2.15 Escrow Amount 2.15 Escrow Shares 2.15 Estimated Closing Statement 2.12 Extension 8.3 Federal Securities Laws 8.9 Foreign Benefit Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii5.19(k) Insider Letter Amendment Holdco Preamble Holdco Initial Board Resolution Recitals Holdco Re-registration 8.4 105 Term Section Holdco Initial Shareholder Approval Recitals Independent Expert 2.13(b) Independent Expert Notice Date 2.13(b) Intended Tax Treatment 3.14 Recitals Interim Company Financial Statements 7.6(cBalance Sheet Date 5.7(d) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF 8.1 X. Xxxxxxxxx Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLiens 5.4 Lost Certificate Affidavit 2.11(f) Merger Recitals Merger Sub I Preamble Minimum Investment 14.1(d) Non-Competition Agreement Recitals Objection Statement 2.13(b) OFAC 4.16(c) Off-the-Shelf Software 5.13(a) Outbound IP License 5.13(c) Party(ies) Preamble Platform Agreements 5.13(j) Pre-Merger Sub II Certificate 2.4(f) 106 Term Section Post-Closing Holdco Board 8.18 Proxy Statement 8.14(a) Publication 2.4(c) Public Certifications 4.6(a) Public Stockholders 12.1 Purchaser Preamble Merger Sub I Purchaser Board Approval Recitals Merger Sub II Board Purchaser Disclosure Schedules Article IV Purchaser Financials 4.6(b) Purchaser Material Contract 4.13(a) Purchaser Representative Preamble Purchaser Representative Documents 13.14(a) Purchaser Share Issuance Recitals Mill Reef Preamble New Purchaser Stockholder Approval Matters 8.14(a) Purchaser Special Meeting 8.14(a) Redemption 8.14(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Registration Statement 8.14(a) Related Person 5.21 Released Claims 12.1 Representative Party 2.13(b) Required Company Benefit Plan 7.19(aShareholder Approval 5.2 Required Purchaser Stockholder Approval 10.1(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 107 Term Section Option Cashout Amount 1.4(b)(iResolution Period 13.4 SEC Reports 4.6(a) Orca Preamble Orca Board Signing Filing 8.15(b) Signing Press Release 8.15(b) Specified Courts 13.5 Stockholder Share Consideration Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Target Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Target Companies Preamble Target Company Personal Property Leases 5.16 Top Customers 5.24 Top Suppliers 5.24 Zalatoris Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Zalatoris Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second 2.2 {REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; IN WITNESS WHEREOF, each Party hereto has caused this Business Combination Agreement and Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption to be signed and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition delivered as of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of itfirst written above. SPAC:Holdco: Millymont Limited By: /s/ Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Director
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Merger (Zalatoris Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals BCA RECITALS Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) RECITALS Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(aDirectors 6.13(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Real Property Leases 7.15 Products 4.13(i) Company Registered IP 7.12(a4.13(a) Company Released Parties 8.2 Company Releasing Person 13.2(bParties 8.1 Contribution 1.1(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Article XII D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f6.14(a) Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a4.20(a) Exchange Fund 3.20(a1(b) Expenses 12.3(aIDEs 4.27(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cIndemnification Agreements 2.2(e) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiFinancials 3.6(a) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals RECITALS Nxxxxx Xxxxxxx 11.15 Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aCompetition Agreement RECITALS OFAC 3.18(c) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(iOff-the-Shelf Software 4.13(a) Orca Owners Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(dOwners’ Representative Preamble Part(ies) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPurchaser Board 6.13(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Purchaser Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants III Purchaser Financials 3.6(a) Redemption 9.15(aPurchaser Material Contract 3.13(a) Registration Statement 9.15(a) Purchaser Released Parties 8.1 Purchaser Releasing Parties 8.2 Purchaser Representative Preamble Related Person 4.21 Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.1 Resignations 2.2(d)
Appears in 1 contract
Samples: Contribution and Exchange Agreement (Denali Capital Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 0 Acquisition Proposal 0 Adjustment Amount 1.13(d) Agreement Preamble Alternative Transaction 0 Antitrust Laws 7.11(b) Amended Holdco Articles of Association 1.6 Eco House Merger Recitals Eco House Merger Effective Time 1.2 Annual Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Financials 4.7 Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 11.1 Certificate 1.9 Certificate of Control 1.2(a)(iiMerger 1.2 CFO 1.13(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b7.15(a) Closing Press Release 9.17(b7.15(a) Collective Bargaining Agreement 7.18(aClosing Statement 1.13(a) Company Preamble Company Benefit Plan 7.19(a4.19(b) Company Disclosure Schedules Article IV Company Initial Board Resolution Recitals Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 Company Real Property Leases 7.15 4.10 Company Registered IP 7.12(a7.2(b)(viii) Company Releasing Person 13.2(b) Shareholder Approval Recitals Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Support Agreement Recitals Controlled Person Definition of “Control” 13.1 D&O Indemnitee 0 D&O Indemnified Persons 9.20(a7.19(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail 0 D&O Tail Insurance 7.19(a) Dissenting SPAC Shareholders 3.6(g)(iDirectors’ Explanatory Report 1.4(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 0 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Estimated Closing Statement 1.12 Escrow Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger 1.15 Escrow Agreement 1.15 Escrow Amount 1.15 Escrow Shares 1.15 Estimated Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Statement 1.12 Extension 7.3 Federal Securities Laws 7.9 Foreign Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.19(a)
Appears in 1 contract
Samples: Business Combination Agreement and Plan of Merger (Zalatoris II Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.5 Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.16(d) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiOrganizational Documents 1.7 Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cApplicable Per Share Merger Consideration 1.9 Balance Sheet Date 4.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 9.1 Cayman Islands Companies Law Recitals Certificate of Control 1.2(a)(iiMerger 1.2 CFO 1.16(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.18(a) Company Preamble Company Benefit Plan 7.19(a4.20(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) 93 Company IP 4.14(d) Company Financial Statements 7.6(cIP Licenses 4.14(a) Company Material Contract 7.11(a4.13(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.17 Company Real Property Leases 7.15 4.16 Company Registered IP 7.12(a4.14(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL Recitals Dispute 10.5 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.21(a) Events Definition of “SPAC Material Adverse Effect” Equity Incentive Plan 5.12(a) Escrow Account 1.19(a) Escrow Agent 1.19(a) Escrow Agreement 1.19(a) Escrow Amount 1.19(a) Escrow Property 1.19(a) Escrow Shares 1.19(a) Estimated Closing Statement 1.15 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.13(a) Expenses 12.3(a8.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Federal Securities Laws 5.7 HTFL 10.18(b) Independent Expert 1.16(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c1.16(b) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.15(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLoeb 10.18(a) Merger Recitals Merger Sub I Preamble Consideration 1.8 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 1.16(b) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.14(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.14(c) Outside Date 12.1(b8.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Purchaser Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b5.17(a) Proxy Statement 9.15(a5.12(a) Pubco Public Certifications 3.6(a) Public Shareholders 9.1 Purchaser Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Extraordinary General Meeting 5.12(a) Pubco Purchaser Financials 3.6(b) Purchaser Material Contract 3.13(a) Purchaser Representative Preamble Purchaser Representative Documents 10.15(a) Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 5.12(a) Redemption 9.15(a5.12(a) Registration Statement 9.15(a5.12(a) Reincorporation 1.7 Related Person 4.22 Released Claims 13.1 9.1 Representative Party 1.16(b) Required Company Stockholder Approval 5.13 Required Purchaser Shareholder Approval 11.1(a7.1(a) Resolution Period 10.5 SEC Reports 3.6(a) SEC Reports 5.6(aSPAC Accounting Changes 3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.20(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aSeller Representative Preamble Seller Representative Documents 10.16(a) Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Specified Courts 10.6 Stockholder Merger Consideration 1.8 Surviving Corporation 1.1 Top Customers 7.25(b) 4.25 Top Suppliers 7.25(a4.25 Transmittal Documents 1.13(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption Voting and Amendment Agreement 3.6(a) Warrant Transfer Support Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Lakeshore Acquisition II Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 12.4 AAA Procedures 12.4 Accounts Receivable 5.25 Acquisition Proposal 7.6(a) Agreement Preamble Alternative Transaction 7.6(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.11(a) Audited Company Financial Statements 7.6(cAntitrust Laws 7.9(b) Audited Zacco Financial Statements 9.7(b) Authorization Claim Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii8.5(b) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a5.19(a) Company Board Recitals Disclosure Schedules Article V Company Certificate 1.3(a)(iiFinancials 5.7(a) Company Financial Statements 7.6(cIP 5.13(d) Company IP Licenses 5.13(a) Company Material Contract 7.11(a5.12(a) Company Permits 7.9 5.10 Company Personal Property Leases 5.16 Company Real Property Leases 7.15 5.15 Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 12.4 Disqualification Event 4.30 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(aPermit 5.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 1.3 Escrow Agreement 1.3 Escrow Shares 1.3 Exchange Agent 3.20(aShares 1.2 Expenses 10.3 Federal Securities Laws 6.7.11(b)7 Indemnification Cap ` 8.4(b) Exchange Fund 3.20(aIndemnified Party 8.1(b) Expenses 12.3(aIndemnifying Party 8.1(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.7(a) Interim Period 9.1(a7.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Issuer Covered Person 4.30 Lock-Up Agreement Recitals Malicious Code 7.13(b9.2(e)(ii) Management Accounts 7.6(aLoss 8.1(b) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 9.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 5.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca OSN Representative Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dPreamble Outbound IP License 5.13(c) Outside Date 12.1(b10.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Purchaser Board 9.19(a7.16(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bRata Share 1.2 Proxy Documents 7.11(a) Proxy Statement 9.15(a7.11(a) Pubco Public Certifications 4.6(a) Purchased Shares 1.1 Purchaser Preamble Pubco and Merger Subs Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contracts 4.13(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Related Person 5.21 Releasing Persons 11.1 Required Shareholder Approval 11.1(aVote 9.1(a) Resolution Period 12.4 San Meditech Recitals SEC Reports 5.6(a4.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hSeller Directors 7.16(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Seller Representative Preamble Sellers Preamble Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aMeeting 7.11(a) Signing Filing 9.17(b7.12(b) 127 Term Section Signing Press Release 9.17(b7.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 12.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c7.17(a) SPAC Material Contract 5.13(aTermination Fee 10.4 Third Party Claim 8.5(c) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Transaction 1.1
Appears in 1 contract
Samples: Share Exchange Agreement (Ossen Innovation Co. Ltd.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section 2024 Filing Date 1.13(c)(i)(B) Antitrust Laws 5.9(b) 2024 Revenue 1.13(c)(i)(A) Articles of Merger 1.2 2025 Filing Date 1.13(c)(ii)(B) Assumed Option 1.8 2025 Revenue 1.13(c)(ii)(A) Audited Company Financials 4.7(a) 2026 Filing Date 1.13(c)(iii)(B) Balance Sheet Date 4.7(a) 2026 Revenue 1.13(c)(iii)(A) Business Combination 8.1 AAA Procedures 9.6 CFO 1.12(a) Accounts Receivable 4.7(f) Class B Share Exchange 5 22 Acquisition Proposal 5.6(a) Closing 2.1 Act Recitals Closing Date 2.1 Adjustment Amount 1.12(d) Closing Filing 5.14(b) Agreement Preamble Closing Press Release 5.14(b) Alternative Transaction 5.6(a) Closing Statement 1.12(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) 5.22 Company Preamble Company Benefit Plan 7.19(a4.19(a) Lost Certificate Affidavit 1.9(d) Company Board Certificates 1.9(a) Merger Recitals Company Certificate 1.3(a)(iiDirectors 5.17(a) Merger Consideration 1.7 Company Disclosure Schedules Article IV Merger Sub Preamble Company Financials 4.7(a) Milestone 1.13(c)(iii)(C) Company Financial Statements 7.6(cIP 4.13(d) Milestone Statement 1.13(d)(ii)) Company IP Licenses 4.13(a) Milestone Year 1.13(a) Company Material Contract 7.11(aContracts 4.12(a) New Employment Agreements 5.21 Company Permits 7.9 4.10 Non-Competition Agreement Recitals Company Personal Property Leases 4.16 Objection Statement 1.12(b) Company Real Property Leases 7.15 4.14(a) OFAC 3.19(c) Company Registered IP 7.12(a4.13(a) Off-the-Shelf Software 4.13(a) Company Releasing Person 13.2(bSpecial Committee 5.22 Original Business Combination Agreement Recitals Company Special Meeting 5.13 Outbound IP License 4.13(c) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iConversion Ratio 1.7 Outside Date 7.1(b) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.18(a) Party(ies) Preamble D&O Tail Insurance 5.18(b) PIPE Investment 5.20 DCGL Recitals Post-Closing Purchaser Board 5.17(a) Dispute 9.6 Price Milestone 1.13(c)(iii)(B) Dissenting SPAC Shares 3.6(g)(i1.14 Price Measurement Period 1.13(c)(iii)(B) Dissenting SPAC Shareholders 3.6(g)(iStockholder 1.14 Price Statement 1.13(d)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fEarnout Shares 1.13(a) Proxy Statement 5.12(a) Effective Time 1.2 Public Certifications 3.6(a) EGS 2.1 Public Stockholders 8.1 Enforceability Exceptions 5.2 3.2 Purchaser Preamble Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Purchaser Directors 5.17(a) Estimated Closing Statement 1.11 Purchaser Disclosure Schedules Article III Exchange Agent 3.20(a1.9(a) Exchange Fund 3.20(aPurchaser Financials 3.6(b) Expenses 12.3(a7.3 Purchaser Material Contract 3.13(a) Extension 5.3(a) Purchaser Representative Preamble Extension Expenses 5.3(a)(iv) Purchaser Representative Documents 9.16(a) Term Section Term Section Federal Securities Laws 5.7 Purchaser Stockholder Approval Matters 5.12(a) Filing Date 1.13(c)(iii)(B) First Merger Recitals Tranche 1.13(c)(i) Purchaser Special Meeting 5.12(a) First Merger Closing 4.1 Tranche Franchise Milestone 1.13(c)(i)(C) Redemption 5.12(a) First Merger Closing Tranche Price Milestone 1.13(c)(i)(B) Registration Statement 5.12(a) First Tranche Price Measurement Period 1.13(c)(i)(B) Related Person 4.21 First Tranche Revenue Milestone 1.13(c)(i)(A) Released Claims 8.1 Franchise Milestone 1.13(c)(iii)(C) Representative Party 1.12(b) Gross Revenues 1.13(c)(i)(A) Required Company Stockholder Approval 7.2(b) Health Plan 4.19(h)4 7(a) Required Purchaser Stockholder Approval 6.1(a) High Vote Company Stockholder Approval 5.22 Resolution Period 9.6 Incentive Plan 5.12(a) Independent Expert 1.12(b) Revenue Milestone 1.13(c)(iii)(A) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.12(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cRevenue and Franchise Statement 1.13(d)(ii) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cSEC Reports 3.6(a) ITSF Preamble Letter of Transmittal 3.20(b1.9(a) Second Tranche 1.13(c)(ii) Lock-Up Agreement Recitals Malicious Code 7.13(b1.13(c)(ii)(C) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(aLoss 9.16(b) Second Merger Recitals Tranche Franchise Milestone Second Merger Closing 4.1 Tranche Price Milestone 1.13(c)(ii)(B) Surviving Corporation 1.1 Second Merger Closing Date 4.1 Tranche Price Measurement Period 1.13(c)(ii)(B) Termination Fee 7.4 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Tranche Revenue Milestone 1.13(c)(ii)(A) Third Tranche 1.13(c)(iii) Section 409A 7.19(hPlan 4.19(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aThird Tranche Franchise Milestone 1.13(c)(iii)(C) Shareholder Releasing Person 13.2(aSeller Representative Preamble Third Tranche Price Milestone 1.13(c)(iii)(B) Seller Representative Documents 9.17(a) Third Tranche Price Measurement Period 1.13(c)(iii)(B) Signing Filing 9.17(b5.14(b) 127 Term Section Third Tranche Revenue Milestone 1.13(c)(iii)(A) Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b4.24 SPAC Accounting Changes 3.6(a) Top Suppliers 7.25(a4.24 Specified Courts 9.7 Transmittal Documents 1.9(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Stockholder Merger Consideration 1.7 Voting Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Deep Medicine Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 5.6(a)(i) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 5.6(a)(ii) Audited Company Financial Statements 7.6(cAntitrust Laws 5.9(b) Audited Zacco Financial Statements 9.7(bBalance Sheet Date 4.7(d) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(bCertificate of Merger 1.2 Change in Recommendation 5.6(b) Change of Control 1.2(a)(iiin Recommendation Notice 5.6(d) Change in Recommendation Notice Period 5.6(d) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(aDate 2.1 Closing Statement 1.11(a) Company Preamble Company Benefit Plan 7.19(a4.18(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.8(a) Company Financial Statements 7.6(cD&O Tail Insurance 5.18(c) Company Directors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Related Party 8.4 Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Stockholder Support Agreements Recitals Covered Matters 10.13 D&O Indemnified Persons 9.20(a5.18(a) DGCL Recitals Dissenting SPAC Shares 3.6(g)(i1.10 Dissenting Stockholder 1.10 Earnout Equity Awards 1.12(c) Dissenting SPAC Shareholders 3.6(g)(iEarnout Shares 1.12(a) DPA Definition of “Data Protection Laws” Effective Time 1.2 Employment Laws 7.18(f) Agreements Recitals Enforceability Exceptions 5.2 3.2(a) Environmental Permits 7.20(a4.19(a)(i) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a1.8(a) Expenses 12.3(a8.