Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1741 contracts
Samples: Sales Agreement (PolyPid Ltd.), Equity Distribution Agreement (Applied Optoelectronics, Inc.), Terms Agreement (Agree Realty Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.
Appears in 159 contracts
Samples: Equity Distribution Agreement (Equity Lifestyle Properties Inc), Equity Distribution Agreement (Zevra Therapeutics, Inc.), Equity Distribution Agreement (Arbor Realty Trust Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 108 contracts
Samples: Sales Agreement (Unicycive Therapeutics, Inc.), Sales Agreement (Tourmaline Bio, Inc.), Sales Agreement (Immatics N.V.)
Securities Act Filings Made. All filings with the Commission with respect to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 105 contracts
Samples: Sales Agreement (Perspective Therapeutics, Inc.), Sales Agreement (Olema Pharmaceuticals, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act with respect to the Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 39 contracts
Samples: Equity Distribution Agreement (Inspirato Inc), Sales Agreement (Kura Oncology, Inc.), Sales Agreement (Beyond Air, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or prior to any Principal Settlement Date shall have been made within the applicable time period prescribed for such filing by Rule 424. The Company shall file a prospectus supplement or a supplement to a prospectus supplement in connection with any Principal Transaction pursuant to a Terms Agreement within the applicable time period prescribed for such filing by Rule 424.
Appears in 32 contracts
Samples: Sales Agreement (Editas Medicine, Inc.), Sales Agreement (Atreca, Inc.), Sales Agreement (ChargePoint Holdings, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance delivery of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.
Appears in 25 contracts
Samples: Sales Agreement (Guggenheim Taxable Municipal Managed Duration Trust), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Credit Allocation Fund)
Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 21 contracts
Samples: Common Stock (RDE, Inc.), Common Stock (Alzamend Neuro, Inc.), Common Stock (Aclarion, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.
Appears in 18 contracts
Samples: Horizon Technology Finance Corp, Horizon Technology Finance Corp, Equity Distribution Agreement (Oxford Square Capital Corp.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.
Appears in 16 contracts
Samples: Equity Distribution Agreement (NewLake Capital Partners, Inc.), Equity Distribution Agreement (Innovative Industrial Properties Inc), Market Sales Agreement (Atlanticus Holdings Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 16 contracts
Samples: Sales Agreement (Eton Pharmaceuticals, Inc.), Sales Agreement (Alx Oncology Holdings Inc), Sales Agreement (Marker Therapeutics, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 with respect to the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 13 contracts
Samples: Sales Agreement (Syros Pharmaceuticals, Inc.), Sales Agreement (Sage Therapeutics, Inc.), Sales Agreement (Sage Therapeutics, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497 under the Securities Act.
Appears in 12 contracts
Samples: Distribution Agreement (Capital Southwest Corp), Equity Distribution Agreement (Hercules Capital, Inc.), Debt Distribution Agreement (Hercules Capital, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424, 430A, 430B or 430C under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 12 contracts
Samples: Common Stock (BRT Apartments Corp.), One Liberty Properties Inc, Preferred Apartment (Preferred Apartment Communities Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. l.
Appears in 10 contracts
Samples: Physicians Realty L.P., Physicians Realty L.P., Physicians Realty L.P.
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder instruction of the Partnership pursuant to Section 3(a) shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 10 contracts
Samples: Equity Distribution Agreement (Golar LNG Partners LP), Equity Distribution Agreement (Black Stone Minerals, L.P.), Equity Distribution Agreement (Antero Midstream Partners LP)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust), Equity Distribution Agreement (Pebblebrook Hotel Trust)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.
Appears in 9 contracts
Samples: Sales Agreement (Inmune Bio, Inc.), Sales Agreement (Inmune Bio, Inc.), Sales Agreement (Inmune Bio, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act 424(b) and Rule 433 to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8)) and Rule 433.
Appears in 9 contracts
Samples: Sales Agreement (BGC Partners, Inc.), Sales Agreement (BGC Partners, Inc.), BGC Partners, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the date of any Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 8 contracts
Samples: Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp), Equity Distribution Agreement (Essex Portfolio Lp)
Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 with respect to the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 8 contracts
Samples: Flora Growth (Flora Growth Corp.), Common Stock (Ault Alliance, Inc.), Sales Agreement (SciSparc Ltd.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under 497 of the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.
Appears in 8 contracts
Samples: Stellus Capital Investment Corp, Stellus Capital Investment Corp, MONROE CAPITAL Corp
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice Securities hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.
