Common use of Securities Act Clause in Contracts

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 76 contracts

Sources: Incentive Unit Award Agreement (Bumble Inc.), Incentive Unit Award Agreement (Bumble Inc.), Incentive Unit Award Agreement (Bumble Inc.)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 49 contracts

Sources: Director Unit Subscription Agreement (National Mentor Holdings, Inc.), Subscription Agreement (Specialty Catalog Corp), Management Stock Purchase and Unit Subscription Agreement (Mg Waldbaum Co)

Securities Act. The term "Securities Act" shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.

Appears in 14 contracts

Sources: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (Citibank,N.A./ADR), Rule 144a Deposit Agreement (Citibank,N.A./ADR)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 13 contracts

Sources: Management Rollover Agreement (Liftoff Mobile, Inc.), Management Rollover Agreement (Liftoff Mobile, Inc.), Management Equity Subscription Agreement (Gates Industrial Corp PLC)

Securities Act. The term "Securities Act” shall mean " means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 12 contracts

Sources: Registration Rights Agreement (KFX Inc), Registration Rights Agreement (KFX Inc), Registration Rights Agreement (KFX Inc)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 10 contracts

Sources: Agreement and Plan of Merger (Intevac Inc), Agreement and Plan of Merger (Decibel Therapeutics, Inc.), Merger Agreement (F-Star Therapeutics, Inc.)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended in effect from time to time.

Appears in 7 contracts

Sources: Merger Agreement (Plexus Corp), Merger Agreement (Applied Power Inc), Agreement and Plan of Reorganization (Eselco Inc)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.

Appears in 7 contracts

Sources: Registration Rights Agreement (Media Sciences International Inc), Common Stock Purchase Agreement (Media Sciences International Inc), Asset Purchase Agreement (Cyberguard Corp)

Securities Act. The term “Securities Act” shall mean " means the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, thereunder as the same may be amended in effect from time to time.

Appears in 6 contracts

Sources: Stockholders' Agreement (Andlinger Capital Xiii LLC), Stockholders' Agreement (Howtek Inc), Securities Purchase Agreement (Andlinger Capital Xiii LLC)

Securities Act. The term “Securities Act” Act shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended from time to in effect at the time.

Appears in 6 contracts

Sources: Amendment Agreement (Generex Biotechnology Corp), Securities Purchase and Loan Agreement (National Investment Managers Inc.), Exchange Agreement (Advanced Communications Technologies Inc)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.

Appears in 6 contracts

Sources: Registration Rights Agreement (Argan Inc), Registration Rights Agreement (Quepasa Corp), Registration Rights Agreement (Argan Inc)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timeany successor statute.

Appears in 6 contracts

Sources: Shareholder Agreements (RDA Microelectronics, Inc.), Registration Rights Agreement (Mecox Lane LTD), Shareholders Agreement (JA Solar Holdings Co., Ltd.)

Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.

Appears in 5 contracts

Sources: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (WPP Group PLC), Deposit Agreement (Centerpulse LTD)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, as the same may be amended from time to time.

Appears in 5 contracts

Sources: Warrant Agreement (Masonite International Corp), Warrant Agreement (Masonite International Corp), First Supplemental Trust Agreement (Masonite International Corp)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended from time to time, and all rules and regulations promulgated thereunderor any successor statute thereto. Reference to any provision of the Securities Act shall mean such provision as in effect from time to time, as the same may be amended and any successor provision thereto, as interpreted by any applicable regulations as in effect from time to time.

Appears in 5 contracts

Sources: Subscription Agreement (HG Holdings, Inc.), Subscription Agreement (HG Holdings, Inc.), Subscription Agreement (HG Holdings, Inc.)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all the rules and regulations of the Commission promulgated thereunder, all as the same may shall be amended from time to in effect at the time.

Appears in 4 contracts

Sources: Registration Rights Agreement (Converted Organics Inc.), Registration Rights Agreement (Essex Rental Corp.), Registration Rights Agreement (Essex Rental Corp.)

Securities Act. The term “Securities Act” Act shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, all as the same may be amended from time to in effect at the time.

Appears in 4 contracts

Sources: Stockholders’ Agreement (Nuvox Inc /De/), Stockholders’ Agreement (Nuvox Inc /De/), Stockholders' Agreement (Security Capital Corp/De/)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 4 contracts

Sources: Indenture (Penn Treaty American Corp), Registration Rights Agreement (Medical Device Manufacturing, Inc.), Registration Rights Agreement (Uti Corp)

Securities Act. The term "Securities Act" shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 4 contracts

Sources: Deposit Agreement (Citibank,N.A./ADR), Stock Purchase Agreement (LVMH Moet Hennessey Louis Vuitton S A), Shareholder Agreement (LVMH Moet Hennessey Louis Vuitton S A)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 4 contracts

Sources: Amendment and Forbearance Agreement (LandStar, Inc.), Amendment and Forbearance Agreement (LandStar, Inc.), Amendment and Forbearance Agreement (LandStar, Inc.)

Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, amended and all rules and regulations promulgated thereunder, as the same may be amended interpreted from time to time.

Appears in 4 contracts

Sources: Shareholders Agreement (New Ruipeng Pet Group Inc.), Shareholder Agreement (17 Education & Technology Group Inc.), Shareholder Agreements (Yatsen Holding LTD)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 4 contracts

Sources: Stock Option Agreement (St John Trademarks Inc), Stock Option Agreement (St John Trademarks Inc), Stock Option Agreement (St John Trademarks Inc)

Securities Act. The term "Securities Act” shall mean " means the Securities Act of -------------- 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 3 contracts

Sources: National Marketing and Distribution Agreement (Retractable Technologies Inc), National Marketing and Distribution Agreement (Retractable Technologies Inc), National Marketing and Distribution Agreement (Retractable Technologies Inc)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission thereunder, all as the same may shall be amended from time to in effect at the time.

Appears in 3 contracts

Sources: Securities Purchase Agreement (Gabriel Communications Inc /De/), Investment Agreement (Skyline Chili Inc), Securities Purchase Agreement (Gabriel Communications Inc /De/)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.

Appears in 3 contracts

Sources: Securities Purchase Agreement (E Z Serve Corporation), Securities Purchase Agreement (Iae Inc), Securities Purchase Agreement (Province Healthcare Co)

Securities Act. The term “"Securities Act" shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 3 contracts

Sources: Shareholder Agreement (Scheid Vineyards Inc), Stockholder Agreement (Scheid Vineyards Inc), Stockholders' Agreement (Reckson Services Industries Inc)

Securities Act. The term "Securities Act” shall mean " means the Securities -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 3 contracts

Sources: National Marketing and Distribution Agreement (Retractable Technologies Inc), National Marketing and Distribution Agreement (Retractable Technologies Inc), National Marketing and Distribution Agreement (Retractable Technologies Inc)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 3 contracts

Sources: Retained Share Agreement (Vertis Inc), Management Subscription Agreement (Vertis Inc), Management Subscription Agreement (Vertis Inc)

Securities Act. The term “Securities Act” shall mean the United States Securities Exchange Act of 1933, as amended, amended and all rules and regulations promulgated thereunder, as the same may be amended interpreted from time to time.

Appears in 2 contracts

Sources: Shareholder Agreement (DouYu International Holdings LTD), Shareholder Agreement (DouYu International Holdings LTD)

Securities Act. The term "Securities Act" shall mean -------------- the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.

Appears in 2 contracts

Sources: Restricted Deposit Agreement (CBT Group PLC), Restricted Deposit Agreement (CBT Group PLC)

Securities Act. The term "Securities Act" shall mean the Securities ---- -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Stock Purchase and Unit Subscription Agreement (M Foods Investors LLC), Stock Purchase Agreement (M Foods Investors LLC)

Securities Act. The term "Securities Act” shall mean " means the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Preferred Membership Interest Unit Subscription Agreement, Preferred Membership Interest Unit Subscription Agreement (Affinity Group Holding, Inc.)

Securities Act. The term "Securities Act” shall mean " means the -------------- Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.

Appears in 2 contracts

Sources: Investors' Rights Agreement (Tier Technologies Inc), Investors' Rights Agreement (Tier Technologies Inc)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.

Appears in 2 contracts

Sources: Registration Rights Agreement (Fresh Choice Inc), Investor Rights Agreement (Lsi Logic Storage Systems Inc)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timehereunder.

Appears in 2 contracts

Sources: Management Subscription Agreement (Vertis Inc), Management Subscription Agreement (Vertis Inc)

Securities Act. The term "Securities Act" shall mean the United States Securities Act of 1933, as amended, 1933 and all the rules and regulations promulgated thereunder, all as the same may be amended from time to timetime amended.

Appears in 2 contracts

Sources: Deposit Agreement (Citibank,N.A./ADR), Deposit Agreement (Citibank,N.A./ADR)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, amended (and all any successor thereto) and the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Investor Rights Agreement (Aqua Metals, Inc.), Investor Rights Agreement (Aqua Metals, Inc.)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated of the SEC thereunder, all as the same may shall be amended from time to in effect at the time.

