Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 76 contracts
Samples: Incentive Unit Award Agreement (Bumble Inc.), Incentive Unit Award Agreement (Bumble Inc.), Incentive Unit Award Agreement (Bumble Inc.)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 49 contracts
Samples: Director Unit Subscription Agreement (National Mentor Holdings, Inc.), Unit Subscription Agreement (Michael Foods Inc/New), Subscription Agreement (Specialty Catalog Corp)
Securities Act. The term “"Securities Act” " shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.
Appears in 14 contracts
Samples: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (Citibank,N.A./ADR), Rule 144a Deposit Agreement (Citibank,N.A./ADR)
Securities Act. The term “"Securities Act” shall mean " means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 12 contracts
Samples: Registration Rights Agreement (KFX Inc), Registration Rights Agreement (KFX Inc), Registration Rights Agreement (KFX Inc)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 11 contracts
Samples: Management Equity Subscription Agreement (Gates Industrial Corp PLC), Management Equity Subscription Agreement (Gates Industrial Corp PLC), Management Equity Subscription Agreement (Catalent Pharma Solutions, Inc.)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 9 contracts
Samples: Agreement and Plan of Merger (Decibel Therapeutics, Inc.), Merger Agreement (F-Star Therapeutics, Inc.), Merger Agreement (Stemline Therapeutics Inc)
Securities Act. The term “Securities Act” " shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.
Appears in 7 contracts
Samples: Registration Rights Agreement (Media Sciences International Inc), Common Stock Purchase Agreement (Media Sciences International Inc), Asset Purchase Agreement (Cyberguard Corp)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.
Appears in 6 contracts
Samples: Merger Agreement (Cyberguard Corp), Registration Rights Agreement (Quepasa Corp), Registration Rights Agreement (Argan Inc)
Securities Act. The term “Securities Act” shall mean " means the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, thereunder as the same may be amended in effect from time to time.
Appears in 6 contracts
Samples: Stockholders' Agreement (Andlinger Capital Xiii LLC), Securities Purchase Agreement (Andlinger Capital Xiii LLC), Plan and Agreement of Merger (Icad Inc)
Securities Act. The term “Securities Act” Act shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 6 contracts
Samples: Amendment Agreement (Generex Biotechnology Corp), Securities Purchase and Loan Agreement (National Investment Managers Inc.), Exchange Agreement (Advanced Communications Technologies Inc)
Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.
Appears in 5 contracts
Samples: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (WPP Group PLC), Deposit Agreement (Centerpulse LTD)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended from time to time, and all rules and regulations promulgated thereunderor any successor statute thereto. Reference to any provision of the Securities Act shall mean such provision as in effect from time to time, as the same may be amended and any successor provision thereto, as interpreted by any applicable regulations as in effect from time to time.
Appears in 5 contracts
Samples: Subscription Agreement (HG Holdings, Inc.), Subscription Agreement (HG Holdings, Inc.), Subscription Agreement (HG Holdings, Inc.)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, as the same may be amended from time to time.
Appears in 5 contracts
Samples: Warrant Agreement (Masonite International Corp), Warrant Agreement (Masonite International Corp), First Supplemental Trust Agreement (Masonite International Corp)
Securities Act. The term “Securities Act” " shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 4 contracts
Samples: Stock Option Agreement (St John Trademarks Inc), Stock Option Agreement (St John Trademarks Inc), Stock Option Agreement (St John Trademarks Inc)
Securities Act. The term “"Securities Act” " shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 4 contracts
Samples: Deposit Agreement (Citibank,N.A./ADR), Shareholder Agreement (Inter Parfums Inc), Stock Purchase Agreement (LVMH Moet Hennessey Louis Vuitton S A)
Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, amended and all rules and regulations promulgated thereunder, as the same may be amended interpreted from time to time.
Appears in 4 contracts
Samples: Shareholders Agreement (New Ruipeng Pet Group Inc.), Shareholder Agreement (17 Education & Technology Group Inc.), Shareholder Agreements (Yatsen Holding LTD)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 4 contracts
Samples: Registration Rights Agreement (Medical Device Manufacturing, Inc.), Indenture (Penn Treaty American Corp), Registration Rights Agreement (Uti Corp)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all the rules and regulations of the Commission promulgated thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 4 contracts
Samples: Registration Rights Agreement (Converted Organics Inc.), Registration Rights Agreement (Essex Rental Corp.), Registration Rights Agreement (Essex Rental Corp.)
Securities Act. The term “Securities Act” Act shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, all as the same may be amended from time to in effect at the time.
