Common use of Securities Exchange Compliance Clause in Contracts

Securities Exchange Compliance. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on The American Stock Exchange (the “AMEX”), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Shares under the Exchange Act or de-listing the Shares from the AMEX, nor has the Company received any notification that the SEC or the AMEX is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Avanir Pharmaceuticals), Stock Purchase Agreement (Avanir Pharmaceuticals)

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Securities Exchange Compliance. The Company's Class A Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is listed on The American Stock Exchange (the "AMEX"), and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Shares under the Exchange Act or de-listing the Shares from the AMEX, nor has the Company received any notification that the SEC or the AMEX is contemplating terminating such registration or listing.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Avanir Pharmaceuticals), Securities Purchase Agreement (Avanir Pharmaceuticals)

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