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii5.23 Extension Expenses 5.3(b)(iv) Insider Letter Amendment Recitals Extension Proposal 5.23 Extension Proxy Statement 5.23 Federal Securities Laws 5.7 Instruction to Trustee 1.11(b) Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.4 Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c5.6(a)(iii) ITSF Preamble Letter of Transmittal 3.20(b1.8(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiTerm Section Lost Certificate Affidavit 1.8(d) Merger Recitals Merger Sub I Preamble Consideration 1.7(a) Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Competition Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Colombier Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 10.4 AAA Procedures 10.4 Acquisition Proposal 5.7(a) Agreement Preamble Alternative Transaction 5.7(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 5.13(a) Antitrust Laws 5.10(b) Assumed U.S.-Held Option 1.4(b)(ii1.8(e) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Borqs HK Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii9.1 Cayman Law Recitals Claim Notice 6.5(b) Closing 2.1 Closing Balance Sheet 1.11(b) Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Net Indebtedness 1.11(b) Closing Net Working Capital 1.11(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.11(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.8(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.7(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Written Consents Recitals Term Section Controlled Person Definition Conflicts of “Control” D&O Indemnified Persons 9.20(a) Interest Policy 5.19 Deferred Expenses 5.18 Dispute 10.4 Dissenting SPAC Shares 3.6(g)(i) 1.13 Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 1.13 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Escrow Account 1.14(a) Escrow Agent 3.20(a1.14(a) Exchange Fund 3.20(aEscrow Agreement 1.14(a) Escrow Property 1.14(a) Escrow Shares 1.14(a) Expense Statement 1.11(a) Expenses 12.3(a8.3 Expiration Date 1.14(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension 8.1(b) Federal Securities Laws 5.13(b) Indemnified Party 6.2 Indemnifying Party 6.2 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a5.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.9(a) Lock-Up Agreement Recitals Malicious Code 7.13(b1.9(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Loss 6.2 Merger Recitals Merger Sub I Preamble Mutual Directors 5.17(a) Non-Competition Agreement 7.3(d)(xi) OFAC 3.18(c) Off-the-Shelf Software Agreements 4.13(a) Outbound IP License 4.13(c) Outside Date 8.1(b) Party(ies) Preamble PIPE Investment 5.10(f) PIPE Shares 5.10(f) Pending Claims 1.14(b) Plan of Merger Sub II 1.2 Post-Closing Purchaser Board 5.17(a) PRC Recitals PRC Establishment Documents 4.4(c) PRC Target Company 4.4(c) Pro Rata Share 1.7 Proxy Documents 5.13(a) Proxy Statement 5.13(a) Public Certifications 3.6(a) Public Shareholders 9.1 Purchaser Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Purchaser Directors 5.17(a) Purchaser Equity Plan 5.13(a) 63 Term Section Purchaser Expenses 5.18 Purchaser Representative Preamble New Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Material Contracts 3.13(a) Redemption 5.13(a) Reference Statement 1.11(c) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a1.9(b) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Related Person 4.21 Released Claims 13.1 9.1 Replacement Purchaser Warrant 1.8(d) Required Company Shareholder Approval 11.1(a7.1(b) Required Purchaser Shareholder Approval 7.1(a) Resolution Period 10.4 Resolved Third Party Claim 6.5(c) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Seller Representative Preamble Shareholder Approval Matters 9.15(a5.13(a) Shareholder Releasing Person 13.2(aMeeting 5.13(a) Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Specified Courts 10.5 Sponsor Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSurviving Company 1.1 Surviving Company Charter 1.5 Termination Fee 8.4(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bThird Party Claim 6.5(c) Top Suppliers 7.25(aCustomer 4.24 Top Supplier 4.24 Transmittal Documents 1.9(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aVIE Contracts 4.4(b) Updated Zacco Financial Statements 9.7(bVIE Entity(ies) U.S.-Held Options 1.4(bRecitals VIE Shareholders 4.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer WFOE Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Voting Agreements Recitals
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section corresponding section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Additional SPAC SEC Documents 5.11(a) Alternative Proposal 6.2(c) Applicable Per Share Merger Consideration 3.1(a) Balance Sheet Date 4.10(a) Cayman Companies Law Recitals CBA 4.21(e) Certificate of Merger 2.3 Closing 2.3 Closing Date 2.3 Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiBalance Sheet 4.10(a) Audited Company Counsel 11.16 Term Section Company Disclosure Letter Article IV Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a4.10(a) Company Preamble Company Benefit Plan 7.19(aHK Listing Approval 8.1(h) Company Board Recitals Company Certificate 1.3(a)(iiOptions 4.5(b) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Shareholder Lock-Up Agreement Recitals Malicious Code 7.13(bCompany Shareholder Support Agreement Recitals Company US Listing Approval 8.1(f) Management Accounts 7.6(aContinental 5.9 CORE Capital Recitals Designated Person 11.16 D&O Indemnified Person 6.9(a) D&O Tail Insurance 6.9(b) Effective Time 2.3 Enforceability Exceptions 4.2(a) Excluded Shares 3.1(b) Form F-6 7.3(e) Insurance Policies 4.30(a) Intended Tax Treatment 2.11 Interim Period 6.1 Lease 4.13(b) Long Stop Date 10.1(c) Material Inbound Licenses 7.11(a)(xContracts 4.15(a) Material Outbound License 7.11(a)(xi) Customers 4.19 Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble Filing Documents 2.3 Money Laundering Laws 4.35 PCAOB Company Financial Statements 9.7(a6.7 Permits 4.16(a) PIPE Investors Recitals PIPE Subscription Agreements Agreement Recitals PIPE Subscriptions Transaction Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Prospectus 11.14. Proxy Statement 9.15(a7.3(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(aRecapitalization 2.1 Registration Rights Agreement 7.3(a) Registration Statement 9.15(a7.3(a) Released Claims 13.1 Required Company Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.1(e)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable Section 4.07(f) Acquisition Proposal Section 5.06(a) Adjustment Amount Section 1.15(d) Agreement Preamble Agreement Schedules Section 5.02(a) Alternative Transaction Section 5.06(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiPurchaser Certificate of Incorporation Section 1.19 Axxxxxx Section 10.15(b) Audited Company Financial Statements 7.6(cAntitrust Laws Section 5.09(b) Audited Zacco Financial Statements 9.7(bBalance Sheet Date Section 4.07(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change Section 9.01 Certificate of Control 1.2(a)(iiMerger Section 1.02 CFO Section 1.15(a) Closing Section 2.01 Closing Date Section 2.01 Closing Filing 9.17(bSection 5.14(b) Closing Press Release 9.17(bSection 5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement Section 1.15(a) 101 Company Preamble Company Benefit Plan 7.19(aSection 4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiDirectors Section 5.17(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials Section 4.07(a) Company IP Section 4.13(d) Company IP Licenses Section 4.13(a) Company Material Contract 7.11(aContracts Section 4.12(a) Company Permits 7.9 Section 4.10 Company Personal Property Leases Section 4.16 Company Real Property Leases 7.15 Section 4.15 Company Registered IP 7.12(aSection 4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Section 11.01 Confirmation Period Section 5.24(b) Conversion Section 1.08(a) D&O Indemnified Persons 9.20(aSection 5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance Section 5.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL Recitals Effective Time Section 1.02 Enforceability Exceptions 5.2 Section 3.02 Environmental Permits 7.20(aSection 4.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account Section 1.18 Escrow Agent Section 1.18 Escrow Agreement Section 1.18 102 Escrow Amount Section 1.18 Escrow Property Section 1.18 Escrow Shares Section 1.18 Estimated Closing Statement Section 1.14 Exchange Agent 3.20(a) Exchange Fund 3.20(aSection 1.12(a) Expenses 12.3(aSection 8.03 Extension Section 5.03(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses Section 5.03(b)(iv) Federal Securities Laws Section 5.07 Incentive Plan Section 5.12(a) Independent Expert Section 1.15(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cSection 1.15(b) Interim Period 9.1(aSection 5.01(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bSection 1.12(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Loeb Section 2.01 Merger Recitals Merger Sub I Preamble Consideration Section 1.07 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement Section 1.15(b) OFAC 5.17(cSection 3.20(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software Section 4.13(a) 126 Term Outbound IP License Section Option Cashout Amount 1.4(b)(i4.13(c) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) 103 Outside Date 12.1(bSection 8.01(b) Parties PCAOB Audited Financials Section 8.01(b) PCAOB Delivery Deadline Section 8.01(b) Party(ies) Preamble Post-Closing Purchaser Board Section 5.17(a) PPACA Section 4.19(h) Proxy Statement Section 5.12(a) Public Certifications Section 3.06(a) Public Stockholders Section 9.01 Purchaser Preamble Purchaser Disclosure Schedules Article III Purchaser Financials Section 3.06(b) Purchaser Material Contract Section 3.14(a) Purchaser Representative Preamble Purchaser Stockholder Approval Matters Section 5.12(a) Purchaser Special Meeting Section 5.12(a) Purchaser Support Agreement Recitals Redemption Section 5.12(a) Related Person Section 4.21 Released Claims Section 9.01 Representative Party Section 1.15(b) Required Company Stockholder Approval Section 7.01(b) Required Purchaser Stockholder Approval Section 7.01(a) Restructuring Section 5.23 104 SEC Reports Section 3.06(a) Section 409A Plan Section 4.19(k) Seller Representative Preamble PCAOB Company Financial Statements 9.7(aServices Agreements Recitals Signing Filing Section 5.14(b) PIPE Investors Recitals PIPE Signing Press Release Section 5.14(b) Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Corporation Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 1.01 Top Customers 7.25(b) Section 4.24 Top Suppliers 7.25(aSection 4.24 Transmittal Documents Section 1.12(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aUnaudited Annual Financials Section 4.07(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Voting Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Pono Capital Two, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA 11.4 Antitrust Laws 6.9(b) AAA Procedures 11.4 Business Combination 10.1 Accounts Receivable 4.25 Claim Notice 7.4(b) Acquisition Proposal 6.6(a) Closing 2.1 Adjustment Amount 1.5(c) Closing Date 2.1 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Exchange Shares 1.4 Alternative Transaction 6.6(a) Closing Filing 9.17(b6.12(b) Amended Charter 6.11(a) Closing Press Release 9.17(b6.12(b) Collective Bargaining Agreement 7.18(a77 Term Section Term Section Closing Purchaser Per Share Price 1.2 Outside Date 9.1(b) Closing Statement 1.5(a) Party(ies) Preamble Company Preamble Pending Claims 1.3(b) Company Benefit Plan 7.19(a4.19(a) Post-Closing Purchaser Board 6.16(a) Company Board Recitals Company Certificate 1.3(a)(iiDisclosure Schedules Article IV PRC Establishment Documents 4.4(b) Company Financial Statements 7.6(cEquity Valuation 1.2 PRC Overseas Investment Regulations 4.27 Company Financials 4.7(a) PRC Target Company 4.4(b) Company IP 4.13(d) Pro Rata Share 1.2 Company IP Licenses 4.13(a) Proxy Documents 6.11(a) Company Material Contract 7.11(a4.12(a) Proxy Statement 6.11(a) Company Permits 7.9 4.10 Public Shareholders 10.1 Company Personal Property Leases 4.16 Purchased Shares 1.1 Company Real Property Leases 7.15 4.15 Purchaser Preamble Company Registered IP 7.12(a4.13(a) Purchaser Disclosure Schedules Article III Company Releasing Person 13.2(bSpecial Representations 7.1(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iPurchaser Financials 3.6(b) Company Waiving Parties 14.14(bDeductible 7.3(a) Contributor 7.12(ePurchaser Indemnitee 7.2(a) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aDispute 11.4 Purchaser Indemnitor 7.2(b) Dissenting SPAC Shares 3.6(g)(iEmployment Agreements 8.3(d)(vi) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fPurchaser Material Contract 3.13(a) Enforceability Exceptions 5.2 3.2 Purchaser Representative Preamble Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Purchaser Special Representations 7.1(b) Escrow Account 1.3(a) Redemption 6.11(a) Escrow Agreement 1.3(a) Reference Statement 1.4 Escrow Shares 1.3(a) Registration Rights Agreement 8.2(d)(vii) Estimated Closing Statement 1.4 Related Person 4.21 Exchange Agent 3.20(aShares 1.2 Released Claims 10.1 Expenses 9.3 Releasing Persons 10.2 Expiration Date 1.3(b) Exchange Fund 3.20(aRequired Shareholder Vote 8.1(a) Expenses 12.3(aExtension 3.5(e) First Merger Resolution Period 11.4 Federal Securities Laws 6.11(b) SEC Reports 3.6(a) Hubei Shengrong Recitals First Merger Closing 4.1 First Merger Closing Seller Indemnitee 7.2(b) Hubei WFOE Recitals Seller Indemnitor 7.2(a) Incentive Plan 6.11(a) Seller Representative Preamble Indemnitee 7.2(b) Sellers Preamble Indemnitee Representative 7.4(b) Shareholder Approval Matters 6.11(a) Indemnitor 7.2(b) Shareholder Meeting 6.11(a) Indemnitor Representative 7.4(b) Signing Filing 6.12(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.5(a) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cSigning Press Release 6.12(b) Interim Balance Sheet Date 4.7(a) Specified Courts 11.5 Interim Period 9.1(a6.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bTermination Fee 9.4 Leased Premises 4.15 Third Party Claim 7.4(c) Lock-Up Agreement 8.2(d)(vi) Tianjin WFOE Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Loss 7.2 TJComex Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Competition Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b8.2(d)(v) Top Suppliers 7.25(aCustomer 4.23 Objection Statement 1.5(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aTop Supplier 4.23 Off-the-Shelf Software 4.13(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer WFOE Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Outbound IP License 4.13(c)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.6 Accounts Receivable 5.7(f) Acquisition Proposal 6.6(a) Additional Financing Agreements 6.18 Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 6.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiOrganizational Documents 1.7 Antitrust Laws 6.9(b) Audited Company Financial Statements 7.6(cBTIG 6.11(g) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii9.1 CFO 1.13(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.13(b) Closing Press Release 9.17(b6.13(b) Collective Bargaining Agreement 7.18(aClosing Redemption 6.11(a) Closing Statement 1.12 Company Preamble Company Benefit Plan 7.19(a5.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.14(a) Company Financial Statements 7.6(cDisclosure Schedules Article V Company Financials 5.7(a) Company IP 5.13(d) Company IP Licenses 5.13(a) Company Material Contract 7.11(a5.12(a) Company Merger Recitals Company Merger Sub Preamble Company Permits 7.9 5.10 Company Personal Property Leases 5.16 Company Plan of Merger 1.3 Company Real Property Leases 7.15 5.15(a) Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(b) Shareholder Meeting 6.12 Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Surviving Subsidiary 1.2 D&O Indemnified Persons 9.20(a6.16(a) Dissenting SPAC D&O Tail Insurance 6.16(b) Dispute 10.6 Draft Annual Company Financials 5.7(a) Draft Company Financials 5.7(a) Draft Quarterly Company Financials 5.7(a) Earnout Milestones 1.13(a) Earnout Shares 3.6(g)(i1.13(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Statement 1.13(b) DPA Definition of “Data Protection Laws” Earnout Year 1.13(a) Effective Time 1.3 EGS 2.1 Employment Laws 7.18(f) Agreements 6.19 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a5.20(a) Expenses 12.3(a6.17 Extension 6.3(a) First Merger Extension Expenses 6.3(b)(iv) Extension Redemption 3.5(b) Federal Securities Laws 6.7 Financing Agreements 6.18 Forward Purchase Agreement Recitals First Merger Closing 4.1 First Merger Closing Forward Purchase Investor Recitals 85 Term Section Founder Registration Rights Agreement Amendment 7.2(f)(v) Improvements 5.15(d) Insurance Authorizations 5.25(b) Insurance Laws 5.25(b) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.7(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(cLeased Real Property 5.15(a) ITSF Preamble Letter of Transmittal 3.20(b1.14(a) Lexasure Insurer 5.25(a) Lexasure Insurer Financials 5.25(e) Lock-Up Agreement Agreements Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLock-Up Holders Recitals Lost Certificate Affidavit 1.14(d) Merger Certificate(s) 1.3 Merger Consideration 1.11 Merger Subs Preamble Mergers Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement NMRS 10.16(b) Non-Competition Agreements Recitals Non-Recourse Parties 14.13 NonCompetition Holders Recitals OFAC 3.18(c) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software 5.