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Common use of Securities Act Filings Made Clause in Contracts

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1772 contracts

Samples: Equity Distribution Agreement (Meridian Corp), Equity Distribution Agreement (Federal Realty OP LP), Sales Agreement (Satellogic Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.

Appears in 159 contracts

Samples: Equity Distribution Agreement (Equity Lifestyle Properties Inc), At Market Issuance Sales Agreement (Cherry Hill Mortgage Investment Corp), Equity Distribution Agreement (Zevra Therapeutics, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.

Appears in 115 contracts

Samples: Sales Agreement (Harmony Biosciences Holdings, Inc.), Sales Agreement (Alto Neuroscience, Inc.), Sales Agreement (Power REIT)

Securities Act Filings Made. All filings with the Commission with respect to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 107 contracts

Samples: Sales Agreement (Mannkind Corp), Sales Agreement (Caledonia Mining Corp PLC), Sales Agreement (Perspective Therapeutics, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act with respect to the Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 43 contracts

Samples: Capital on Demand Sales Agreement (New Horizon Aircraft Ltd.), At the Market Sales Agreement (Beyond Air, Inc.), Capital on Demand Sales Agreement (Know Labs, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance delivery of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.

Appears in 25 contracts

Samples: Sales Agreement (Guggenheim Taxable Municipal Managed Duration Trust), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Credit Allocation Fund)

Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 22 contracts

Samples: At the Market Issuance Sales Agreement (Lixte Biotechnology Holdings, Inc.), At the Market Issuance Sales Agreement (RDE, Inc.), At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.

Appears in 18 contracts

Samples: At Market Issuance Sales Agreement (Horizon Technology Finance Corp), At Market Issuance Sales Agreement (Horizon Technology Finance Corp), At Market Issuance Sales Agreement (Horizon Technology Finance Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.

Appears in 18 contracts

Samples: At the Market Sales Agreement (Barnes & Noble Education, Inc.), At the Market Sales Agreement (Barnes & Noble Education, Inc.), Equity Distribution Agreement (NewLake Capital Partners, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 17 contracts

Samples: At the Market Offering Agreement (Marker Therapeutics, Inc.), At the Market Issuance Sales Agreement (Great Ajax Corp.), Capital on Demand Sales Agreement (Cassava Sciences Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 with respect to the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 13 contracts

Samples: Sales Agreement (Syros Pharmaceuticals, Inc.), Sales Agreement (Sage Therapeutics, Inc.), Sales Agreement (Sage Therapeutics, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424, 430A, 430B or 430C under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 12 contracts

Samples: Equity Distribution Agreement (One Liberty Properties Inc), Equity Distribution Agreement (BRT Apartments Corp.), Equity Distribution Agreement (BRT Apartments Corp.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497 under the Securities Act.

Appears in 12 contracts

Samples: Debt Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Hercules Capital, Inc.), Debt Distribution Agreement (Hercules Capital, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.

Appears in 11 contracts

Samples: At the Market Sales Agreement (Inmune Bio, Inc.), At the Market Sales Agreement (Personalis, Inc.), At the Market Sales Agreement (Mediaco Holding Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. l.

Appears in 10 contracts

Samples: At Market Issuance Sales Agreement (Physicians Realty L.P.), At Market Issuance Sales Agreement (Physicians Realty L.P.), At Market Issuance Sales Agreement (Physicians Realty L.P.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder instruction of the Partnership pursuant to Section 3(a) shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 10 contracts

Samples: Equity Distribution Agreement (Golar LNG Partners LP), Equity Distribution Agreement (Black Stone Minerals, L.P.), Equity Distribution Agreement (Antero Midstream Partners LP)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act 424(b) and Rule 433 to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8)) and Rule 433.

Appears in 9 contracts

Samples: Sales Contracts (BGC Partners, Inc.), Sales Agreement (BGC Partners, Inc.), Sales Agreement (BGC Partners, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 9 contracts

Samples: Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the date of any Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 8 contracts

Samples: Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under 497 of the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.

Appears in 8 contracts

Samples: At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)

Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 with respect to the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 8 contracts

Samples: At the Market Issuance Sales Agreement (Flora Growth Corp.), At the Market Issuance Sales Agreement (Ault Alliance, Inc.), At the Market Issuance Sales Agreement (SciSparc Ltd.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice Securities hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.

