Common use of Securities Exchange Commission Certification Clause in Contracts

Securities Exchange Commission Certification. The Corporation represents and warrants that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ certificate of the Corporation notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty and covenant in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Razor Energy Corp.)

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Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ certificate of (in a form provided by the Corporation Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Aleafia Health Inc.)

Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ certificate of (in a form provided by the Corporation Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture

Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ certificate of (in a form provided by the Corporation Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture

Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ certificate of (in a form provided by the Corporation Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time). The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Encore Energy Corp.)

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Securities Exchange Commission Certification. The Corporation represents and warrants Company confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S. US Securities and Exchange Act. The Corporation Company covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. US Securities and Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation Company in accordance with the U.S. US Securities and Exchange Act, the Corporation Company shall promptly deliver to the Warrant Agent an officers’ certificate of (in a form provided by the Corporation Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation Company acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Common Share Purchase Warrant Indenture

Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture agreement it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officersOfficerscertificate of Certificate (in a form provided by the Corporation Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture (Invictus MD Strategies Corp.)

Securities Exchange Commission Certification. The Corporation represents and warrants confirms that as at the date of execution of this Indenture Agreement it does not have a class of securities registered pursuant to Section 12 of the U.S. US Securities and Exchange Act of 1934, as amended (the “Act”) or have a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Corporation covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Corporation shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Corporation in accordance with the U.S. Exchange Act, the Corporation shall promptly deliver to the Warrant Agent an officers’ a certificate of the Corporation (in a form provided by the Warrant Agent notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may require at the time. The Corporation acknowledges that the Warrant Agent is relying upon the foregoing representation, warranty representation and covenant covenants in order to meet certain SEC United States Securities and Exchange Commission (“SEC”) obligations with respect to those clients who are filing with the SEC.

Appears in 1 contract

Samples: Warrant Indenture

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