Securities Exchange Commission Certification. The Company confirms that as at the date of this Indenture it does not have a class of securities registered pursuant to section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section 15(d) of the Exchange Act. The Company covenants that in the event that (i) any class of its securities shall become registered pursuant to section 12 of the Exchange Act or the Company shall incur a reporting obligation pursuant to section 15(d) of the Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company in accordance with the Exchange Act, the Company shall promptly deliver to the Warrant Agent an Officer's Certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") obligations with respect to those clients who are filing with the SEC.
Appears in 10 contracts
Samples: Warrant Indenture (Planet 13 Holdings Inc.), Warrant Indenture (Planet 13 Holdings Inc.), Warrant Indenture (Planet 13 Holdings Inc.)
Securities Exchange Commission Certification. (1) The Company Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act.
(2) The Company Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the U.S. Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("“SEC"”) obligations with respect to those clients who are filing with the SEC.
Appears in 2 contracts
Samples: Warrant Indenture (Carbon Streaming Corp), Warrant Indenture
Securities Exchange Commission Certification. (1) The Company Corporation confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") ), or have a reporting obligation pursuant to section Section 15(d) of the Exchange Act. .
(2) The Company Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the Exchange Act or the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers' certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") SEC obligations with respect to those clients who are filing with the SEC.
(3) The Corporation is subject to reporting requirements pursuant to Rule 257(b) of Regulation A.
Appears in 1 contract
Securities Exchange Commission Certification. The Company confirms that as at the date of this Indenture it does not have a class of securities registered pursuant to section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section 15(d) of the Exchange Act. The Company covenants that in the event that (i) any class of its securities shall become registered pursuant to section 12 of the Exchange Act or the Company shall incur a reporting obligation pursuant to section 15(d) of the Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company in accordance with the Exchange Act, the Company shall promptly deliver to the Warrant Agent an Officer's Certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") obligations with respect to those clients who are filing with the SEC.
Appears in 1 contract
Samples: Warrant Indenture
Securities Exchange Commission Certification. (1) The Company confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act. .
(2) The Company covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or the Company shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company in accordance with the U.S. Exchange Act, the Company shall promptly deliver to the Warrant Agent an Officer's Certificate officers' certificate (in a form provided by the Warrant Agent) Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") obligations with respect to those clients who are filing periodic reports with the SEC.
Appears in 1 contract
Samples: Warrant Indenture
Securities Exchange Commission Certification. The Company Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act. Act The Company Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the U.S. Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("“SEC"”) obligations with respect to those clients who are filing reports with the SEC.
Appears in 1 contract
Samples: Warrant Indenture
Securities Exchange Commission Certification. The Company confirms that as at the date of this Indenture hereof it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act. The Company covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or Act, (ii) the Company shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (iiiii) any such registration or reporting obligation shall be terminated by the Company in accordance with the U.S. Exchange Act, the Company shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration registration, reporting obligation or termination termination, and such other information as the Warrant Agent may reasonably require at the time. The Company acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") obligations of the Warrant Agent with respect to those clients who of the Warrant Agent that are filing required to file reports with the SECSEC under the U.S. Exchange Act.
Appears in 1 contract
Samples: Warrant Indenture
Securities Exchange Commission Certification. The Company the Corporation confirms that as at the date of this Indenture hereof it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act. The Company the Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or Act, (ii) the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (iiiii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the U.S. Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration registration, reporting obligation or termination termination, and such other information as the Warrant Agent may reasonably require at the time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") obligations of the Warrant Agent with respect to those clients who of the Warrant Agent that are filing required to file reports with the SECSEC under the U.S. Exchange Act.
Appears in 1 contract
Samples: Warrant Indenture
Securities Exchange Commission Certification. The Company Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange Act") or have a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act. The Company Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the U.S. Exchange Act or the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the U.S. Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the applicable time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("“SEC"”) obligations with respect to those clients who are filing with required to file reports under the SECU.S. Exchange Act.
Appears in 1 contract
Securities Exchange Commission Certification. (1) The Company Corporation confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to section Section 12 of the U.S. Securities and Exchange Act of 1934, as amended (the "Exchange “Act") ”), or have a reporting obligation pursuant to section Section 15(d) of the Exchange Act. .
(2) The Company Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to section Section 12 of the Exchange Act or the Company Corporation shall incur a reporting obligation pursuant to section Section 15(d) of the Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company Corporation in accordance with the Exchange Act, the Company Corporation shall promptly deliver to the Warrant Agent an Officer's Certificate officers’ certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at the time. The Company Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain United States Securities and Exchange Commission ("SEC") SEC obligations with respect to those clients who are filing with the SEC.
(3) The Corporation is subject to reporting requirements pursuant to Rule 257(b) of Regulation A.
Appears in 1 contract