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 5.13(c) Outside Date 12.1(b8.1(b) Parties Preamble Party Owned Real Property 5.15(b) Party(ies) Preamble PCAOB Audited Company Financial Statements 9.7(aFinancials 6.4(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPCAOB Company Financials 6.4(a) PCAOB Reviewed Quarterly Company Financials 6.4(a) Plans of Merger 1.3 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b6.15(a) Proxy Statement 9.15(a6.11(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a6.11(a) Pubco Shareholder Recitals Pubco Warrants Public Certifications 3.6(a) Public Shareholders 9.1 Redemption 9.15(a3.5(b) Registration Rights Agreement 7.2(f)(iv) Registration Statement 9.15(a6.11(a) Regulatory Approvals 7.1(d) Related Person 5.21 Released Claims 13.1 9.1 Representative Party Preamble Required Company Shareholder Approval 11.1(a7.1(b) Required SPAC Shareholder Approval 7.1(a) Resolution Period 10.6 SEC Reports 3.6(a) SEC Reports 5.6(aSPAC Accounting Changes 3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hSeller Representative Preamble Seller Representative Documents 10.18(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a6.11(a) Signing Filing 9.17(b6.13(b) 127 Term Section Signing Press Release 9.17(b6.13(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V III SPAC Financial Statements 5.6(cFinancials 3.6(d) SPAC Forward Purchase Units Recitals SPAC Forward Purchase Warrants Recitals SPAC Material Contract 5.13(a3.13(a) SPAC Shareholders Merger Recitals SPAC STFs 3.7(aMerger Sub Preamble SPAC Plan of Merger 1.3 SPAC Representative Preamble SPAC Representative Documents 10.17(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a6.11(a) SPAC Surviving Subsidiary 1.1 Specified Courts 10.7 Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Letter Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Surviving Subsidiaries 1.2 Termination Fee 8.4 Top Customers 7.25(b5.23 Top Vendors 5.23 Transaction Financing 6.18 Transactions Recitals Transmittal Documents 1.14(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Voting Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Business Combination Agreement (Capitalworks Emerging Markets Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.4 Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.15(d) Agreement Preamble Amended Company Charter 2.4 Term Section Alternative Transaction 5.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.2(d) Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(bBalance Sheet Date 4.7(a) Authorization Notice 3.17(aTerm Section Basket 6.3(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 CFO 1.15(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 6.4(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.13(b) Closing Press Release 9.17(b5.13(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.15(a) Colorado Act 1.2 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.11(a) Company Financial Statements 7.6(cStatement of Merger 1.3 Company Directors 5.16(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Merger Recitals Company Merger Sub Preamble Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSpecial Meeting 5.12 Company Statement of Merger 1.3 Company Surviving Subsidiary 1.2 Company Termination Fee 8.4(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iUnvested PIUs 1.9(b) Company Waiving Parties 14.14(bCurrent Government Contracts 4.24(a) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.17(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.17(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 1.1 Dispute 10.4 Effective Time 1.3 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange ERISA Affiliate 4.19(a) Escrow Account 1.17(a) Escrow Agent 3.20(a1.17(a) Exchange Fund 3.20(aEscrow Agreement 1.17(a) Escrow Property 1.17(a) Escrow Shares 1.17(a) Term Section Estimated Closing Statement 1.14 Excluded Distributions 9.1 Expenses 12.3(a8.3 Expiration Date 1.17(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension 5.3(a) Federal Securities Laws 5.7 Incentive Plan 5.11(a) Indemnitee 6.2(b) Indemnitee Representative 6.4(b) Indemnitor 6.2(b) Indemnitor Representative 6.4(b) Independent Expert 1.15(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c1.15(b) Interim Period 9.1(a5.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.11(d) Lock-Up Agreement Recitals Malicious Code 7.13(b1.11(d) Management Accounts 7.6(aLoss 6.2(a) Material Inbound Licenses 7.11(a)(xLost Certificate Affidavit 1.11(g) Material Outbound License 7.11(a)(xi) Merger Mergers Recitals Merger Sub I Consideration 1.7 Merger Consideration Shares 1.14 Merger Subs Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aCompetition Agreement 7.3(d)(ix) Objection Statement 1.15(b) OFAC 5.17(c3.18(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.13(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPending Claims 1.17(b) Post-Closing Pubco Board 9.19(a5.16(a) Preferential Status 4.24(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bRata Shares 1.7 Projections 4.7(e) Proxy Statement 9.15(a5.11(a) Pubco Preamble Pubco and Restricted Stock Plan 5.11(a) Public Certifications 3.6(a) Public Stockholders 9.1 Purchaser Preamble Purchaser Certificates 1.11(a) Purchaser Certificate of Merger Subs 1.3 Purchaser Directors 5.16(a) Purchaser Disclosure Schedules Article VI Pubco Board III Purchaser Financials 3.6(b) Purchaser Indemnitee 6.2(a) Term Section Purchaser Indemnitor 6.2(b) Purchaser Material Contract 3.13(a) Purchaser Merger Sub Preamble Purchaser Merger Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aPurchaser Parties Preamble Purchaser Representative Preamble Purchaser Special Meeting 5.11(a) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Stockholder Approval Matters 5.11(a) Purchaser Surviving Subsidiary 1.1 Purchaser Termination Fee 8.4(b) Redemption 9.15(a5.11(a) Reference Statement 1.14 Registration Statement 9.15(a5.11(a) Related Person 4.21 Released Claims 13.1 9.1 Representative Party 1.15(b) Required Shareholder Company Member Approval 11.1(a7.1(b) Required Purchaser Stockholder Approval 7.1(a) Term Section Resolution Period 10.4 Restricted Merger Consideration 1.9(b) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(k) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(aSeller Indemnitor 6.2(a) Shareholder Releasing Person 13.2(aSeller Indemnitee 6.2(b) Seller Representative Preamble Sellers 1.7 Signing Filing 9.17(b5.13(b) 127 Term Section Signing Press Release 9.17(b5.13(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 10.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c5.8(b) SPAC Material Contract 5.13(aSurviving Subsidiaries 1.2 Termination Fee 8.4(b) SPAC Shareholders Recitals SPAC STFs 3.7(aThird Party Claim 6.4(c) SPAC Waiving Parties 14.14(aTransmittal Documents 1.11(d) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) 4.23 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Vendors 4.23 Voting Agreements Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [Waiver Agreements Recitals {REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (MTech Acquisition Corp)
Section References. 2 The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.13(d) Agreement Preamble Alternative Transaction 5.6(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiPurchaser Certificate of Incorporation 1.17 Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(cFinancials 4.7(a) Audited Zacco Financial Statements 9.7(bBalance Sheet Date 4.7(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 9.1 Articles of Control 1.2(a)(iiMerger 1.2 CFO 1.13(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.13(a) Company Preamble Company Benefit Plan 7.19(a4.20(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 1.10(a) Company Financial Statements 7.6(cDirectors 5.17(a) Company Disclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.14(d) Company IP Licenses 4.14(a) Company Material Contract 7.11(aContracts 4.13(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.17 Company Real Property Leases 7.15 4.16 Company Registered IP 7.12(a4.14(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Article XI Conversion 1.8 D&O Indemnified Persons 9.20(a5.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 5.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 3.5 Effective Time 1.2 Enforceability Exceptions 5.2 3.2 2 TO BE UPDATED. Term Section Environmental Permits 7.20(a4.21(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 1.16(a) Escrow Agent 1.16(a) Escrow Agreement 1.16(a) Escrow Amount 1.16(a) Escrow Property 1.16(a) Escrow Shares 1.16(a) Estimated Closing Statement 1.12 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.10(a) Expenses 12.3(a8.3 Extension 5.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 5.3(a)(iv) Federal Securities Laws 5.7 Incentive Plan 5.12(a) Independent Expert 1.13(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c1.13(b) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.10(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.10(d) Merger Recitals Merger Sub I Preamble Consideration 1.7 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Nxxxxx Xxxxxxx 2.1 Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 1.13(b) OFAC 5.17(c3.19(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.14(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.14(c) Outside Date 12.1(b8.1(b) Parties Party(ies) Preamble Post-Closing Purchaser Board 5.17(a) Price Protection Escrow Account 1.17 Price Protection Escrow Agent 1.17 Price Protection Escrow Agreement 1.17 Price Protection Escrow Amount 1.17 Price Protection Escrow Property 1.17 Price Protection Escrow Shares 1.17 Proxy Statement 5.12(a) Public Certifications 3.6(a) Public Stockholders 9.1 Purchaser Preamble Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Material Contract 3.13(a) Purchaser Representative Preamble Purchaser Stockholder Approval Matters 5.12(a) Purchaser Special Meeting 5.12(a) Purchaser Support Agreement Recitals Redemption 5.12(a) Registration Statement 5.12(a) Related Person 4.22 Released Claims 9.1 Representative Party 1.13(b) Required Company Stockholder Approval 5.13 Required Purchaser Stockholder Approval 7.1(a) SEC Reports 3.6(a) Section 409A Plan 4.20(j) Seller Representative Preamble PCAOB Company Financial Statements 9.7(aSigning Filing 5.14(b) PIPE Investors Recitals PIPE Signing Press Release 5.14(b) Stockholder Merger Consideration 1.7 Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Corporation 1.1 Top Customers 7.25(b) 4.25 Top Suppliers 7.25(a4.25 Transmittal Documents 1.10(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Voting Agreements Recitals
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) AAA 11.4 Lock-Up Agreement Recitals Malicious Code 7.13(bAAA Procedures 11.4 Loss 7.2 Accounts Receivable 4.25 Non-Competition Agreement Recitals Acquisition Proposal 6.6(a) Management Accounts 7.6(aOff-the-Shelf Software 4.13(a) Agreement Preamble Outbound IP License 4.13(c) Alternative Transaction 6.6(a) Outside Date 9.1(b) Amended Charter 6.11(a) Party(ies) Preamble Antitrust Laws 6.9(b) Pending Claims 1.3(b) Balance Sheet Date 4.7(a) Post-Closing Purchaser Board 6.16(a) Business Combination 10.1 PRC Establishment Documents 4.4(b) Claim Notice 7.4(b) PRC Overseas Investment Regulations 4.27 Closing 2.1 PRC Target Company 4.4(b) Closing Date 2.1 Proxy Documents 6.11(a) Closing Filing 6.12(b) Proxy Statement 6.11(a) Closing Press Release 6.12(b) Public Shareholders 10.1 Company Preamble Purchased Shares 1.1 Company Benefit Plan 4.19(a) Purchaser Preamble Company Disclosure Schedules Article IV Purchaser Director 6.16(a) Company Financials 4.7(a) Purchaser Disclosure Schedules Article III Company IP 4.13(d) Purchaser Financials 3.6(b) Company IP Licenses 4.13(a) Purchaser Material Inbound Licenses 7.11(a)(xContract 3.13(a) Company Material Outbound License 7.11(a)(xiContract 4.12(a) Merger Recitals Merger Sub I Purchaser Representative Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Company Permits 4.10 Redemption 6.11(a) Company Personal Property Leases 4.16 Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Real Property Leases 4.15 Related Person 4.21 Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(aRegistered IP 4.13(a) Released Claims 13.1 10.1 Data Protection Laws 4.13(f) Releasing Persons 10.2 Deductible 7.3(a) Required Shareholder Approval 11.1(aVote 8.1(a) Dispute 11.4 Resolution Period 11.4 Employment Agreements 8.3(d)(vi) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time Enforceability Exceptions 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hSeller Preamble Environmental Permit 4.20(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a6.11(a) Escrow Account 1.3(a) Shareholder Releasing Person 13.2(aMeeting 6.11(a) Escrow Agreement 1.3(a) Signing Filing 9.17(b6.12(b) 127 Term Section Escrow Shares 1.3(a) Signing Press Release 9.17(b6.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Exchange Shares 1.2 Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Representations 7.1(a)
Appears in 1 contract
Samples: Share Exchange Agreement (Greenland Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA 12.4 Indemnified Party 8.2 AAA Procedures 12.4 Indemnifying Party 8.2 Acquisition Proposal 7.6(a) Interim Balance Sheet Date 5.7(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiInterim Period 7.2(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) CashedAlternative Earn-Out Options 1.4(b)(iPayment 2.1 Xxxx 00, 0000 XXXX Base Rate Annex IV Alternative Transaction 7.6(a) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract Loans Receivable 5.24 Amended Charter 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b9.2(e)(ii) Antitrust Laws 7.9(b) Loss 8.2 Business Combination 11.1 Management Accounts 7.6(aReport 5.7(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Base Rate Lock Date Annex IV Non-Recourse Parties 14.13 NonCompetition Agreement 9.2(e)(i) BWFOE Recitals Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 5.13(a) OFAC 5.17(cCFO 2.2 Outbound IP License 5.13(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board China Lending Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b10.1(b) Parties China Lending Shareholders Recitals Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aClaim Notice 8.5(b) PBOC Base Rate Annex IV Closing 3.1 PIPE Investment Recitals Closing Date 3.1 PIPE Investors Recitals Closing Filing 7.12(b) PIPE Subscription Agreements Shares Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aPress Release 7.12(b) Post-Closing Pubco Purchaser Board 9.19(a7.16(a) Company Preamble Pro Forma Rata Share 1.2 Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bBenefit Plan 5.19(a) Proxy Statement 9.15(aDocuments 7.11(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cProxy Statement 7.11(a) SPAC Company Financials 5.7(a) Public Certifications 4.6(a) Company IP 5.13(d) Public Shareholders 11.1 Company IP Licenses 5.13(a) Purchased Shares 1.1 Company Material Contract 5.12(a) Purchaser Preamble Company Permits 5.10 Purchaser Disclosure Schedules Article IV Company Personal Property Leases 5.16 Purchaser Financials 4.6(b) Company Real Property Leases 5.15 Purchaser Material Contracts 4.13(a) Company Registered IP 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(aPurchaser Wind-Up Date 7.11(b) SPAC Waiving Parties 14.14(aDispute 12.4 Redemption 7.11(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(aDT Directors 7.16(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support 9.2(e)(iii) DT Representative Preamble Related Person 5.21 Earn-Out Payment 2.1 Released Claims 11.1 Earn-Out Period 2.1 Releasing Persons 11.2 Earn-Out Statement 2.2 Required Shareholder Vote 9.1(a) Earn-Out Target 2.1 Resolution Period 12.4 Earn-Out Year 2.1 SEC Reports 4.6(a) Enforceability Exceptions 4.2 Seller Directors 7.16(a) Environmental Permit 5.20(a) Seller Representative Preamble Escrow Account 1.3 Sellers Preamble Escrow Agreement Recitals Target Companies 1.3 Shareholder Meeting 7.11(a) Escrow Shares 1.3 Signing Filing 7.12(b) Exchange Rate Acknowledgement 9.2(d)(v) Signing Press Release 7.12(b) Exchange Shares 1.2 Specified Courts 12.5 Expenses 10.3 Supplemental Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b7.17(a) Top Suppliers 7.25(aExtension 7.11(b) Transfer Agent 1.8 Updated Company Financial Statements 9.7(aTermination Fee 10.4 Extension Documents 7.11(b) Updated Zacco Financial Statements 9.7(bThird Party Claim 8.5(c) U.S.-Held Options 1.4(bExtension Proxy Statement 7.11(b) U.S. Upper Rate Limit Annex IV Extension Special Meeting 7.11(b) VIE Contracts 5.4(b) Federal Securities Laws 9.10 VWAP 1.2(a)(i7.11(b) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer WFOEs Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:HK Holdings Recitals XWFOE Recitals Indemnification Cap 8.4(b)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.6(a) Antitrust Laws 6.9(b) Audited Company Financial Statements 7.6(cFinancials 5.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 10.1 Closing 1.1 Closing Date 1.1 Closing Filing 9.17(b6.14(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a6.14(b) Company Preamble Company Benefit Plan 7.19(a5.19(a) Company Board Recitals Disclosure Schedules Article V Company Certificate 1.3(a)(iiFinancials 5.7(a) Company Financial Statements 7.6(cIP 5.13(a) Company IP Licenses 5.12(a)(x) Company Material Contract 7.11(a5.12(a) Company Ordinary Shares 5.3(a) Company Permits 7.9 5.10 Company Preferred Shares 5.3(a) Company Real Property Leases 7.15 5.15 Company Registered IP 7.12(a5.13(a) Company Releasing Person 13.2(bSeries A1 Preferred Shares 5.3(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iSeries A2 Preferred Shares 5.3(a) Company Waiving Parties 14.14(bSeries B Preferred Shares 5.3(a) Contributor 7.12(eCompany Series C Preferred Shares 5.3(a) 125 Term Section Company Shares 5.3(a) Controlled Person Definition of “Control” Article XII D&O Indemnified Persons 9.20(a6.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) DGCL 2.2 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a5.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a2.8(a) Expenses 12.3(a9.3 Extension 6.