Appears in 2 contracts

Sources: Securities Purchase Agreement (Nuvox Inc /De/), Securities Purchase Agreement (Nuvox Inc /De/)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Investors’ Rights Agreement (Gitlab Inc.), Investors’ Rights Agreement (Gitlab Inc.)

Securities Act. The term "Securities Act” shall mean " means the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Indenture (International Shipholding Corp), Indenture (International Shipholding Corp)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Asset Purchase Agreement (Marsh Supermarkets Inc), Stock Purchase Agreement (Rush Enterprises Inc \Tx\)

Securities Act. The term “Securities Act” shall mean the United States Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 2 contracts

Sources: Incentive Unit Grant Agreement, Incentive Unit Grant Agreement (Argo Tech Corp)

Securities Act. The term "Securities Act" shall mean the United Stales Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.

Appears in 1 contract

Sources: Rule 144a Deposit Agreement (Tata Motors LTD/Fi)

Securities Act. The term “Securities Act" shall mean the Securities Act -------------- of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Registration and Put Rights Agreement (Western Micro Technology Inc /De)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, and all rules and the regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Membership Interest Purchase Agreement (Acacia Research Corp)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended and in effect from time to time, or the corresponding provisions of any successor statute, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Limited Liability Company Agreement (Penske Automotive Group, Inc.)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to timeor any successor statute, rules or regulations thereto.

Appears in 1 contract

Sources: Merger Agreement (Pegasystems Inc)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to timetime amended.

Appears in 1 contract

Sources: Deposit Agreement (Mississippi Power Capital Trust Iii)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar successor federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.

Appears in 1 contract

Sources: Registration Rights Agreement (Motricity Inc)

Securities Act. The term "Securities Act" shall mean the Securities ---- -------------- -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Management Stock Purchase and Unit Subscription Agreement (M Foods Investors LLC)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, amended and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Registration and Shareholders Rights Agreement (Aps Healthcare Inc)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.

Appears in 1 contract

Sources: Merger Agreement (Emerging Delta Corp)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations of the Securities and Exchange Commission promulgated thereunder, all as the same may shall be amended in effect from time to time.

Appears in 1 contract

Sources: Securities Purchase Agreement (Incara Pharmaceuticals Corp)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, and all the rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Shareholders Agreement (Changing World Technologies, Inc.)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amendedamended from time-to-time, and all rules and the regulations promulgated adopted thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Asset Purchase Agreement (Data443 Risk Mitigation, Inc.)

Securities Act. The term “Securities Act” shall mean means the Securities Act of 1933, as amended, and all rules and any successor statute, or as applicable, such other set of statutes, laws or regulations promulgated thereunder, as of the same may relevant jurisdiction in which securities are proposed to be amended from time to timeoffered or sold.

Appears in 1 contract

Sources: Shareholders Agreement (Taomee Holdings LTD)

Securities Act. The term "Securities Act" shall mean the Securities -------------- Act of 1933, as amended, and all rules and regulations promulgated thereunder, as the same may be amended from time to time.

Appears in 1 contract

Sources: Stockholders Agreement (Tellium Inc)

Securities Act. The term “Securities Act" shall mean the Securities Act of 1933, as amended, or any similar Federal statute, and all the rules and regulations promulgated of the Commission thereunder, all as the same may shall be amended in effect from time to time.

Appears in 1 contract

Sources: Registration Rights Agreement (Atria Communities Inc)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, or any similar federal statute and all the rules and regulations promulgated of the SEC thereunder, all as shall be in effect at the same may be amended from time to time.

Appears in 1 contract

Sources: Investors' Rights Agreement (Newgen Results Corp)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any successor federal statute, and all the rules and regulations promulgated thereunder, as the same may which shall be amended in effect from time to time.

Appears in 1 contract

Sources: Merger Agreement (inContact, Inc.)

Securities Act. The term “Securities Act” shall mean the Securities Act of 1933, as amended, or any similar successor federal statute and all the rules and regulations promulgated thereunder, all as the same may shall be amended in effect from time to time.

Appears in 1 contract

Sources: Investor Rights Agreement (Lsi Logic Corp)

Securities Act. The term "Securities Act" shall mean the Securities Act of 1933, as amended, or any similar federal statute, and all the rules and regulations promulgated of the Securities and Exchange Commission ("Commission") thereunder, all as the same may shall be amended from time to in effect at the time.

Appears in 1 contract

Sources: Registration Rights Agreement (Sprint Spectrum L P)