Appears in 7 contracts

Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.

Appears in 7 contracts

Samples: Sales Agreement (Franklin Street Properties Corp /Ma/), Sales Agreement (Nationwide Health Properties Inc), Sales Agreement (Nationwide Health Properties Inc)

Securities Act Filings Made. All filings with the Commission related to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 6 contracts

Samples: Atm Sales Agreement (Better Therapeutics, Inc.), At the Market Sales Agreement (ClearSign Technologies Corp), At the Market Sales Agreement (CohBar, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Phunware, Inc.), Equity Distribution Agreement (Leafly Holdings, Inc. /DE), Equity Distribution Agreement (Phunware, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 6 contracts

Samples: Capital on Demand Sales Agreement (Surface Oncology, Inc.), Capital on Demand Sales Agreement (Surface Oncology, Inc.), Equity Distribution Agreement (Parkway Properties Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 with respect to an offering of the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 6 contracts

Samples: Sales Agreement (Aldeyra Therapeutics, Inc.), Sales Agreement (Vitae Pharmaceuticals, Inc), Sales Agreement (Theravance Biopharma Cayman Holdings, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) of the Securities Act (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.

Appears in 4 contracts

Samples: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 or Rule 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 or Rule 497 under the Securities Act.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Hercules Capital, Inc.), Equity Distribution Agreement (Hercules Capital, Inc.), Equity Distribution Agreement (Hercules Capital, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the commencement of any sales pursuant to any Confirmation or Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Sabra Health Care REIT, Inc.), Equity Distribution Agreement (NETSTREIT Corp.), Equity Distribution Agreement (Sabra Health Care REIT, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424filing.

Appears in 4 contracts

Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)

Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 4 contracts

Samples: At Market Issuance Sales Agreement (RGC Resources Inc), Sales Agreement (Anworth Mortgage Asset Corp), Sales Agreement (Anworth Mortgage Asset Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance giving of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 4 contracts

Samples: Sales Agreement (Novastar Financial Inc), Sales Agreement (Arbor Realty Trust Inc), Sales Agreement (Thornburg Mortgage Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act with respect to the Shares to have been filed prior to the issuance of any Placement Issuance Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Sangamo Therapeutics, Inc), Open Market Sale Agreement (Contango Oil & Gas Co), Open Market Sale Agreement (Wave Life Sciences Ltd.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice Shares hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.

Appears in 3 contracts

Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or prior to any Principal Settlement Date shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 3 contracts

Samples: Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (22nd Century Group, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Issuance Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Affimed N.V.), Open Market Sale Agreement (Affimed N.V.), Open Market Sale Agreement (Affimed N.V.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under with respect to the Securities Act Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Ocular Therapeutix, Inc), Open Market Sale Agreement (Ocular Therapeutix, Inc), Sales Agreement (Ocular Therapeutix, Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 2 contracts

Samples: Underwriting Agreement (TherapeuticsMD, Inc.), Underwriting Agreement (TherapeuticsMD, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 or Rule 497 under the Securities Act, or such other rules under the Securities Act as may be applicable to the Company, to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 or Rule 497, or such other rules under the Securities Act as may be applicable to the Company.

Appears in 2 contracts

Samples: Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act in connection with the Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 2 contracts

Samples: Sales Agreement (Orgenesis Inc.), Sales Agreement (Keryx Biopharmaceuticals Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 and Rule 433.

Appears in 2 contracts

Samples: Note Distribution Agreement (Ladenburg Thalmann Financial Services Inc.), Note Distribution Agreement (Ladenburg Thalmann Financial Services Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. 

Appears in 2 contracts

Samples: Sales Agreement (Cassava Sciences Inc), Capital on Demand Sales Agreement (Pain Therapeutics Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under of the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 of the Securities Act.

Appears in 2 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (AGNC Investment Corp.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Issuance Placement Notice or any Forward Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 2 contracts

Samples: Equity Distribution Agreement (RPT Realty), Equity Distribution Agreement (RPT Realty)

Securities Act Filings Made. All filings with the Commission related to the Placement Securities required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 2 contracts

Samples: At Market Issuance Sales Agreement (Atlanticus Holdings Corp), At Market Issuance Sales Agreement (Atlanticus Holdings Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act required to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.