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 6.19 Federal Securities Laws 6.7 INDs 5.27(c) Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) 6.1 Interim Period Financials 6.4 Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals NonNxxxxx Xxxxxxx 1.1 OFAC 3.20(c) Off-Recourse Parties 14.13 Nonthe-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dShelf Software 5.13(a) Outside Date 12.1(b9.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Financing Recitals PIPE Subscription Agreements Investor Recitals PIPE Subscriptions Shares Recitals Post-Closing Directors 9.19(aCompany Board 6.17(a) PostPre-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Conversion 2.5 Proxy Statement 9.15(a6.12(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Public Certifications 3.6(a) Public Stockholders 10.1 Redemption 9.15(a) 2.1 Registration Statement 9.15(a6.12(a) Released Claims 13.1 Related Person 6.12(a) Required Company Shareholder Approval 11.1(a8.1(b) Required SPAC Stockholder Approval 8.1(b) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h3.7(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aSplit 2.8(a) Signing Filing 9.17(b6.13(b) 127 Term Section Signing Press Release 9.17(b6.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V III SPAC Financial Statements 5.6(cFinancials 3.6(c) SPAC Material Contract 5.13(a3.15(a) SPAC Shareholders Recitals SPAC STFs 3.7(aSpecial Meeting 6.12(a) SPAC Waiving Parties 14.14(aStockholder Approval Matters 6.12(a) Special Committee Specified Courts 6.14(b) Subscription Agreements Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Surviving Subsidiary 2.2 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment 2.2 Trust Account Released Claims 10.1 Voting Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Business Combination Agreement (Maxpro Capital Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA Procedures 12.5 Company Material Contract 7.12(a) Accounts Receivable 7.7(f) Company Permits 7.10 Acquisition Proposal 8.6(a) Company Personal Property Leases 7.16 Agreement Preamble Amended Company Charter 2.4 Real Property Leases 7.15 Alternative Transaction 8.6(a) Company Registered IP 7.13(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 9.1(j) Company Registration Rights Agreement 8.20 Antitrust Laws 8.9(b) Consideration Shares 2.2(a) Arrangement Effective Time 3.18.9(b) Conversion Ratio 2.2(a) Assumed U.S.-Held Option 1.4(b)(iiOptions 2.2(c) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(bD&O Indemnified Person 8.16(a) Authorization Notice 3.17(a7.25(c) Backstop Agreement Recitals D&O Tail Insurance 8.16(b) Business Combination 13.1 Business Intellectual Property 7.12(b11.1 Dispute 12.5 CallCo Preamble Earnout Period 2.5(a) Cashed-Out Options 1.4(b)(iCanadian Share Exchange Recitals Earnout Shares 2.5(a) Certificates 3.20(bCertificate of Merger 1.2 Earnout Statement 2.5(b) Change of Control 1.2(a)(iiCFO 2.5(b) Effective Time 1.2 Clinical Milestones 2.5(a)(iii) EGS 4.1 Closing 4.1 Electing Company Security Holders Recitals Closing Date 4.1 Enforceability Exceptions 5.2 Closing Filing 9.17(b8.12(b) Environmental Permit 7.20(a) Closing Press Release 9.17(b8.12(b) Collective Bargaining Agreement 7.18(a) Equity Investment 8.18 Company Preamble Exchangeable Share Term Sheet 6.5(c) Company Benefit Plan 7.19(a) ExchangeCo Preamble Company Board Recitals Closing Statement 2.3 Expenses 10.3 Company Certificate 1.3(a)(iiDirectors 8.14(a) Extension Expenses 8.3(b)(iv) Company Financial Statements 7.6(cDisclosure Schedules Article VII First Clinical Milestone 2.5(a)(ii) Company Financials 7.7(a) FDCA 7.25(a) Company Incentive Shares 8.18(b) Federal Securities Laws 8.7 Company IP 7.13(d) Founders Registration Rights Agreement Amendment 9.2(d)(iv) Company IP Licenses 7.13(a) Healthcare Laws 7.25(a) 88 Term Section Term Section Independent Director 8.14(a) Purchaser Information 3.1(b) Independent Expert 2.5(b) Purchaser Material Contract 7.11(a5.13(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(aIntended Tax Treatment Recitals Purchaser Merger Sub Preamble Interim Balance Sheet Date 7.7(a) Company Releasing Person 13.2(bRedemption 8.11(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iInterim Period 8.1(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(iiRegistration Statement 8.11(a) Insider Letter Amendment Approval 8.11(a) Related Person 7.21 IPO Underwriter Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Released Claims 11.1 Lock-Up Agreement Recitals Malicious Code 7.13(bRepresentative Party 2.5(b) Management Accounts 7.6(aLosses 12.15(b) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiRequired Company Approval 9.1(b) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Required Purchaser Stockholder Approval 9.1(a) Non-Competition Agreement Recitals Resolution Period 12.5 Non-Recourse Parties 14.13 Non-U.S. Electing Company Benefit Plan 7.19(aSecurity Holders Recitals SEC Reports 5.6(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(iiSEC SPAC Accounting Changes 5.6(a) 126 Term Off-the-Shelf Software 7.13(a) Second Clinical Milestone 2.5(a)(iii) Outbound IP License 7.13(c) Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d409A Plan 7.19(l) Outside Date 12.1(b10.1(b) Parties Share Price Targets 2.5(a)(iii) Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aSigning Filing 8.12(b) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(aShares 8.18 Signing Press Release 8.12(b) Post-Closing Pubco Board 9.19(a8.14(a) Purchaser Special Stockholder Meeting 8.11(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Rata Share 2.2 Specified Courts 12.6 Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.11(a) Sponsor Recitals Pubco Preamble Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Incentive Shares 8.18(b) Pubco Equity Plan 8.11(a) Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Pubco Share Exchange Recitals Stockholder Approval Matters 8.11(a) Pubco Subs Recitals Supporting Company Related Person 7.21 Top Customers 7.25(bShareholders Recitals Public Certifications 5.6(a) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Surviving Corporation 1.1
Appears in 1 contract
Samples: Business Combination Agreement (Healthwell Acquisition Corp. I)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA 11.4 Company Real Property Leases 4.15 AAA Procedures 11.4 Company Registered IP 4.13(a) Accounts Receivable 4.25 CSRC 4.31(a) Acquisition Proposal 6.6(a) Dispute 11.4 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiEnforceability Exceptions 3.2 Alternative Transaction 6.6(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiEnvironmental Permit 4.20(a) Closing Filing 9.17(b) 2.1 Exchange Shares 1.2 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Expenses 9.3 Company Preamble Interim Balance Sheet Date 4.7(a) Company Benefit Plan 7.19(a4.19(a) Interim Period 6.2(a) Company Board Recitals Company Certificate 1.3(a)(iiDisclosure Schedules Article IV Lock-Up Agreement 8.2(e)(ii) Company Financial Statements 7.6(cFinancials 4.7(a) Non-Competition Agreement 8.2(e)(i) Company IP 4.13(d) Off-the-Shelf Software Agreements 4.13(a) Company IP Licenses 4.13(a) Outbound IP License 4.13(c) Company Material Contract 7.11(a4.12(a) Outside Date 9.1(b) Company Permits 7.9 4.10 Parent Preamble Company Real Personal Property Leases 7.15 Company Registered IP 7.12(a4.16 Party(ies) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(iPRC Establishment Document 4.4(c) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(dResolution Period 11.4 PRC Mergers and Acquisitions Rules 4.32(b) Orca Shares 7.3(dSAFE 4.31(a) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco PRC Overseas Investment and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aListing Regulations 4.32(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving PRC Target Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h4.4(c) Sellers Preamble Pro Rata Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a1.2 Specified Courts 11.5 Public Certifications 3.6(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Purchased Shares 1.1 Termination Fee 9.4 Purchaser Preamble Top Customers 4.23 Parent Financials 3.6(b) Parent Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Contracts Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” 4.21 Releasing Persons 10.1 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bCSRC 4.32(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 4.20(a) Exchange Fund 3.20(a) Shares 1.2 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a6.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Purchaser Preamble Party Party(ies) Preamble PCAOB PRC Establishment Document 4.4(c) PRC Mergers and Acquisitions Rules 4.32(b) PRC Overseas Investment Regulations 4.31 PRC Overseas Investment and Listing Regulations 4.32(a) PRC Target Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a4.4(c) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Rata Share 1.2 Public Certifications 3.6(a) Redemption 9.15(aPurchased Shares 1.1 Purchaser Preamble Purchaser Financials 3.6(b) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aPurchaser Material Contracts Related Person 4.21 Releasing Persons 10.1 Resolution Period 11.4 SAFE 4.32(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Sellers Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 11.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Termination Fee 9.4 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.23
Appears in 1 contract
Samples: Share Purchase Agreement (MingZhu Logistics Holdings LTD)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA 11.4 Outbound IP License 4.13(c) AAA Procedures 11.4 Outside Date 9.1(b) Accounts Receivable 4.25 Purchaser Preamble Acquisition Proposal 6.6(a) Party(ies) Preamble Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiPRC Establishment Document 4.4(c) Audited Company Financial Statements 7.6(cAlternative Transaction 6.6(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiPRC Mergers and Acquisitions Rules 4.32(b) Closing Filing 9.17(b) 2.1 PRC Overseas Investment Regulations 4.31 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(aDate 2.1 PRC Overseas Investment and Listing Regulations 4.32(a) Company Preamble PRC Target Company 4.4(c) Company Benefit Plan 7.19(a4.19(a) Pro Rata Share 1.2 Company Disclosure Schedules Article IV Public Certifications 3.6(a) Company Board Recitals Financials 4.7(a) Purchased Shares 1.1 Company Certificate 1.3(a)(iiIP 4.13(d) Purchaser Preamble Company Financial Statements 7.6(cIP Licenses 4.13(a) Purchaser Financials 3.6(b) Company Material Contract 7.11(a4.12(a) Purchaser Material Contracts Company Permits 7.9 4.10 Related Person 4.21 Company Personal Property Leases 4.16 Releasing Persons 10.1 Company Real Property Leases 7.15 4.15 Resolution Period 11.4 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSAFE 4.32(a) Company Shareholders CSRC 4.32(a) SEC Reports 3.6(a) Dispute 11.4 Sellers Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 3.2 Specified Courts 11.5 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aSupplemental Disclosure Schedules 6.17(a) Exchange Fund 3.20(a) Shares 1.2 Termination Fee 9.4 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Top Customers 4.23 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:8.2(i)
Appears in 1 contract
Samples: Share Purchase Agreement (MingZhu Logistics Holdings LTD)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bCSRC 4.32(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 4.20(a) Exchange Fund 3.20(a) Shares 1.2 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Purchaser Preamble Party Party(ies) Preamble PCAOB PRC Establishment Document 4.4(c) PRC Mergers and Acquisitions Rules 4.32(b) PRC Overseas Investment Regulations 4.31 PRC Overseas Investment and Listing Regulations 4.32(a) PRC Target Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a4.4(c) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Rata Share 1.2 Public Certifications 3.6(a) Redemption 9.15(aPurchased Shares 1.1 Purchaser Preamble Purchaser Financials 3.6(b) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aPurchaser Material Contracts Related Person 4.21 Releasing Persons 10.1 Resolution Period 11.4 SAFE 4.32(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Sellers Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 11.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Termination Fee 9.4 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.23
Appears in 1 contract
Samples: Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 9.5 Accounts Receivable 4.7(f) Acquisition Proposal 5.6(a) Adjustment Amount 1.13(d) AFS 9.17 Agreement Preamble Alternative Transaction 5.6(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.7 Antitrust Expenses 7.3 Antitrust Laws 5.9(b) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 8.1 Certificate of Control 1.2(a)(iiMerger 1.2 CFO 1.13(a) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b5.14(b) Closing Press Release 9.17(b5.14(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.13(a) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiDirectors 5.17(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bSpecial Meeting 5.13 Conversion Ratio 1.8(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a5.18(a) D&O Tail Insurance 5.18(b) DGCL Recitals Dispute 9.5 Dissenting SPAC Shares 3.6(g)(i) 1.15 Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Shareholder 1.15 Earnout Shares 1.17 Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Escrow Account 1.16(a) Escrow Agent 1.16(a) Escrow Agreement 1.16(a) Escrow Amount 1.16(a) Escrow Property 1.16(a) Escrow Shares 1.16(a) Estimated Closing Statement 1.12 Exchange Agent 3.20(a) Exchange Fund 3.20(a1.10(a) Expenses 12.3(a7.3 Extension 5.3(a) First Merger Term Section Extension Expenses 5.3(a)(iv) Fairness Opinion Provider 6.3(d)(xii) Federal Securities Laws 5.7 GBCC Recitals First Merger Closing 4.1 First Merger Closing Incentive Plan 5.12(a) Independent Expert 1.13(b) Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.13(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(cBalance Sheet Date 4.7(a) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b1.10(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Consideration 1.8(a) Merger Sub II Preamble Merger Sub I Non-Competition Agreement Recitals Objection Statement 1.13(b) OFAC 3.19(c) Off-the-Shelf Software 4.13(a) Outbound IP License 4.13(c) Outside Date 7.1(b) Party(ies) Preamble PIPE Investment 5.20 Post-Closing Purchaser Board Recitals Merger Sub II Board Recitals Mill Reef 5.17(a) Proxy Statement 5.12(a) Public Certifications 3.6(a) Public Stockholders 8.1 Purchaser Preamble New Purchaser Directors 5.17(a) Purchaser Disclosure Schedules Article III Purchaser Financials 3.6(b) Purchaser Material Contract 3.13(a) Purchaser Representative Preamble Purchaser Representative Documents 9.15(a) Purchaser Stockholder Approval Matters 5.12(a) Purchaser Special Meeting 5.12(a) Redemption 5.12(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Registration Statement 5.12(a) Related Person 4.21 Released Claims 8.1 Representative Party 1.13(b) Required Company Benefit Plan 7.19(aShareholder Approval 6.1(b) OFAC 5.17(cRequired Purchaser Stockholder Approval 6.1(a) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Resolution Period 9.5 Schedule Supplement 5.23 SEC Reports 3.6(a) Redemption 9.15(aSecond Share Price Target 1.17(a)(ii) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPlan 4.19(j) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aSeller Representative Preamble Seller Representative Documents 9.16(a) Signing Filing 9.17(b5.14(b) 127 Term Section Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Specified Courts 9.6 Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Merger Consideration 1.8 Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(bSurviving Corporation 1.1 Transmittal Documents 1.10(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Voting Agreements Recitals
Appears in 1 contract
Samples: Agreement and Plan of Merger (Global Blockchain Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 6.6(a)(i) Agreement Preamble Amended Company Charter Allocation Schedule 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.6(a)(ii) Antitrust Laws 6.9(c) Atlas FinTech Recitals Audited Company Financial Statements 7.6(cFinancials 6.12(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Bank Acquisition Agreement Recitals Bank Acquisition Purchase Price Recitals Broker-Dealer Acquisition Agreement Recitals Broker Dealer Acquisition Purchase Price Recitals Broker-Dealer Compliance Policies 4.26(c) Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 10.1 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.14(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a6.14(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificate(s) 1.8(b) Company Financial Statements 7.6(cDirectors 6.16(a) Company Closing Statement 2.2 Company Disclosure Schedules Article IV Company Financials 4.7(a) Company Internet Names 4.13(k) Company IP 6.2(b)(vii) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(aIntellectual Property 4.13(b) Company Releasing Person 13.2(bStockholder(s) Recitals Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Stockholders Written Consent Recitals Confidentiality Agreement 6.15 Contributed Assets Recitals Conversion 1.8 84 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a6.17(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.17(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fDGCL 3.5(a) Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a1.8(a) Exchange Fund 3.20(aExploitation 4.12(a)(xiii) Extension 6.3(a) Extension Expenses 12.3(a6.3(b)(iv) Federal Reserve Board 3.3 Federal Securities Laws 6.7 First Certificate of Merger 1.2(a) First Effective Time 1.2(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Firs Surviving Company 2.1 First Corporation 1.1(a) Incentive Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii6.12(a) Insider Letter Amendment Recitals Independent Accountant 1.11 Intended Tax Treatment 3.14 Recitals Interim Company Financial Statements 7.6(cBalance Sheet Date 4.7(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Registration Rights and Lock-Up Agreement Recitals Malicious Code 7.13(bMaterially Burdensome Regulatory Condition 6.9(d) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger XxXxx Preamble Mergers Recitals Merger Sub I 1 Preamble Merger Sub II 2 Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Subs Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) Pubco Preamble OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d3.19(c) Outside Date 12.1(b9.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Potential Financing 6.19 Proxy Statement 9.15(a6.12(a) Pubco Public Certifications 3.6(a) Purchaser Material Contract 3.13 Public Stockholders 10.1 Purchaser Preamble Pubco and Merger Subs Purchaser Counsel 11.13(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIII Purchaser Special Meeting 6.12(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Purchaser Stockholder Approval Matters 9.15(a6.12(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Purchaser Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Redemption 6.12(a) Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:4.21 Released Claims 10.1