Appears in 7 contracts
Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.
Appears in 7 contracts
Samples: Sales Agreement (Franklin Street Properties Corp /Ma/), Sales Agreement (Nationwide Health Properties Inc), Sales Agreement (Nationwide Health Properties Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Phunware, Inc.), Equity Distribution Agreement (Leafly Holdings, Inc. /DE), Equity Distribution Agreement (Phunware, Inc.)
Securities Act Filings Made. All filings with the Commission related to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 6 contracts
Samples: Sales Agreement (ClearSign Technologies Corp), Sales Agreement (CohBar, Inc.), Better Therapeutics, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 with respect to an offering of the Placement Shares under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 6 contracts
Samples: Sales Agreement (Vitae Pharmaceuticals, Inc), Sales Agreement (Theravance Biopharma Cayman Holdings, Inc.), Sales Agreement (Vital Therapies Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 6 contracts
Samples: Surface Oncology, Inc., Surface Oncology, Inc., Equity Distribution Agreement (Parkway Properties Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) of the Securities Act (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 4 contracts
Samples: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.), Sales Agreement (Replimune Group, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the commencement of any sales pursuant to any Confirmation or Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 4 contracts
Samples: Terms Agreement (Sabra Health Care REIT, Inc.), Terms Agreement (NETSTREIT Corp.), Terms Agreement (Sabra Health Care REIT, Inc.)
Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 4 contracts
Samples: RGC Resources Inc, Sales Agreement (Anworth Mortgage Asset Corp), Sales Agreement (Anworth Mortgage Asset Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance giving of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 4 contracts
Samples: Sales Agreement (Arbor Realty Trust Inc), Sales Agreement (Novastar Financial Inc), Sales Agreement (Thornburg Mortgage Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424filing.
Appears in 4 contracts
Samples: Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc), Sales Agreement (Energy Fuels Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Issuance Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 3 contracts
Samples: Sales Agreement (Affimed N.V.), Affimed N.V., Affimed N.V.
Securities Act Filings Made. All filings with the Commission required by Rule 424 or Rule 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 or Rule 497 under the Securities Act.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Hercules Capital, Inc.), Equity Distribution Agreement (Hercules Capital, Inc.), Equity Distribution Agreement (Hercules Capital, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. (n)
Appears in 3 contracts
Samples: NUSCALE POWER Corp, Avidity Biosciences, Inc., NUSCALE POWER Corp
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or prior to any Principal Settlement Date shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 3 contracts
Samples: Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (22nd Century Group, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice Shares hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.
Appears in 3 contracts
Samples: Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp), Equity Distribution Agreement (CMS Energy Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act with respect to the Shares to have been filed prior to the issuance of any Placement Issuance Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 3 contracts
Samples: Open Market Sale (Sangamo Therapeutics, Inc), Contango Oil & Gas Co, Wave Life Sciences Ltd.
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. (k)
Appears in 3 contracts
Samples: Loan Agreement (Volta Inc.), BigBear.ai Holdings, Inc., Bird Global, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 under with respect to the Securities Act Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 3 contracts
Samples: Ocular Therapeutix, Inc, Ocular Therapeutix, Inc, Ocular Therapeutix, Inc
Securities Act Filings Made. All filings with the Commission related to the Placement Securities required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 2 contracts
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. (m)
Appears in 2 contracts
Samples: Distribution Agreement (AMERICAN COASTAL INSURANCE Corp), C4 Therapeutics, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 or Rule 497 under the Securities Act, or such other rules under the Securities Act as may be applicable to the Company, to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 or Rule 497, or such other rules under the Securities Act as may be applicable to the Company.
Appears in 2 contracts
Samples: Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.)
Securities Act Filings Made. All filings with the Commission with respect to the Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 2 contracts
Samples: Piedmont Lithium Inc., Babcock & Wilcox Enterprises, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance Time of Sale with respect to any Placement Notice hereunder Shares shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 2 contracts
Samples: Sales Agreement (Evolus, Inc.), Sales Agreement (Evolus, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Issuance Placement Notice or any Forward Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 2 contracts
Samples: Equity Distribution Agreement (RPT Realty), RPT Realty
Securities Act Filings Made. All filings with the Commission required by Rule 497 or Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 497 or Rule 424.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Saratoga Investment Corp.), Equity Distribution Agreement (Oxford Lane Capital Corp.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under of the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 of the Securities Act.