Appears in 4 contracts
Samples: Stockholders’ Agreement (Nuvox Inc /De/), Stockholders’ Agreement (Nuvox Inc /De/), Stockholders' Agreement (Security Capital Corp/De/)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 4 contracts
Samples: Amendment and Forbearance Agreement (LandStar, Inc.), Amendment and Forbearance Agreement (LandStar, Inc.), Amendment and Forbearance Agreement (LandStar, Inc.)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 3 contracts
Samples: Shareholder Agreement (Scheid Vineyards Inc), Stockholder Agreement (Scheid Vineyards Inc), Stockholders' Agreement (Reckson Services Industries Inc)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 3 contracts
Samples: Management Subscription Agreement (Vertis Inc), Management Subscription Agreement (Vertis Inc), Retained Share Agreement (Vertis Inc)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Province Healthcare Co), Securities Purchase Agreement (E Z Serve Corporation), Securities Purchase Agreement (Iae Inc)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 3 contracts
Samples: Investment Agreement (Skyline Chili Inc), Securities Purchase Agreement (Gabriel Communications Inc /De/), Securities Purchase Agreement (Gabriel Communications Inc /De/)
Securities Act. The term “"Securities Act” " shall mean -------------- the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.
Appears in 2 contracts
Samples: Restricted Deposit Agreement (CBT Group PLC), Restricted Deposit Agreement (CBT Group PLC)
Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 2 contracts
Samples: Incentive Unit Grant Agreement, Incentive Unit Grant Agreement (Argo Tech Corp)
Securities Act. The term “"Securities Act” shall mean " means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 2 contracts
Samples: Preferred Membership Interest Unit Subscription Agreement, Preferred Membership Interest Unit Subscription Agreement (Affinity Group Holding, Inc.)
Securities Act. The term “"Securities Act” shall mean " means the -------------- Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.
Appears in 2 contracts
Samples: Investors' Rights Agreement (Tier Technologies Inc), Investors' Rights Agreement (Tier Technologies Inc)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timehereunder.
Appears in 2 contracts
Samples: Management Subscription Agreement (Vertis Inc), Management Subscription Agreement (Vertis Inc)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, amended (and all any successor thereto) and the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 2 contracts
Samples: Investor Rights Agreement (Aqua Metals, Inc.), Investor Rights Agreement (Aqua Metals, Inc.)
Securities Act. The term “"Securities Act” " shall mean the Securities ---- -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 2 contracts
Samples: Stock Purchase Agreement (M Foods Investors LLC), Stock Purchase and Unit Subscription Agreement (M Foods Investors LLC)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the SEC thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nuvox Inc /De/), Securities Purchase Agreement (Nuvox Inc /De/)
Securities Act. The term “Securities Act” shall mean the United States Securities Exchange Act of 1933, as amended, amended and all rules and regulations promulgated thereunder, as the same may be amended interpreted from time to time.
Appears in 2 contracts
Samples: Shareholder Agreement (DouYu International Holdings LTD), Shareholder Agreement (DouYu International Holdings LTD)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 2 contracts
Samples: Investors’ Rights Agreement (Gitlab Inc.), Investors’ Rights Agreement (Gitlab Inc.)
Securities Act. The term “"Securities Act” " shall mean the United States Securities Act of 1933, as amended, 1933 and all the rules and regulations promulgated thereunder, all as the same may be amended from time to timetime amended.
Appears in 2 contracts
Samples: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (Citibank,N.A./ADR)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.
Appears in 1 contract
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.
Appears in 1 contract
Securities Act. The term “Securities Act” " shall mean the Securities Act -------------- of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Registration and Put Rights Agreement (Western Micro Technology Inc /De)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.
Appears in 1 contract
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission ("Commission") thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 1 contract
Samples: Registration Rights Agreement (Sprint Spectrum L P)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended from time-to-time, and all rules and the regulations promulgated adopted thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Asset Purchase Agreement (Data443 Risk Mitigation, Inc.)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.
Appears in 1 contract
Samples: Deposit Agreement (Mississippi Power Capital Trust Iii)
Securities Act. The term “Securities Act” " shall mean the Securities Act of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Registration and Shareholders Rights Agreement (Aps Healthcare Inc)
Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all rules and any successor statute, or as applicable, such other set of statutes, laws or regulations promulgated thereunder, as of the same may relevant jurisdiction in which securities are proposed to be amended from time to timeoffered or sold.
Appears in 1 contract
Securities Act. The term “"Securities Act” " shall mean the Securities -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Stockholders Agreement (Tellium Inc)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Shareholders Agreement (Changing World Technologies, Inc.)
Securities Act. The term “Securities Act” Act shall mean the Securities Act of 1933, as --------------- amended, or any successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended from time to in effect at the time.
Appears in 1 contract
Samples: Securities Purchase Agreement (Periscope Sportswear Inc)
Securities Act. The term “"Securities Act” " shall mean the Securities ---- -------------- -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Management Stock Purchase and Unit Subscription Agreement (M Foods Investors LLC)
Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended and in effect from time to time, or the corresponding provisions of any successor statute, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.
Appears in 1 contract
Samples: Limited Liability Company Agreement (Penske Automotive Group, Inc.)
Securities Act. The term “"Securities Act” " shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations of the Securities and Exchange Commission promulgated thereunder, all as the same may shall be amended in effect from time to time.
Appears in 1 contract
Samples: Securities Purchase Agreement (Incara Pharmaceuticals Corp)
Securities Act. The term “"Securities Act” " shall mean the United Stales Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.
Appears in 1 contract