Appears in 1 contract
Samples: Business Combination Agreement (Quantum FinTech Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section 2022 Equity Plan 5.16 Post-Closing Board 5.15(a) Accounts Receivable 4.7(f) PPACA 4.18(f) Acquisition Proposal 5.7(a) Proxy Statement 5.11 Agreement Preamble Recitals Public Certifications 2.6(a) Alternative Transaction 5.7(a) Public Shareholders 9.1 Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiOrganizational Documents 1.1(d) Audited Company Financial Statements 7.6(cRecapitalization 1.1(h) Audited Zacco Financial Statements 9.7(bAntitrust Laws 5.9(b) Authorization Notice 3.17(a) Backstop Redemption 9.1 Assignment, Assumption and Amendment to Warrant Agreement Recitals Registration Rights Agreement Recitals Business Combination 13.1 9.1 Registration Statement 5.11(a) Business Intellectual Property 7.12(bCombination Proposal 5.11 Released Claims 9.1 Cayman Registrar 1.1(b) Cashed-Out Options 1.4(b)(iRequired Company Shareholder Approval 5.13 Claim 5.17(a) Certificates 3.20(bSEC Reports 2.6(a) Change of Control 1.2(a)(iiClosing 1.1(a) SEC SPAC Accounting Changes 2.6(a) Signing Filing 5.12(b) Closing Date 1.1(a) Signing Press Release 5.12(b) Closing Filing 9.17(b5.12(b) SPAC Preamble Closing Press Release 9.17(b5.12(b) Collective Bargaining Agreement 7.18(a) SPAC Disclosure Schedules Article II Company Preamble SPAC Financials 2.6(c) Company Benefit Plan 7.19(a4.18(a) SPAC Material Contract 2.13(a) Company Board Disclosure Schedules Article IV SPAC Recommendation 2.2 Company IP 4.13(c) SPAC Registration Rights Agreement Amendment Recitals Company Certificate 1.3(a)(iiIP Licenses 4.13(a) Company Financial Statements 7.6(cSPAC Shareholder Approval Matters 5.11(a) Company Material Contract 7.11(a4.12(a) SPAC Shares Merger Consideration Recitals Company Permits 7.9 Ordinary Shares Recitals Specified Courts 10.4 Company Real Property Leases 7.15 4.16(b) Sponsor Recitals Company Registered IP 7.12(a4.13(a) Sponsor Voting Agreement Recitals Company Shareholder Approval Matters 5.13 Subscription Agreement Recitals Surviving Company 1.1(a) Company Releasing Person 13.2(bWarrants Preamble Surviving Company Memorandum and Articles of Association Recitals Company Warrant Assumption Recitals Target Voting Agreement Recitals Conversion Ratio 1.1(h) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Top Customers 4.26 D&O Indemnified Persons 9.20(aParties 5.17(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Top Suppliers 4.26 EGS 10.3 Transactions Recitals Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” 2.2 Exchange Agent 3.20(a1.7(a) Exchange Fund 3.20(aExercising Warrants 2.2 Existing Articles Recitals Extension 5.3(a)e Extension Expenses 5.3(b) Expenses 12.3(aExtraordinary General Meeting 5.11 Federal Securities Laws 5.8 Forward Purchase Agreements Recitals FPA Investors Recitals FPA Securities Recitals Gorilla Group 10.14(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Health Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii4.8(f) Insider Letter Amendment Recitals 71 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Recitals Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cIRS 4.18(c) ITSF Preamble Letter of Transmittal 3.20(b) KLG 10.3 Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.7(c) Merger Recitals Merger Sub I Preamble Consideration Recitals Merger Documents 1.1(b) Merger Effective Time 1.1(b) Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement SPAC Ordinary Share Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d2.17(c) Outside Date 12.1(b8.1(b) Parties Preamble Outstanding Company Options Recitals Party Preamble PCAOB Company Financial Statements 9.7(aPII 4.14(a) PIPE Investors Recitals Investment 5.5 PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” 5.5 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (Global SPAC Partners Co,)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 12.6 Accounts Receivable 6.7(f) Acquisition Proposal 8.6(a) Additional Financing Agreements 8.17 Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 8.6(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii9.1(h) Antitrust Laws 8.9(b) Audited Company Financial Statements 7.6(c8.4(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii11.1 CFO 2.4(c) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.3(b) Company Financial Statements 7.6(cDisclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Personal Property Leases 6.16 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bConsideration Shares 2.4(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Conversion Ratio 2.2 D&O Indemnified Persons 9.20(aPerson 8.15(a) Dissenting SPAC D&O Tail Insurance 8.15(b) Debt Modification 8.20 Dispute 12.6 Earnout Period 2.4(a) Earnout Shares 3.6(g)(i2.4(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Statement 2.4(c) DPA Definition of “Data Protection Laws” Effective Time 1.2 EGS 3.1 Employment Laws 7.18(f) Agreements 8.18 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 6.20(a) Exchange Fund 3.20(aConsideration 2.2 Exchange Shares 2.2 Expenses 10.3 Extension 8.3(a) Extension Expenses 12.3(a8.3(b)(iv) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Federal Securities Laws 8.7 Financing Agreements 8.17 Founder Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Founder Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recitals
Appears in 1 contract
Samples: Business Combination Agreement (Hainan Manaslu Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section A&R Holdings Charter 10.1(g) Environmental Permits 6.19(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiExport Control Laws 6.23(c) Audited Company Financial Statements 7.6(cAntitrust Laws 8.11(b) Audited Zacco Financial Statements 9.7(bExtension 8.3(a) Authorization Notice 3.17(a1.10(c) Backstop Agreement Recitals FCPA 4.17(a) Business Combination 13.1 Business Intellectual Property 7.12(b12.1 Federal Securities Laws 8.9 Closing Cash 8.19(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Holdings Preamble Closing Filing 9.17(b8.15(b) Holdings Board Recitals Closing Press Release 9.17(b8.15(b) Holdings Equity Incentive Plan 8.22 Company Preamble Holdings Nominee Recitals Company Benefit Plan 6.18(a) Holdings Nominee Share Surrender 1.11 Company Board Recitals Intended Tax Treatment 1.14 Company Certificate 2.3(a)(ii) Interim Period 8.1(a) Company Collective Bargaining Agreement 7.18(a6.17(a) Joinder 8.2(c) Company Preamble D&O Tail Insurance 8.18(c) Key Company Benefit Plan 7.19(a) Company Board Shareholders Recitals Company Certificate 1.3(a)(iiDisclosure Schedules Article VI Xxxxxx 13.17(a) Company Financial Statements 7.6(c6.7(a) Legal Restraint 10.1(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.12(a) Lock-Up Agreement 8.21 Company Permits 6.10 Merger Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiCompany Real Property Leases 6.15 Merger Closing 3.1 Company Registered IP 6.13(a) Merger Recitals Closing Date 3.1 Company Shareholder Consideration 2.2(a) Merger Sub I Effective Time 1.2 Company Shareholders Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble Company Shareholders Representative 13.15(a) New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. 8.20 Company Benefit Plan 7.19(aShareholders Representative Preamble Nonparty Affiliates 13.14 Confidentiality Agreement 8.1(c) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Contracting Parties 13.14 Outside Date 12.1(b11.1(b) Cravath 13.17(b) Parties Preamble D&O Indemnified Persons 8.18(a) Party Preamble PCAOB Company Financial Statements 9.7(aDissenting Purchaser Shareholders 1.10(a) PIPE Investment Recitals Dissenting Purchaser Shares 1.10(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bDTC 1.11 Plan of Merger 1.1 Earnout Shares 2.5(a) Proxy Statement 9.15(a8.14(a) Pubco Enforceability Exceptions 4.2 Purchaser Preamble Pubco and Merger Subs 81 Purchaser Board Recitals Purchaser D&O Tail Insurance 8.18(b) Purchaser Disclosure Schedules Article VI Pubco Board IV Purchaser Financials 4.6(c) Purchaser Material Contract 4.13(a) Purchaser Permits 4.9 Purchaser Recommendation 4.2 Purchaser Representative 13.16(a) Purchaser Representative 13.16(c) Purchaser Shareholders Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a8.14(a) Released Claims 13.1 Related Person 6.20 Required Shareholder Approval 11.1(a10.1(b) Sanctioned Country 4.17(c) Sanctioned Person 6.23(c) Sanctions 4.17(c) SEC Reports 5.6(a4.6(a) Second Merger Extension Payment 8.23(a) Share Acquisition Recitals Second Merger Share Acquisition Closing 4.1 Second Merger 3.1 Share Acquisition Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a8.14(a) Signing Filing 9.17(b8.15(b) 127 Term Section Signing Press Release 9.17(b8.15(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.14(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Preamble Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target STFs 2.3(a)(i) Subscription Agreements Recitals Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transactions Recitals Transfer Agent 1.8 Updated Company Financial Statements 9.7(a1.11 Transfer Taxes 8.13(c) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(iTrust Account Released Claims 12.1 Unit Separation 1.6(a) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals 8.25 Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:1.10(c) 82 Schedule 1 Company Shareholders
Appears in 1 contract
Samples: Business Combination Agreement (GoGreen Investments Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 5.5(a) Agreement Preamble Alternative Transaction 5.5(a) Amended Company Purchaser Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii7.2(c) Audited Company Financial Statements 7.6(cAntitrust Laws 5.8(b) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b9.1 Claim 5.17(a) Cashed-Out Options 1.4(b)(iClosing 1.1(a) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Date 1.1(a) Closing Filing 9.17(b5.13(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a5.13(b) Company Preamble Company Benefit Plan 7.19(a4.18(a) Company Board Recitals Company Certificate 1.3(a)(iiOrdinary Shares 4.3(a) Company Financial Statements 7.6(cClosing Statement 1.2(b) Company Disclosure Schedules Article IV Company Letter of Transmittal 1.5(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Ordinary Shares 4.3(a) Company Real Property Leases 7.15 4.16(b) Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aParties 5.17(a) Dissenting SPAC Company Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 1.4 Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” 2.2 Exchange Agent 3.20(a1.5(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Federal Securities Laws 5.6 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c5.20(a) Interim Period 9.1(a5.1(a) Intervening Event Recommendation Change 9.15(cIRS 4.18(b) ITSF Preamble JunHe 10.3 Labor Laws 4.17(a) Letter of Transmittal 3.20(b1.5(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.5(e) Merger Recitals Merger Sub I Preamble Documents 1.1(b) Merger Effective Date 1.1(b) Merger Sub Preamble Non-Recourse Parties 10.13 OFAC 2.17(c) Outside Date 8.1(b) Party(ies) Preamble PII 4.14(a) Post-Closing Purchaser Board 5.15(a) Proxy Statement 5.10(a) Purchaser Preamble Purchaser Equity Plan 5.10(a) Public Certifications 2.6(a) Public Shareholders 9.1 Purchaser Closing Statement 1.2(a) Term Section Purchaser Disclosure Schedules Article II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Purchaser Financials 2.6(c) Purchaser Material Contracts 2.13(a) Purchaser Recommendation 2.2 Purchaser Shareholder Approval Matters 5.10(a) Redemption 5.10(a) Registration Statement 5.10(a) Released Claims 9.1 Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Purchaser Shareholder Approval 11.1(aMatters 5.10(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a2.6(a) Shareholder Releasing Person 13.2(aCertificates 1.5(c) Signing Filing 9.17(b5.13(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a5.13(b) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a5.10(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Specified Courts 10.4 Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Surviving Company Related Person 7.21 Top Customers 7.25(b1.1(a) Top Suppliers 7.25(aTransactions Recitals Transmittal Documents 1.5(c) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” Winston 10.3 Withholding Party 1.3 [REMAINDER OF PXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:]
Appears in 1 contract
Samples: Business Combination Agreement (AlphaVest Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.5(a) Additional SEC Reports 7.4 Adjustment Amount 2.5(c) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 7.5(a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii9.1(g) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Argo Recitals Business Combination 13.1 Business Intellectual Property 7.12(b11.1 Cash Consideration 2.2(b)(i) Cashed-Out Options 1.4(b)(iCash Consideration Per Share 2.2(b)(i) Certificates 3.20(bCash Consideration Purchased Shares 2.2(b)(i) Certificate of Merger 1.2 CFO 2.5(a) Change of Control 1.2(a)(iiRecommendation 7.10(e) Class I Directors 7.13 Term Section Class II Directors 7.13 Class III Directors 7.13 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.11(b) Closing Press Release 9.17(b7.11(b) Collective Bargaining Agreement 7.18(aClosing Statement 2.5(a) Commitment Agreements 4.22 Company Preamble Company Benefit Plan 7.19(a6.18(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.6(b) Company Financial Statements 7.6(cDirectors 7.13 Company Disclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(d) Company IP Licenses 6.13(a) Term Section Company Leased Properties 6.15 Company Material Contract 7.11(a6.12(a) Company Owned Properties 6.15 Company Permits 7.9 6.10 Company Real Properties 6.15 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bTransaction Expenses 2.2(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aPerson 7.14(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 7.14(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 12.4 Effective Time 1.2 EGS 3.1 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(aPermit 6.19(a) Events Definition of “SPAC Material Adverse Effect” Equity Consideration 2.2(b)(ii) Escrow Account 2.3 Escrow Agreement 2.3 Escrow Allocation 2.3 Escrow Shares 2.3 Estimated Closing Statement 2.4 Exchange Agent 3.20(a) Agreement Recitals Exchange Fund 3.20(aShares 2.2(b)(ii) Expenses 12.3(a10.3 Extension 7.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 7.3(b)(iv) Federal Securities Laws 7.6 Founders Registration Rights Agreement Amendment 9.2(f)(v) Full Rollover Sellers Annex I ICC Rules 12.4 Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii2.5(a) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Insurance Authorizations 6.21(b) Insurance Laws 6.21(b) Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Jabsheh Recitals Liable Parties 11.2 Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Agreements Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub Recitals Minority Sellers Annex I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Non-Competition Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aObjection Statement 2.5(a) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 6.13(a) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b10.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Investment 4.22 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) 7.13 Proceeding 12.5 Proxy Statement 9.15(a7.10(a) Pubco Preamble Pubco and Merger Subs Equity Plan 7.21 Public Certifications 4.6(a) Public Stockholders 11.1 Purchased Shares 2.1 Purchaser Preamble Purchaser Directors 7.13 Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6(b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 4.13(a) Purchaser Representative Preamble Redemption 9.15(a7.10(a) Registration Rights Agreement 9.2(f)(iv) Registration Statement 9.15(a7.10(a) Regulation S 5.12 Related Person 6.20 Released Claims 13.1 11.1 Representative Party 2.5(a) Required Registration Statement Company Financials 7.10(g) Required Shareholder Approval 11.1(a9.1(a) SEC Reports 5.6(a4.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Seller Representative Preamble Seller Representative Documents 12.15 Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Exchange Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a7.10(a) Sponsor Recitals Sponsor Commitment Share Letter Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Signing Filing 7.11(b) Signing Press Release 7.11(b) Specified Courts 12.5 Stockholder Approval Matters 7.10(a) Surviving Corporation 1.1 Target Companies Disclosure Schedules Article VII Insurer 6.21(a) Target Company Related Person 7.21 Insurer Financials 6.21(e) Top Customers 7.25(b6.23 Top Vendors 6.23 Transaction Consideration 2.2(a) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Transactions Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGE FOLLOWS] {Signature Page to Business Combination Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:}
Appears in 1 contract