Appears in 2 contracts

Samples: Sales Agreement (Eyenovia, Inc.), Sales Agreement (Eyenovia, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 497 or Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 497 or Rule 424.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Saratoga Investment Corp.), Equity Distribution Agreement (Oxford Lane Capital Corp.)

Securities Act Filings Made. All filings with the Commission with respect to the Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 2 contracts

Samples: At Market Issuance Sales Agreement (Piedmont Lithium Inc.), At Market Issuance Sales Agreement (Babcock & Wilcox Enterprises, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 Rules 424(b) and 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.

Appears in 2 contracts

Samples: Sales Agreement (BGC Partners, Inc.), Sales Agreement (BGC Partners, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable, shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.

Appears in 1 contract

Samples: Equity Distribution Agreement (CIM Commercial Trust Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Issuance Placement Notice or Forward Placement Notice, as applicable, hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Equity Distribution Agreement (Sunstone Hotel Investors, Inc.)

Securities Act Filings Made. All filings with the Commission with respect to the shares of Common Stock required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Greenidge Generation Holdings Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 promulgated under the Securities Act to will have been filed prior to the issuance of any Placement Notice hereunder and shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Sales Agreement (Theravance Biopharma, Inc.)

Securities Act Filings Made. All filings with the Commission with respect to the Placement Shares required by Rule 424 under of the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Sales Agreement (Longboard Pharmaceuticals, Inc.)

Securities Act Filings Made. All filings related to the Placement Shares with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Equity Distribution Agreement (Fat Brands, Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 of the Securities Act Regulations.

Appears in 1 contract

Samples: Sales Agreement (Athira Pharma, Inc.)

Securities Act Filings Made. All filings with the Commission with respect to the Ordinary Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Iris Energy LTD)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. m.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Troika Media Group, Inc.)

Securities Act Filings Made. All filings with the Commission with respect to the Placement Securities required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.

Appears in 1 contract

Samples: Equity Distribution Agreement (Aileron Therapeutics, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act, or such other rules under the Securities Act as may be applicable to the Company, to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424, or such other rules under the Securities Act as may be applicable to the Company.

Appears in 1 contract

Samples: Equity Distribution Agreement (Oaktree Specialty Lending Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Oculis Holding AG)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.;

Appears in 1 contract

Samples: Sales Agreement (Perpetua Resources Corp.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.

Appears in 1 contract

Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Sales Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497 under the Securities Act.

Appears in 1 contract

Samples: Equity Distribution Agreement (Daxor Corp)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433 under the Securities Act, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Axsome Therapeutics, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) or Rule 433, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Entera Bio Ltd.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made or will be made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.

Appears in 1 contract

Samples: Sales Agreement (Benitec Biopharma Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433 under the Securities Act.

Appears in 1 contract

Samples: At the Market Sales Agreement (Claros Mortgage Trust, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Equity Distribution Agreement (National Health Investors Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. ​

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Soligenix, Inc.)

Securities Act Filings Made. All filings with the Commission with respect to the Notes required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. m.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Babcock & Wilcox Enterprises, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. (m)

Appears in 1 contract

Samples: Equity Distribution Agreement (Axos Financial, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or prior to any Settlement Date shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Sales Agreement (Allakos Inc.)

Securities Act Filings Made. All filings with the Commission SEC with respect to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: At the Market Issuance Sales Agreement (IMAC Holdings, Inc.)

Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 with respect to the Placement ADSs under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: At the Market Issuance Sales Agreement (Medigus Ltd.)

Securities Act Filings Made. All filings with the Commission required by Rule 497 or Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 497 or Rule 424, as applicable.

Appears in 1 contract

Samples: Equity Distribution Agreement (DNP Select Income Fund Inc)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the commencement of any sales pursuant to any Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Equity Distribution Agreement (Sabra Health Care REIT, Inc.)

Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder instruction of the Company pursuant to Section 3(a) shall have been made within the applicable time period prescribed for such filing by Rule 424.

Appears in 1 contract

Samples: Equity Distribution Agreement (SemGroup Corp)