Appears in 2 contracts
Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (AGNC Investment Corp.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 Rules 424(b) and 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.
Appears in 2 contracts
Samples: Sales Agreement (BGC Partners, Inc.), Sales Agreement (BGC Partners, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act in connection with the Placement Shares to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 2 contracts
Samples: Orgenesis Inc., Keryx Biopharmaceuticals Inc
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 2 contracts
Samples: Common Stock (TherapeuticsMD, Inc.), Underwriting Agreement (TherapeuticsMD, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424..
Appears in 2 contracts
Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc
Securities Act Filings Made. All filings with the Commission required by Rule 424 and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 and Rule 433.
Appears in 2 contracts
Samples: Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.), Ladenburg Thalmann Financial Services (Ladenburg Thalmann Financial Services Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Issuance Placement Notice or Forward Placement Notice, as applicable, hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: Equity Distribution Agreement (Sunstone Hotel Investors, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act, or such other rules under the Securities Act as may be applicable to the Company, to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424, or such other rules under the Securities Act as may be applicable to the Company.
Appears in 1 contract
Samples: Equity Distribution Agreement (Oaktree Specialty Lending Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable, shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433.
Appears in 1 contract
Samples: Master Services Agreement (CIM Commercial Trust Corp)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) or Rule 433, as applicable.
Appears in 1 contract
Samples: Sales Agreement (Entera Bio Ltd.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497.
Appears in 1 contract
Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)
Securities Act Filings Made. All filings related to the Placement Shares with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 of the Securities Act Regulations.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. m.
Appears in 1 contract
Samples: Troika Media Group, Inc.
Securities Act Filings Made. All filings with the Commission with respect to the Placement Securities required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.
Appears in 1 contract
Samples: Equity Distribution Agreement (Aileron Therapeutics, Inc.)
Securities Act Filings Made. All filings with the Commission with respect to the Ordinary Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: Iris Energy LTD
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder instruction of the Company pursuant to Section 3(a) shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or prior to any Settlement Date shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: Sales Agreement (Allakos Inc.)
Securities Act Filings Made. All filings with the Commission SEC with respect to the Placement Shares required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: IMAC Holdings, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 promulgated under the Securities Act to will have been filed prior to the issuance of any Placement Notice hereunder and shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission SEC required by Rule 424 with respect to the Placement ADSs under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall will have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: Medigus Ltd.
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act required to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 1 contract
Samples: Sales Agreement (Eyenovia, Inc.)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424..
Appears in 1 contract
Samples: Soligenix, Inc.
Securities Act Filings Made. All filings with the Commission with respect to the shares of Common Stock required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424 under the Securities Act.
Appears in 1 contract
Samples: Greenidge Generation Holdings Inc.
Securities Act Filings Made. All filings with the Commission with respect to the Notes required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.. m.
Appears in 1 contract
Samples: Babcock & Wilcox Enterprises, Inc.
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) and Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the Settlement Date with respect to any Principal Transaction under any Terms Agreement, as applicable shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) and Rule 433 under the Securities Act.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Samples: Equity Distribution Agreement (National Health Investors Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 1 contract
Samples: Sales Agreement (Oculis Holding AG)
Securities Act Filings Made. All filings with the Commission required by Rule 424 497 under the Securities Act to have been filed prior to the issuance of any Placement Sales Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424497 under the Securities Act.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433 under the Securities Act, as applicable.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission with respect to the Placement Shares required by Rule 424 under of the Securities Act Regulations to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 424.;
Appears in 1 contract
Samples: Perpetua Resources Corp.
Securities Act Filings Made. All filings with the Commission required by Rule 424 424(b) or Rule 433 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made or will be made within the applicable time period prescribed for such filing by Rule 424424(b) (without reliance on Rule 424(b)(8) of the Securities Act) or Rule 433, as applicable.
Appears in 1 contract
Securities Act Filings Made. All filings with the Commission required by Rule 497 or Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder shall have been made within the applicable time period prescribed for such filing by Rule 497 or Rule 424, as applicable.
Appears in 1 contract
Samples: Equity Distribution Agreement (DNP Select Income Fund Inc)
Securities Act Filings Made. All filings with the Commission required by Rule 424 under the Securities Act to have been filed prior to the issuance of any Placement Notice hereunder or the commencement of any sales pursuant to any Terms Agreement shall have been made within the applicable time period prescribed for such filing by Rule 424.
Appears in 1 contract