Samples: Business Combination Agreement (Tiberius Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section 2022 Company Financials 6.4(a) Incentive Plan 6.11(c) AAA Procedures 10.6 Interim Period 6.1(a) Acquisition Proposal 6.6(a) Investment Company Act 3.15 Agreement Preamble Joining Sellers Preamble Alternative Transaction 6.6(a) Latest Balance Sheet Date 4.7(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Purchaser Organizational Documents 1.4 Lock-Up Agreement Recitals Malicious Code 7.13(bAntitrust Laws 6.9(b) Management Accounts 7.6(aLost Certificate Statutory Declaration 1.5 Business Combination 9.1 Non-Competition Agreement Recitals CFO 1.3(c) Off-the-Shelf Software 4.13(a) Closing 2.1 Outbound IP License 4.13(c) Closing Date 2.1 Outside Date 8.1(b) Closing Filing 6.12(b) Party(ies) Preamble Closing Press Release 6.12(b) Post-Closing Purchaser Board 6.15(a) Closing Redemption 6.11(a) Pro Rata Share 1.2 Company Preamble Proxy Statement 6.11(a) Company Benefit Plan 4.19(a) Public Certifications 3.6(a) Company Certificates 1.5 Public Stockholders 9.1 Company Disclosure Schedules Article IV Purchased Share Percentage 1.2 Company Financials 4.7(a) Purchased Shares 1.1 Company IP 4.13(d) Purchaser Preamble Company IP Licenses 4.13(a) Purchaser Disclosure Schedules Article III Company Material Inbound Licenses 7.11(a)(xContract 4.12(a) Purchaser Financials 3.6(b) Company Permits 4.10 Purchaser Material Outbound License 7.11(a)(xiContract 3.13(a) Merger Recitals Merger Sub I Company Personal Property Leases 4.16 Purchaser Representative Preamble Merger Sub II Company Real Property Leases 4.15 Purchaser Representative Documents 10.16(a) Company Registered IP 4.13(a) Purchaser Special Meeting 6.11(c) Company Restructuring 6.20(b) Redemption 3.5(b) D&O Indemnified Persons 6.16(a) Redemption Limitation Amendment 6.11(c) D&O Tail Insurance 6.16(b) Registration Statement 6.11(a) Directors 6.15(a) Related Person 4.21 Dispute 10.6 Released Claims 9.1 Earnout Period 1.3(a) Releasing Persons 9.2 Earnout Shares 1.3(a) Representative Party 1.3(c) Earnout Statement 1.3(c) Required Purchaser Stockholder Approval 7.1(a) EGS 2.1 Resolution Period 10.6 Employment Agreements 6.19 SEC Reports 3.6(a) Enforceability Exceptions 3.2 SEC SPAC Accounting Changes 3.6(a) Environmental Permits 4.20(a) Section 409A Plan 4.19(k) Exchange Consideration 1.2 Seller Joinder Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Exchange Shares 1.2 Seller Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aExpenses 8.3 Seller Representative Preamble Extension Expenses 6.3(b)(iv) OFAC 5.17(cSeller Representative Documents 10.17(a) Option Cancellation Agreement 1.4(b)(iiExtension Redemption 3.5(b) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Sellers Preamble
Appears in 1 contract
Samples: Business Combination Agreement (Apeiron Capital Investment Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Additional Information 7.21 Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAimei Investment Preamble Alternative Transaction 7.6(a) Audited Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 10.1 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Recommendation 7.11(g) Company Certificate 1.3(a)(ii3.2(e) Company Financial Statements 7.6(cClosing Statement 3.2(a) Company Disclosure Schedules Article VI Company Dissenting Shares 2.6(a) Company Dissenting Shareholders 2.6(a) Company Financials 6.7(a) Company IP 6.13(c) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Modification in Recommendation 7.11(g) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bMerger Consideration 2.1(b) Company Special Resolution 7.11(g) Company Transaction Expenses Certificate 1.6(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iApproval 7.11(g) Company Waiving Parties 14.14(bCompletion Date of Reorganization 7.27 CSRC 8.1(k) Contributor 7.12(eDesignated Entity 6.13(h) 125 Disqualification Event 6.18(h) D&O Indemnified Person 7.15(a) D&O Tail Insurance 7.15(b) Effective Time 1.2(b) Equity Incentive Plan 7.11(a) Employment Agreements 7.24 104 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a3.2(b) Exchange Fund 3.20(aExchanged Options 2.1(d) Exchanged Warrants 2.1(e) Expenses 12.3(a9.3(a) Expiration Date 9.1 Extension 7.3(a) Extension Fee 1.6(d) Extension Loan 7.18 Extraordinary General Meeting 7.11(a) Federal Securities Laws 7.7 First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 Documents 1.2(a) First Merger Effective Time 2.2 1.2(a) First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.2(a) Insider Letter Amendment First Merger Sub Preamble First Surviving Company Recitals First Surviving Company Charter 1.4(b) Founder Amended and Restated Registration Rights Agreement 8.2(d)(iv) Founder Support Agreement Recitals HTFL 3.1 Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 7.18 Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(cIssuer Covered Persons(s) ITSF Preamble 6.18(h) Letter of Transmittal 3.20(b3.2(b) Lock-Up Agreement Recitals Malicious Code 7.13(bLoss 9.2(a) Management Accounts 7.6(aLost Certificate Affidavit 3.2(g) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiMeasure 8.1(k) Merger Documents 1.2(b) Mergers Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals No Shop Period 7.6(b) Non-Recourse Parties 14.13 11.14 Non-U.S. Company Benefit Plan 7.19(aSubsidiaries 7.18 OFAC 4.17(c) OFAC 5.17(cOff-the-Shelf Software 6.13(a) Option Cancellation Ordinary Commercial Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.10(c) Outside Date 12.1(b9.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) Payment Spreadsheet 1.6 Personal Information 6.9 PFIC 7.18 PIPE Investment 7.17 105 Term Section PIPE Investors Recitals 7.17 PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals 7.17 Post-Closing Directors 9.19(aPubco Board 7.14(a) Post-Closing Pubco Board 9.19(aDirector 7.14(a) Prior Merger Agreement 4.23 Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Rata Share 7.20 Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco and Merger Subs Public Certifications 3.2(d) Public Shareholders 10.1 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Dissenting Shares 2.6(c) Pubco Purchaser Dissenting Shareholder Recitals Pubco Warrants 3.6(a2.6(c) Purchaser Financials 4.6(c) Purchaser Financing Certificates 1.6 Purchaser Material Contract 4.13(a) Purchaser Merger Consideration 2.2(b) Purchaser Recommendation 4.2 Purchaser Representative Preamble Purchaser Shareholder Approval Matters 7.11(a) Purchaser Transaction Expenses Certificate 1.6(b) Redemption 9.15(a7.11(a) Registration Statement 9.15(a7.11(a) Regulatory Approvals 7.9 Regulatory Authority 7.9 Related Person 6.21 Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:10.1
Appears in 1 contract
Samples: Business Combination Agreement (Aimei Health Technology Co., Ltd.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section Acquisition Proposal 6.6(a) D&O Tail Insurance 6.19(b) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiDOT 5.29(a) Aircraft 5.29(b) Effective Time Article XII Alternative Transaction 6.6(a) Enforceability Exceptions 3.2 Antitrust Laws 6.9(b) Environmental Permits 5.21(a) Audited Company Financial Statements 7.6(cAnnual Financials 5.7(a) Audited Zacco Financial Statements 9.7(bEscrow Account 1.21 Aviation Laws 5.29(a) Authorization Notice 3.17(aEscrow Agent 1.21 Balance Sheet Date 5.7(a) Backstop Escrow Agreement Recitals 1.21 Business Combination 13.1 Business Intellectual 10.1 Escrow Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii1.21 Closing 2.1 Escrow Shares 1.21 Closing Date 2.1 Environmental Permits 5.21(a) Closing Filing 9.17(b6.15(b) Exchange Agent 1.16(a) Closing Press Release 9.17(b6.15(b) Collective Bargaining Agreement 7.18(aExpenses 9.3 Company Preamble Extension 6.3(a) Company Preamble Company Benefit Plan 7.19(aDisclosure Schedules Article V Extension Expenses 6.3(a)(iii) Company Board Recitals Company Certificate 1.3(a)(iiFinancials 5.7(a) FAA 5.7(a) Company Financial Statements 7.6(cIP 5.14(d) Federal Securities Laws 6.7 Company IP Licenses 5.14(a) Incentive Shares 1.18(b) Company Material Contract 7.11(aContracts 5.12(a) Interim Balance Sheet Date 5.7(a) Company Permits 7.9 5.10 Interim Period 6.1(a) Company Personal Property Leases .. 5.17 Lock-Up Agreement Recital N Company Real Property Leases 7.15 5.16 Merger Sub Preamble Company Registered IP 7.12(a5.14(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Nxxxxx Xxxxxxx 2.1 Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) Article X OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:3.17(c)
Appears in 1 contract
Samples: Business Combination Agreement (Pono Capital Three, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.7(a) Company Financial Statements 7.6(cIP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bCSRC 4.31(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 11.4 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 4.20(a) Exchange Fund 3.20(a) Shares 1.2 Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing 9.3 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b6.2(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Purchaser Preamble Party Party(ies) Preamble PCAOB PRC Establishment Document 4.4(c) PRC Mergers and Acquisitions Rules 4.32(b) PRC Overseas Investment and Listing Regulations 4.32(a) PRC Target Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a4.4(c) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Rata Share 1.2 Public Certifications 3.6(a) Redemption 9.15(aPurchased Shares 1.1 Purchaser Preamble Purchaser Financials 3.6(b) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(aPurchaser Material Contracts Related Person 4.21 Releasing Persons 10.1 Resolution Period 11.4 SAFE 4.31(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Sellers Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Specified Courts 11.5 Supplemental Disclosure Schedules Article V SPAC Financial Statements 5.6(c6.17(a) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Termination Fee 9.4 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” 4.23 [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Share Exchange Agreement (Planet Green Holdings Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2018 and 2019 Audited Company Financials 4.8(a) 2019 Reviewed Company Financials 4.8(a) 2020 Audited Company Financials 4.8(a) Accounts Receivable 4.8(f) Acquisition Proposal 6.6(a) Adjustment Amount 1.10(d) ADR 1.13(a) ADR Facility 1.13(a) Agreement Preamble Alternative Transaction 6.6(a) Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii8.3(d) Antitrust Laws 6.9(b) Audited Company Financial Statements 7.6(cFinancials 4.8(a) Audited Zacco Financial Statements 9.7(bBasket 7.3(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 10.1 Business Intellectual Property 7.12(bCombination Proposal 6.11(a) Cashed-Out Options 1.4(b)(iCFO 1.10(a) Certificates 3.20(b) Change of Control 1.2(a)(iiClaim Notice 7.4(b) Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.12(b) Closing Press Release 9.17(b6.12(b) Collective Bargaining Agreement 7.18(aClosing Statement 1.10(a) Company Preamble Company ADS Agent 1.13(b) Company ADS Agent Agreement 1.13(b) Company ADS Agent Recipients 1.13(b) Company Benefit Plan 7.19(a4.20(a) Company Board Recitals Disclosure Schedules Article IV Company Certificate 1.3(a)(iiFinancials 4.8(a) Company Financial Statements 7.6(cIP 4.14(d) Company IP Licenses 4.14(a) Company Material Contract 7.11(a4.13(a) Company Permits 7.9 4.11 Company Personal Property Leases 4.17 Company Real Property Leases 7.15 4.16 Company Registered IP 7.12(a4.14(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Consideration Amount 1.8 Consideration Shares 1.8 D&O Indemnified Persons 9.20(aPerson 6.16(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.16(b) Dissenting SPAC Shareholders 3.6(g)(iDepositary Bank 1.13(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(fDirector Election Proposal 6.11(a) Dispute 11.4 Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(aPermit 4.21(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aEquity Plan 6.11(a) Exchange Fund 3.20(aEstimated Closing Statement 1.9 Exercising Warrantholders 1.13(c) Existing Dispute 11.4(e) Expenses 12.3(a9.3 Expiration Date 7.1(a) First Merger Federal Securities Laws 6.7 Founder Registration Rights Agreement Amendment 8.2(e)(vii) HHP 11.15 Holdco Recitals First Merger Closing 4.1 First Merger Closing Indemnitee 7.2 Indemnitor 7.2 Independent Expert Notice Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c1.10(b) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(cKabel Re Recitals KBLI 2020 6.19(a) ITSF Preamble Letter of Transmittal 3.20(bTerm Section Law 24 11.16 License Agreement 8.3(j)(xii) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(iv) Management Accounts 7.6(aLoss 7.2 Malacca Preamble Malacca Disclosure Schedules Article III Malacca Financials 3.6(g) Malacca Material Inbound Licenses 7.11(a)(xContract 3.13(a) Material Outbound License 7.11(a)(xiMalacca Representative Preamble Malacca Representative Documents 11.14(a) Malacca Required Shareholder Approval 8.1(a) Malacca Shareholder Approval Matters 6.11(a) Malacca Shareholder Meeting 6.11(a) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(aCompetition Agreement 8.2(e)(v) Objection Statement 1.10(b) OFAC 5.17(c3.17(c) Option Cancellation Agreement 1.4(b)(iiOff-the-Shelf Software 4.14(a) 126 Term Section Option Cashout Amount 1.4(b)(iOJK 6.19(d) Orca Preamble Orca Board OSS 6.19(a) XXX Re Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.14(c) Outside Date 12.1(b9.1(b) Parties Parent Preamble Party Party(ies) Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Investment 6.18 Plan of Merger 1.2 Post-Closing Directors 9.19(aCompany Board of Commissioners 6.15(a) Post-Closing Pubco Company Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bof Directors 6.15(a) Proxy Statement 9.15(a6.11(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Public Certifications 3.6(a) Public Shareholders 10.1 Redemption 9.15(a6.11(a) Registration Rights Agreement 8.3(j)(xi) Registration Statement 9.15(a6.11(a) Related Dispute 11.4(e) Related Person 4.22 Released Claims 13.1 Required Shareholder Approval 11.1(a10.1 Releasing Persons 10.2 Reorganization Recitals Resolution Period 11.4 Reviewing Party 1.10(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hSIAC 11.4(c) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aSIAC Rules 11.4(c) Signing Filing 9.17(b6.12(b) 127 Term Section Signing Press Release 9.17(b6.12(b) SPAC Specified Courts 11.5 Sponsor Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSurviving Company 1.1 Third Party Claim 7.4(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) 4.25 Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Vendors 4.25 Transactions Recitals Unaudited Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(iFinancials 4.8(a) Warrant Assignment, Assumption and Agreement Amendment Agreement 3.6(a8.2(e)(viii) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [REMAINDER OF PAGE INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS]
Appears in 1 contract
Samples: Business Combination Agreement (Malacca Straits Acquisition Co LTD)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2019 Earnout Shares 2.8 (a) 2019 Lookback Earnout 2.8 (a) 2019 Revenue Target 2.8 (a) 2019 Share Price Target 2.8 (a) 2020 Earnout Shares 2.8 (a) 2020 Lookback Earnout 2.8 (a) 2020 Revenue Target 2.8 (a) 2020 Share Price Target 2.8 (a) AAA Procedures 13.4 Accounts Receivable 6.7 (f) Acquisition Recitals Acquisition Proposal 8.6 (a) Agreement Preamble Amended Company Charter 2.4 Alternative Transaction 8.6 (a) Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 10.2 (d) Antitrust Laws 8.9 (b) Assumed U.S.-Held Option 1.4(b)(iiConvertible Security 2.1 (b) Audited Company Financial Statements 7.6(cAssumed Options 2.1 (b) Audited Zacco Financial Statements 9.7(bAssumed Plan 8.11 (a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change 12.1 Certificate of Control 1.2(a)(iiMerger 1.2 Claim Notice 9.4 (b) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b8.12 (b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.12 (b) Company Preamble Company Benefit Plan 7.19(a6.19 (a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.4 (b) Company Financial Statements 7.6(cDirectors 8.15 (a) Company Disclosure Schedules Article VI Company Financials 6.7 (a) Company IP 6.13 (d) Company IP Licenses 6.13 (a) Company Material Contract 7.11(a6.12 (a) Company Option Acknowledgement Recitals Company Permits 7.9 6.10 Company Personal Property Leases 6.16 Company Real Property Leases 7.15 6.15 (a) Company Registered IP 7.12(a) Company Releasing Person 13.2(b6.13 (a) Company Shareholders Preamble Agreement 2.6 Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iWarrant Acknowledgement Recitals Consideration Shares 5.6 D&O Indemnified Person 8.16 (a) Company Waiving Parties 14.14(bD&O Tail Insurance 8.16 (b) Contributor 7.12(eDisinterested Independent Directors 2.8 (b) 125 Dispute 13.4 Earnout Period 2.8 (a) Earnout Revenue Target 2.8 (a) Earnout Share Price Target 2.8 (a) Earnout Shares 2.8 (a) Earnout Statement 2.8 (b) Earnout Year 2.8 (a) 84 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Effective Time 1.2 EGS 3.1 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(aPermit 6.20 (a) Exchange Fund 3.20(aShares 2.2 (a) Expenses 12.3(a11.3 Extension 8.3 (a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 8.3 (b)(iv) Federal Securities Laws 8.7 Fundamental Reps 9.1 (a) Holdback Release Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii2.3 (b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Holdback Shares 2.3 (a) Indemnitee 9.2 Indemnitor 9.2 Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7 (a) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b8.1 (a) Lock-Up Agreement Recitals Malicious Code 7.13(bLookback Earnouts 2.8 (a) Loss 9.2 Lost Certificate Affidavit 2.4 (b) Management Accounts 7.6(aEarnout Shares 8.11 (a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiManagement Performance Plan 8.11 (a) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Seller 8.2 (c) Non-Competition Agreement Recitals NonOFAC 4.17 (c) Off-Recourse Parties 14.13 Nonthe-U.S. Company Benefit Shelf Software 6.13 (a) Omnibus Equity Incentive Plan 7.19(a) OFAC 5.17(c8.11 (a) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Recapture Date 2.7 Outside Date 12.1(b11.1 (b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(aPending Claims 2.3 (b) PIPE Investors Recitals Investment 8.18 PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Shares 8.18 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b8.15 (a) Proxy Statement 9.15(a8.11 (a) Pubco Preamble Pubco and Merger Subs Equity Plans 8.11 (a) Public Certifications 4.6 (a) Public Stockholders 12.1 Purchased Shares 2.1 (a) Purchaser Preamble Purchaser Directors 8.15 (a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6 (b) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 4.13 (a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Purchaser Representative Preamble Purchaser Shareholder Approval Matters 9.15(a8.11 (a) Shareholder Releasing Person 13.2(aRedemption 8.11 (a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Registration Statement 8.11 (a) Related Person 7.21 Top Customers 7.25(b6.21 Released Claims 12.1 Releasing Persons 12.2 Required Shareholder Approval 10.1 (a) Resolution Period 13.4 SEC Reports 4.6 (a) Securities Exchange Recitals Sellers Preamble Signing Filing 8.12 (b) Signing Press Release 8.12 (b) Special Meeting 8.11 (a) Specified Courts 13.5 Surviving Corporation 1.1 Third Party Claim 9.4 (c) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Supplier 6.23 Transactions Recitals Unused Assumed Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:2.7
Appears in 1 contract
Samples: Business Combination Agreement (Draper Oakwood Technology Acquisition Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AAA Procedures 10.4 Accounts Receivable 4.7(f) Acquisition Proposal 6.6(a) Act Recitals Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 6.6(a) Antitrust Laws 6.9(b) Articles of Merger 1.2 Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement 6.26 Business Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 9.1 Closing 2.1 Closing Date 2.1 Closing Filing 9.17(b6.13(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a6.13(b) Company Preamble Company Benefit Plan 7.19(a4.19(a) Company Board Recitals Certificates 1.11 Company Certificate 1.3(a)(iiDirectors 6.16(a) Company Financial Statements 7.6(cDisclosure Schedules Article IV Company Financials 4.7(a) Company IP 4.13(d) Company IP Licenses 4.13(a) Company Material Contract 7.11(aContracts 4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Person 13.2(bReturns 6.10(c) Company Shareholders Stockholder Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Stockholder Written Consent 6.19 D&O Indemnified Persons 9.20(a6.17(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 6.17(b) Dissenting SPAC Shareholders 3.6(g)(iDCGL Recitals Dispute 10.4 Earn-Out 6.28(a) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Term Section Effective Time 1.2 EGS 2.1 Enforceability Exceptions 5.2 3.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a4.20(a) Expenses 12.3(a8.3 Extension 6.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Extension Expenses 6.3(a)(iv) Federal Securities Laws 6.7 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c4.7(a) Interim Period 9.1(a6.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bLabor and Employment Laws 4.18(d) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 1.11(c) Merger Recitals Merger Sub I Preamble Consideration 1.8 Merger Sub II Preamble Merger Sub I Non-Competition Agreement Recitals Note Conversion Recitals NRS Recitals OFAC 3.21(c) Off-the-Shelf Software 4.13(a) Outbound IP License 4.13(c) Outside Date 8.1(b) Party(ies) Preamble PIPE Investment 6.20 Post-Closing Purchaser Board 6.16(a) Pre-Closing Tax Claim 6.10(e) Proposed Earn-Out Statement 6.28(b) Promissory Notes Recitals Merger Sub II Board Recitals Mill Reef Proxy Statement 6.12(a) Public Certifications 3.6(a) Public Stockholders 9.1 Purchaser Preamble New Purchaser Disclosure Schedules Article III Purchaser Fairness Opinion 6.23 Purchaser Financials 3.6(b) Purchaser Material Contract 3.14(a) Purchaser Representative Preamble Purchaser Representative Documents 10.14(a) Purchaser Returns 6.10(d) Purchaser Stockholder Approval Matters 6.12(a) Purchaser Special Meeting 6.12(a) Redemption 6.12(a) Reference Statement 1.9 Registration Statement 6.12(a) Resolution Period 10.4 Proxy Statement 6.12(a) Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 80 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Related Person 4.21 Released Claims 13.1 9.1 Required Shareholder Purchaser Stockholder Approval 11.1(a7.1(a) SEC Reports 5.6(a3.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(aPlan 4.19(j) Signing Filing 9.17(b6.13(b) 127 Term Section Signing Press Release 9.17(b6.13(b) SPAC Preamble SPAC Board Specified Courts 10.5 Sponsor Forfeiture Letter Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cStraddle Period 6.10(d) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Surviving Corporation 1.1 Top Customers 7.25(b) 4.24 Top Suppliers 7.25(a4.24 Transmittal Documents 1.11(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF XXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Clover Leaf Capital Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Audited Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) 11.1 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(ii2.5(b) Company Financial Statements 7.6(cDirectors 7.14(a) Company Disclosure Schedules Article VI Company Financials 6.7(a) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.1 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShare Consideration 2.1(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” Shareholder Lock-Up Agreement Recitals D&O Indemnified Persons 9.20(aPerson 7.15(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 7.15(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) EGS 3.1 Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a4.2 Equity Incentive Plan 7.11(a) Expenses 12.3(a9.3 Extension 7.3(a) Extension Loan 7.18 Federal Securities Laws 7.7 First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 Documents 1.2(a) First Merger Effective Time 2.2 1.2(a) First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.2(a) Insider Letter Amendment First Merger Sub Preamble Founder Lock-up Agreement Recitals Intended Tax Treatment 3.14 7.19 Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLost Certificate Affidavit 2.5(b) Merger Recitals Documents 1.2(b) Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Mergers Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals No Shop Period 7.6(b) Term Section Non-Recourse Parties 14.13 Non11.14 OFAC 4.17(c) Off-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dthe-Shelf Software 6.13(a) Outside Date 12.1(b9.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Investment 7.17 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b7.14(a) Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aPublic Certifications 4.6(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Public Shareholders 11.1 Redemption 9.15(a7.11(a) Registration Statement 9.15(a7.11(a) Registration Rights Agreement Recitals Related Person 6.21 Released Claims 13.1 11.1 Required Shareholder Approval 11.1(a8.1(a) SEC Reports 5.6(a4.6(a) SEC SPAC Accounting Changes 4.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Documents 1.2(b) Second Merger Effective Time 3.2 1.2(b) Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h1.2(b) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Second Merger Sub Preamble Signing Filing 9.17(b7.12(b) 127 Term Section Signing Press Release 9.17(b7.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 Directors 7.14(a) SPAC Disclosure Schedules Article V IV SPAC Financial Statements 5.6(cDissenting Shareholders 2.11 SPAC Dissenting Shares 2.11 SPAC Financials 4.6(c) SPAC Material Contract 5.13(a4.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(aMerger Consideration 2.2(b) SPAC Waiving Parties 14.14(aRecommendation 4.2 SPAC Representative Preamble SPAC Shareholder Approval Matters 7.11(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a7.11(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Specified Courts 11.5 Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Surviving Company Related Person 7.21 Top Customers 7.25(bRecitals Surviving Company Charter 1.4(a) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Vendors 6.23 Transactions Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:2.11
Appears in 1 contract
Samples: Business Combination Agreement (AIB Acquisition Corp)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section 2023 Filing Date 2.3(c)(i)(B) CVR Property 2.3(d) 2023 Minimum Revenue 2.3(c)(i)(A) D&O Indemnified Person 8.16(a) 2023 Revenue 2.3(c)(i)(A) D&O Tail Insurance 8.16(b) 2024 Filing Date 2.3(c)(ii)(B) DGCL 1.2 2024 Minimum Revenue 2.3(c)(ii)(A) Earnout Milestone 2.3(c)(iii)(B) 2024 Revenue 2.3(c)(ii)(A) Earnout Participants 2.3(a) 2025 Filing Date 2.3(c)(iii)(B) Earnout Percentage 2.3(a) 2025 Minimum Revenue 2.3(c)(iii)(A) Earnout Shares 2.3(a) 2025 Revenue 2.3(c)(iii)(A) Earnout Statement 2.3(e)(ii) Acquisition Proposal 8.6(a) Earnout Tranche 2.3(c)(iii) Agreement Preamble Earnout Transfer Restrictions 2.3(a) Alternative Transaction 8.6(a) Earnout Year 2.3(a) Amended Company Charter 2.4 and Restated Registration Rights Agreement 10.2(d)(iv) Effective Date Preamble Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii10.1(f) Audited Company Financial Statements 7.6(cEGS 3.1 Antitrust Laws 8.9(b) Audited Zacco Financial Statements 9.7(bEnforceability Exceptions 4.2 Balance Sheet Date 6.7(a) Authorization Notice 3.17(aEnvironmental Permits 6.20(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b12.1 Escrow Account 2.3(a) Cashed-Out Options 1.4(b)(iCertificate of Merger 1.2 Escrow Agent 2.3(b)(i) Certificates 3.20(bCFO 2.3(e)(i) Change of Control 1.2(a)(iiEscrow Agreement 2.3(b)(i) Closing 3.1 Exchange Consideration 2.2 Closing Date 3.1 Exchange Shares 2.2 Closing Filing 9.17(b8.13(b) Expenses 11.4 Closing Press Release 9.17(b8.13(b) Collective Bargaining Agreement 7.18(aExtension 8.3(a) Company Preamble Extension Amount 11.2 Company Benefit Plan 7.19(a6.19(a) Federal Securities Laws 8.7 Company Certificates 2.4(a) Filing Date 2.3(c)(iii)(B) Company Board Recitals Company Certificate 1.3(a)(iiDirectors 8.15(a) Final Tranche 2.3(c)(iii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aFinal Tranche Price Earnout Milestone 2.3(c)(iii)(B) Pubco Shareholder Recitals Pubco Warrants 3.6(aCompany Entities 8.1(a) Redemption 9.15(aFinal Tranche Price Measurement Period 2.3(c)(iii)(B) Registration Statement 9.15(aCompany Financials 6.7(a) Released Claims 13.1 Required Shareholder Approval 11.1(aFinal Tranche Revenue Earnout Milestone 2.3(c)(iii)(A) SEC Reports 5.6(aCompany IP 6.13(c) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:First Tranche 2.3(c)(i)
Appears in 1 contract
Samples: Business Combination Agreement (Jupiter Wellness Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Acquisition Proposal 7.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Antitrust Laws 7.9(b) Audited Company Financial Statements 7.6(cFinancials 6.7(a) Audited Zacco Financial Statements 9.7(bBalance Sheet Date 6.7(a) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii10.1 CFO 2.7(b) Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a7.12(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Company Certificate 1.3(a)(iiCertificates 2.5(a) Company Financial Statements 7.6(cDisclosure Schedules Article VI Company Financials 6.7(a) Company IP 6.13(a) Company Material Contract 7.11(a6.12(a) Company Ordinary Shares 6.3(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShare Transfer Recital E Company Ordinary Shares 6.3(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a7.15(a) Dissenting SPAC D&O Tail Insurance 7.15(b) DGCL 1.1 Earnout Milestone 2.7(a) Earnout Period 2.7(a) Earnout Shares 3.6(g)(i2.7(a) Dissenting SPAC Shareholders 3.6(g)(iEarnout Statement 2.7(b) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Effective Time 1.2 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a6.20(a) Expenses 12.3(a9.3 Exchange Offer Prospectus 7.11(a) First Federal Securities Laws 7.7 Fundamental Representations 8.3(a) Interim Period 7.1 Interim Period Financials 7.4(b) Letter of Transmittal 2.5(a) Merger Recitals First Recital E Merger Closing 4.1 First Merger Closing Sub Preamble OFAC 4.19(c) Original Business Combination Agreement Recital F Outside Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First 9.1(a) Party(ies) Preamble PIPE Financing Recital I PIPE Investor Recital I PIPE Shares Recital I Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) 1.2 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b7.14(a) Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco A&R Memorandum and Articles Recital L Pubco Offer Recital E Pubco Option 2.3 Public Certifications 4.6(a) Public Shareholders 10.1 Purchaser Preamble Purchaser Certificate of Merger Subs 1.2 Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Extraordinary General Meeting 7.11(a) Pubco Purchaser Financials 4.6(c) Purchaser Material Contract 4.14(a) Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 7.11(a) Redemption 9.15(a2.1 Registrar 2.5(a) Registration Statement 9.15(a7.11(a) Released Claims 13.1 Related Person 7.11(a) Required Purchaser Shareholder Approval 11.1(a8.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a4.6(a) Signing Filing 9.17(b7.12(b) 127 Term Section Signing Press Release 9.17(b7.12(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cSubscription Agreements Recital I Surviving Company Subsidiary 2.1 Takeover Panel 8.3(g) SPAC Material Contract 5.13(aTop Customers 1.1 Transmittal Documents 2.5(b) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Trust Account Released Claims 10.1 UK Takeover Code 6.29 Unconditional Date Recital J Holder Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Recital H
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA 11.4 AAA Procedures 11.4 Accounts Receivable 4.25 Acquisition Proposal 6.6(a) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiAlternative Transaction 6.6(a) Closing Filing 9.17(b) 2.1 Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Date 2.1 Company Preamble Company Benefit Plan 7.19(a4.19(a) Term Section Term Section Company Board Recitals Disclosure Schedules Article IV Purchased Shares 1.1 Company Certificate 1.3(a)(iiFinancials 4.7(a) Purchaser Preamble Company Financial Statements 7.6(cIP 4.13(d) Purchaser Disclosure Schedules Article III Company IP Licenses 4.13(a) Parent Financials 3.6(b) Company Material Contract 7.11(a4.12(a) Company Permits 7.9 4.10 Company Personal Property Leases 4.16 Company Real Property Leases 7.15 4.15 Company Registered IP 7.12(a4.13(a) Company Releasing Parent Material Contracts Dispute 11.4 Related Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) 4.21 Enforceability Exceptions 5.2 3.2 Releasing Persons 10.1 Environmental Permits 7.20(aPermit 4.20(a) Events Definition of “SPAC Material Adverse Effect” Resolution Period 11.4 Exchange Agent 3.20(a) Exchange Fund 3.20(aShares 1.2 SEC Reports 3.6(a) Expenses 12.3(a9.3 Seller Preamble Federal Securities Laws Shareholder Meeting Interim Balance Sheet Date 4.7(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Specified Courts 11.5 Interim Period 9.1(a6.2(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bSupplemental Disclosure Schedules 6.17(a) Lock-Up Agreement Recitals Malicious Code 7.13(b8.2(e)(ii) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Termination Fee 9.4 Non-Recourse Parties 14.13 NonCompetition Agreement 8.2(e)(i) Top Customers 4.23 Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software Agreements 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOutbound IP License 4.13(c) Outside Date 12.1(b9.1(b) Parties Parent Preamble Party Party(ies) Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants Public Certifications 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:)
Appears in 1 contract
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Term Section AAA Procedures 10.4 Company Real Property Leases 7.15 5.15 Accounts Receivable 5.7(f) Company Registered IP 7.12(a5.13(a) Acquisition Proposal 6.6(a) Company Releasing Person 13.2(b) Company Shareholders Special Meeting 6.13 Agreement Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iWarrants 5.3(a) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition AIRO Amended Charter 2.6 Conversion Recitals AIRO Certificate of “Control” Merger 2.1 D&O Indemnified Persons 9.20(a6.18(a) AIRO Dissenting SPAC Shareholder 2.13 D&O Tail Insurance 6.18(b) AIRO Dissenting Shares 3.6(g)(i2.13 DGCL Recitals AIRO Merger Consideration 2.7(a) Dissenting SPAC Shareholders 3.6(g)(iDispute 10.4 AIRO Merger Sub Preamble Domestication Recitals AIRO Surviving Corporation 2.1 Earnout Eligibility Period 2.14(a)(i) DPA Definition of “Data Protection Laws” Employment AIRO Transaction Documents 2.9(b) Earnout End Date 2.14(a)(i) Alternative Transaction 6.6(a) Earnout Period 2.14(a)(i) Amended ParentCo Charter 1.6 Earnout Shares 2.14(a) Antitrust Laws 7.18(f6.9(b) Earnout Start Date 2.14(a)(i) Audited Company Financials 5.7(a) Earnout Statement 2.14(b) Bridge Financing Notes 5.3(a) Enforceability Exceptions 5.2 4.2 Business Combination 9.1 Environmental Permits 7.20(a5.20(a) Events Definition of “SPAC Material Adverse Effect” CFO 2.11 Exchange Agent 3.20(a1.9(a) Exchange Fund 3.20(aClosing 3.1 Extension 6.3(a) Closing Date 3.1 Extension Expenses 12.3(a1.1(c)(iv) Closing Filing 6.14(b) Federal Securities Laws 6.7 Closing Press Release 6.14(b) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xi) Merger Recitals Merger Sub I Preamble Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:1.2
Appears in 1 contract
Samples: Business Combination Agreement (Kernel Group Holdings, Inc.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section 2024 Revenue Target 2.10(b) Acquisition Proposal 7.6(a) Adjustment Amount 2.8(d) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiAlternative Transaction 7.6(a) Audited Company Financial Statements 7.6(c7.20 Balance Sheet Date 6.7(a) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Basket 9.3 Business Combination 13.1 Business Intellectual Property 7.12(b11.1 BVI Registrar 1.2(a) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) CFO 2.10 Closing 3.1 Closing Date 3.1 Closing Filing 9.17(b7.12(b) Closing Press Release 9.17(b7.12(b) Collective Bargaining Agreement 7.18(aClosing Statement 2.8(a) Combined 2024/2025 Revenue Target 2.10(b) Company Preamble Company Benefit Plan 7.19(a6.19(a) Company Board Recitals Certificate 2.5(b) Company Certificate 1.3(a)(iiOrdinary Shares 12.1 Company Directors 7.15(a) Company Disclosure Schedules ARTICLE VI Company Financial Statements 7.6(c6.7(a) Company IP 6.13(d) Company IP Licenses 6.13(a) Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 6.15 Company Registered IP 7.12(a6.13(a) Completion Date of Reorganization 7.21 Company Releasing Merger Consideration 2.1 D&O Indemnified Person 13.2(b7.16(a) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(iD&O Tail Insurance 7.15(b) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Earnout Escrow Account 2.10 Earnout Escrow Agreement 2.10 Earnout Escrow Amount 2.10 Earnout Escrow Property 2.10 Earnout Escrow Shares 2.10 Earnout Period 2.10 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(aEffective Time 1.2(b) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” EGS 3.1 Employment Laws 7.18(fAgreements 8.2(d)(vi) Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a6.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Escrow Account 2.9(a) Escrow Agent 3.20(a2.9(a) Exchange Fund 3.20(aEscrow Property 2.9(a) Expenses 12.3(aEscrow Shares 2.9(a) Expiration Date 2.9(b) Extension 7.3(a) Federal Securities Laws 7.7 First Merger Recitals First Merger Closing 4.1 Articles of Merger 1.2(a) First Merger Closing Date 4.1 Documents 1.2(a) First Merger Effective Time 2.2 1.2(a) First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii1.2(a) First Merger Sub Preamble Founder Registration Rights Agreement Amendment 8.2(d)(iv) Helport Pte. Recitals Independent Expert 2.8 Independent Expert Notice Date 2.8(b) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Preamble Interim Company Financial Statements 7.6(cBalance Sheet Date 6.7(a) Interim Period 9.1(a7.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiLoss 9.2 Lost Certificate Affidavit 2.5(b) Merger Documents 1.2(b) Mergers Recitals Merger Sub I Preamble Merger Sub II Non-Competition and Non-Solicitation Agreement Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a12.14 Objection Statement 2.8(b) OFAC 5.17(c4.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(dOff-the-Shelf Software 6.13(a) Outside Date 12.1(b10.1(b) Parties Party(ies) Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Investment 7.18 Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b7.15(a) Proxy Statement 9.15(a7.11(a) Pubco Preamble Pubco and Merger Subs Public Certifications 4.6(a) 83 Term Section Public Shareholders 11.1 Purchaser Preamble Purchaser Directors 7.15(a) Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aARTICLE IV Purchaser Financials 4.6(c) Pubco Purchaser Material Contract 4.13(a) Purchaser Merger Consideration 2.2(b) Purchaser Recommendation 4.2 Purchaser Representative Preamble Purchaser Representative Documents Purchaser Shareholder Recitals Pubco Warrants 3.6(aApproval Matters 7.11(a) Redemption 9.15(a7.11(a) Registration Statement 9.15(a7.11(a) Related Person 6.21 Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:11.1
Appears in 1 contract
Samples: Business Combination Agreement (Tristar Acquisition I Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Term Section AAA Procedures 9.4 Federal Securities Laws 5.7 Acquisition Proposal 5.6(a) Holdback Escrow Agent 1.14(b Adjustment Amount 1.15(d) Incentive Plan 5.12(a) Adjustment Amount Determination Date 1.14(a) Independent Expert 1.15(b) Adjustment Amount Holdback 1.14(a) Independent Expert Notice Date 1.15(b) Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(iiInterim Balance Sheet Date 4.7(a) Alternative Transaction 5.6(a) Interim Period 5.1(a) Antitrust Laws 5.9(b) LBBS 9.17 Articles of Merger 1.2 Letter of Transmittal 1.11(a) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a) Company Preamble Company Benefit Plan 7.19(a) Company Board Recitals Company Certificate 1.3(a)(ii) Company Financial Statements 7.6(c) Company Material Contract 7.11(a) Company Permits 7.9 Company Real Property Leases 7.15 Company Registered IP 7.12(a) Company Releasing Person 13.2(b) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a) Dissenting SPAC Shares 3.6(g)(i) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Enforceability Exceptions 5.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bFinancials 4.7(a) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiBusiness Combination 8.1 Merger Recitals Certificate Affidavit 1.11(d) Merger Recitals Consideration 1.9 CFO 1.15(a) Merger Sub I Preamble Merger Sub II Closing 2.1 Objection Statement 1.15(b) Closing Date 2.1 OFAC 3.20(c) Closing Filing 5.14(b) Off-the-Shelf-Software 4.13(a) Closing Press Release 5.14(b) Outbound IP License 4.13(c) Closing Statement 1.15(a) Outside Date 7.1(b) Companies Act Recitals Party / Parties Preamble Merger Sub I Company Preamble Post-Closing Purchaser Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 Non-U.S. 5.17(a) Company Benefit Plan 7.19(a4.19(a) OFAC 5.17(cPrivacy Contractual Obligation 4.30(a) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(bCertificates 1.11(a) Proxy Statement 9.15(a5.12(a) Pubco Preamble Pubco and Merger Subs Company Directors 5.17(a) Public Certifications 3.6(a) Company Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Public Shareholders 8.1 Company Financials 4.7(a) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Preamble Company IP 4.13(d) Redemption 9.15(aPurchaser Directors 5.17(a) Registration Statement 9.15(aCompany IP Licenses 4.13(a) Released Claims 13.1 Required Shareholder Approval 11.1(aPurchaser Disclosure Schedules III Company Material Contract 4.12(a) SEC Reports 5.6(aPurchaser Financials 3.6(b) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(hPermits 4.10 Purchaser Material Contract 3.13(a) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Company Personal Property Leases 4.16 Purchaser Representative Preamble Purchaser Representative Documents 9.14(a) Company Privacy Policy 4.30(a) Purchaser Shareholder Approval Matters 5.12(a) Company Real Property Leases 4.15 Purchaser Special Meeting 5.12(a) Company Registered IP 4.13(a) Redemption 5.12(a) Company Special Meeting 5.13 Registration Statement 5.12(a) Term Section Term Section Conversion 1.8 Related Person 4.21 Conversion Organizational Documents 1.8 Release Claims 8.1 Conversion Ratio 1.9 Representative Party 1.15(b) D&O Indemnified Persons 5.18(a) Required Company Shareholder Approval 6.1(b) D&O Tail Insurance 5.18(b) Required Purchaser Shareholder Approval 6.1(a) Data Partners 4.30(a) Resolution Period 9.4 DGCL Recitals SEC Reports 3.6(a) Dispute 9.4 SEC SPAC Accounting Changes 3.6(a) Dissenting Shareholder 1.17 Section 409A Plan 4.19(k) Dissenting Shares 1.17 Security Incident 4.30(b) Seller Representative Preamble Effective Time 1.2 Seller Representative Documents 9.15(a) Shareholder Releasing Person 13.2(a) Enforceability Exceptions 3.2 Signing Filing 9.17(b5.14(b) 127 Term Section Environmental Permits 4.20(a) Signing Press Release 9.17(b5.14(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(cESPP 5.12(a) SPAC Material Contract 5.13(aSpecified Court 9.5 Estimated Net Debt Calculation Statement 1.13 Surviving Company 1.1 Exchange Agent 1.11(a) SPAC Shareholders Recitals SPAC STFs 3.7(aTransmittal Documents 1.11(b) SPAC Waiving Parties 14.14(aExpenses 7.3 Merger Consideration 1.9 Extension 5.3(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(aExtension Expenses 5.3(b)(iv) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [{REMAINDER OF XXXX INTENTIONALLY LEFT BLANK; SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:PAGE FOLLOWS}
Appears in 1 contract
Samples: Agreement and Plan of Merger (Genesis Growth Tech Acquisition Corp.)
Section References. The following capitalized terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 Amended SPAC Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Recitals Business Combination 13.1 Business Intellectual Property 7.12(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(ii) Closing Filing 9.17(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(aTerm Section Accounts Receivable . 4.7(f) Company Preamble Company Benefit Plan 7.19(aAccounts Payable . 4.7(g) Company Board Recitals Directors 6.13(a) Agreement Preamble Company Certificate 1.3(a)(iiDisclosure Schedules Article IV Audited Company Financials 4.7(a) Company Financial Statements 7.6(cFinancials 4.7(a) BCA RECITALS Company IP 4.13(d) Business Combination 8.1 Company IP Licenses 4.13(a) Closing 2.1 Company Material Contract 7.11(aContracts 4.12(a) Closing Date 2.1 Company Permits 7.9 4.10 Term Section Term Section Company Real Property Leases 7.15 Products 4.13(i) Party(ies) Preamble Company Registered IP 7.12(a4.13(a) Post-Closing Purchaser Board 6.13(a) Company Released Parties 8.2 Public Stockholders 8.1 Company Releasing Person 13.2(bParties 8.1 Purchaser. Preamble Contribution 1.1(a) Company Shareholders Preamble Company Shareholders Purchaser Disclosure Schedule Schedules Article VIII Company STFs 1.3(a)(i) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section III Controlled Person Definition of “Control” Article XII Purchaser Financials 3.6 D&O Indemnified Persons 9.20(a6.14(a) Dissenting SPAC Shares 3.6(g)(iPurchaser Material Contract 3.13 Employment Agreements 2.2(c) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Purchaser Released Parties 8.1 Enforceability Exceptions 5.2 3.2 Purchaser Releasing Parties 8.2 Environmental Permits 7.20(a4.20(a) Events Definition of “SPAC Material Adverse Effect” Purchaser Representative Preamble Exchange Agent 3.20(a1.1(b) Exchange Fund 3.20(aPurchaser Support Agreement RECITALS IDEs 4.27(b) Expenses 12.3(aRelated Person 4.21 Indemnification Agreements 2.2(g) First Merger Recitals First Merger Closing 4.1 First Merger Closing Released Claims 8.1 Interim Balance Sheet Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii4.7(a) Insider Letter Amendment Recitals Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) Interim Period 9.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(bResignations 2.2(e) Lock-Up Agreement Recitals Malicious Code 7.13(b) Management Accounts 7.6(a) Material Inbound Licenses 7.11(a)(x) Material Outbound License 7.11(a)(xiRECITALS Restrictive Covenant Agreements 2.2(d) Merger Recitals RECITALS Section 409A Plan 4.19(j) Merger Sub I Preamble Merger Sub II Surviving Covenants and Agreements 7.1 Nxxxxx Xxxxxxx 2.1 Owners’ Representative Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals Non-Recourse Parties 14.13 NonCompetition Agreement RECITALS OFAC 3.18(b) Off-U.S. Company Benefit Plan 7.19(athe-Shelf Software 4.13(a) OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Owners Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d) Outside Date 12.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Proxy Statement 9.15(a) Pubco Preamble Pubco and Merger Subs Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(a) Pubco Shareholder Recitals Pubco Warrants 3.6(a) Redemption 9.15(a) Registration Statement 9.15(a) Released Claims 13.1 Required Shareholder Approval 11.1(a) SEC Reports 5.6(a) Second Merger Recitals Second Merger Closing 4.1 Second Merger Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a) Shareholder Releasing Person 13.2(a) Signing Filing 9.17(b) 127 Term Section Signing Press Release 9.17(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Recitals Target Companies Disclosure Schedules Article VII Target Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 This Agreement has been entered into on the date stated at the beginning of it. SPAC:Owners’ Representative Preamble
Appears in 1 contract
Samples: Contribution and Exchange Agreement (Denali Capital Acquisition Corp.)
Section References. The following capitalized capitalised terms, as used in this Agreement, have the respective meanings given to them in the Section as set forth below adjacent to such terms: Term Section AA Shares Recitals AA SPA Recitals Agreement Preamble Amended Company Charter 2.4 Amended Pubco Charter 9.26 10.1(d) Amended SPAC Purchaser Charter 3.4 Assumed U.S.-Held Option 1.4(b)(ii1.4 American Warrant Instrument Recitals Antitrust Laws 8.12(b) Audited Company Financial Statements 7.6(c) Audited Zacco Financial Statements 9.7(b) Authorization Notice 3.17(a) Backstop Agreement Avolon Warrant Instrument Recitals Business Combination 13.1 12.1 Business Intellectual Property 7.12(b6.13(b) Cashed-Out Options 1.4(b)(i) Certificates 3.20(b) Change of Control 1.2(a)(iiClosing Cash 8.19(b) Closing Filing 9.17(b8.15(b) Closing Press Release 9.17(b) Collective Bargaining Agreement 7.18(a8.15(b) Company Preamble Company Benefit Plan 7.19(a6.20(a) Company Board Recitals Company Certificate 1.3(a)(ii2.3(a)(ii) Company Financial Statements 7.6(c) Disclosure Schedules Article VI Company Material Contract 7.11(a6.12(a) Company Permits 7.9 6.10 Company Real Property Leases 7.15 0 Company Registered IP 7.12(a6.13(a) Company Releasing Person 13.2(bShareholder Approvals 8.14(g) Company Shareholders Preamble Company Shareholders Disclosure Schedule Article VIII Representative 13.14(a) Consolidated Company STFs 1.3(a)(iFinancials 8.7 Contributor 6.13(e) Company Waiving Parties 14.14(b) Contributor 7.12(e) 125 Term Section Controlled Person Definition of “Control” D&O Indemnified Persons 9.20(a8.18(a) Dissenting SPAC Shares 3.6(g)(iD&O Tail Insurance 8.18(b) Dissenting SPAC Shareholders 3.6(g)(i) DPA Definition of “Data Protection Laws” Employment Laws 7.18(f) Dispute 13.4 Enforceability Exceptions 5.2 4.2 Environmental Permits 7.20(a) Events Definition of “SPAC Material Adverse Effect” Exchange Agent 3.20(a) Exchange Fund 3.20(a6.21(a) Expenses 12.3(a) First Merger Recitals First Merger Closing 4.1 First Merger Closing Date 4.1 First Merger Effective Time 2.2 First Merger Surviving Company 2.1 First Plan of Merger 2.1 GDPR Definition of “Data Protection Laws” Group 1.2(a)(ii) Insider Letter Amendment Recitals 11.3, 11.3, 11.3 HMRC 2.4 90 Term Section Intended Tax Treatment 3.14 Interim Company Financial Statements 7.6(c) 1.15 Interim Period 9.1(a8.1(a) Intervening Event Recommendation Change 9.15(c) ITSF Preamble Letter of Transmittal 3.20(b) LNH SPA Recitals Loan Notes Recitals Lock-Up Agreement Recitals Malicious Code 7.13(b) 8.21 Management Accounts 7.6(a6.7(a) Material Inbound Licenses 7.11(a)(x6.12(a)(x) Material Outbound License 7.11(a)(xiLicenses 6.12(a)(xi) Merger Recitals Merger Sub I Preamble Closing 3.1 Merger Closing Date 3.1 Merger Effective Time 1.2 Merger Sub II Preamble Merger Sub I Board Recitals Merger Sub II Board Recitals Mill Reef Preamble New Registration Rights Agreement Recitals 8.20 Non-Recourse Parties 14.13 Non-U.S. Company Benefit Plan 7.19(a) 13.13 OFAC 5.17(c) Option Cancellation Agreement 1.4(b)(ii) 126 Term Section Option Cashout Amount 1.4(b)(i) Orca Preamble Orca Board Recitals Orca Midco Recitals Orca Midco Board Recitals Orca Midco Shares 7.3(d) Orca Shares 7.3(d4.17(c) Outside Date 12.1(b11.1(b) Parties Preamble Party Preamble PCAOB Company Financial Statements 9.7(a) PIPE Investors Recitals PIPE Subscription Agreements Recitals Investment Amount 4.18 PIPE Subscriptions Recitals Post-Closing Directors 9.19(a) Post-Closing Pubco Board 9.19(a) Pro Forma Company Financial Statements 9.7(a) Pro Forma Zacco Financial Statements 9.7(b) Plan of Merger 1.1 Proxy Statement 9.15(a8.14(a) Pubco Preamble Pubco and Merger Subs Equity Incentive Plan 8.22 Pubco Options 2.4 Purchaser Preamble Purchaser Disclosure Schedules Article VI Pubco Board Recitals Pubco Equity Incentive Plan 9.25 Pubco Options 1.4(aIV Purchaser Financials 4.6(c) Pubco Shareholder Recitals Pubco Warrants 3.6(aPurchaser Material Contract 4.13(a) Purchaser Recommendation 4.2 Purchaser Representative Preamble Redemption 9.15(a8.14(a) Registration Statement 9.15(a8.14(a) Related Person 6.22 Released Claims 13.1 12.1 Releasing Persons 12.2 Required Shareholder Approval 11.1(a10.1(a) SEC Reports 5.6(a4.6(a) Second Merger SF Recitals Second Merger Share Acquisition Recitals Share Acquisition Closing 4.1 Second Merger 3.1 Share Acquisition Closing Date 4.1 Second Merger Effective Time 3.2 Second Merger Surviving Company 3.1 Second Plan of Merger 3.1 Section 409A 7.19(h) Share Contribution Recitals Share Contribution Closing 4.1 Share Contribution Closing Date 4.1 Share Cancellation Recitals Shareholder Approval Matters 9.15(a8.14(a) Shareholder Releasing Person 13.2(a) Support Letters Recitals Signing Filing 9.17(b8.15(b) 127 Term Section Signing Press Release 9.17(b8.15(b) SPAC Preamble SPAC Board Recitals SPAC Board Recommendation 5.2 SPAC Business Combination Deadline 9.29 SPAC Disclosure Schedules Article V SPAC Financial Statements 5.6(c) SPAC Material Contract 5.13(a) SPAC Shareholders Recitals SPAC STFs 3.7(a) SPAC Waiving Parties 14.14(a) Special Committee Recitals Special Committee Recommendation 5.2 Special Shareholder Meeting 9.15(a8.14(a) Sponsor Recitals Sponsor Commitment Recitals Sponsor Members Recitals Preamble Sponsor Registration Rights Agreement Recitals Sponsor Support Agreement Letters Recitals Target Companies Disclosure Schedules Article VII Target STFs 2.3(a)(i) Subscribers Recitals Subscription Agreements Recitals Surviving Company Related Person 7.21 Top Customers 7.25(b) Top Suppliers 7.25(a) 1.1 Transactions Recitals Transfer Agent 1.8 Updated Company Financial Statements 9.7(a) Updated Zacco Financial Statements 9.7(b) U.S.-Held Options 1.4(b) 2.8 U.S. Securities Laws 9.10 VWAP 1.2(a)(i) Warrant Assignment, Assumption and Amendment 8.10 SCHEDULE 1 Company Shareholder Class of Share Held Number of Company Shares Held Sxxxxxx Xxxxxxxxxxx Company A Ordinary Shares 123,220 Mxxx Xxxx Company B Ordinary shares 4,714 Sxxxxx Xxxxxx Company B Ordinary shares 118 [Signature Pages Follow] EXHIBIT A Form of New Registration Rights Agreement 3.6(a) Warrant Transfer Recitals Written Objection 3.17 Zacco Definition of “Zacco Acquisition Agreement” [SIGNATURE PAGES FOLLOW] 128 See attached. REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement has been is entered into as of [ l ] 2021, by and among (i) Vertical Aerospace Ltd., a Cayman Islands exempted company incorporated with limited liability (the “Company”), (ii) the parties listed on Schedule A hereto (each such party, together with the date stated at Sponsor and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 5.2 of this Agreement, a “Holder” and collectively, the beginning “Holders”), and (iii) for the limited purpose set forth in Section 5.5 of itthis Agreement, Broadstone Acquisition Corp., a Cayman Islands exempted company (“Broadstone”). SPAC:Certain capitalized terms used and not otherwise defined herein are defined in Article 1 hereof.
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