Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 9 contracts
Samples: Professional Services (Verrica Pharmaceuticals Inc.), Restricted Stock Unit Award Agreement (Trevena Inc), Restricted Stock Award Agreement
Securities Law Compliance. You Notwithstanding anything to the contrary contained herein, you may not be issued any shares of Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities ActAct or, or (ii) if such shares of Common Stock are not then so registered, the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall will not receive such Common Stock shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 6 contracts
Samples: Restricted Stock Award Agreement (Quovadx Inc), Restricted Stock Unit Award Agreement (Amylin Pharmaceuticals Inc), Restricted Stock Unit Award Agreement (Amylin Pharmaceuticals Inc)
Securities Law Compliance. You may not be issued any shares of Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 5 contracts
Samples: Restricted Stock Unit Agreement (Cerus Corp), Restricted Stock Unit Agreement (Cerus Corp), Restricted Stock Unit Agreement (Cerus Corp)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act of 1933, as amended (the “Securities Act”), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 5 contracts
Samples: Restricted Stock Award Agreement (Geron Corp), Performance Based Restricted Stock Award Agreement (Geron Corp), Performance Based Restricted Stock Award Agreement (Geron Corp)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act of 1933, as amended (the “Securities Act”), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 3 contracts
Samples: Restricted Stock Unit Grant Agreement (Synopsys Inc), Restricted Stock Award Agreement (Ditech Networks Inc), Restricted Stock Unit Grant Agreement (Synopsys Inc)
Securities Law Compliance. You may not be issued any shares of Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 3 contracts
Samples: Performance Restricted Stock Unit Agreement (Nektar Therapeutics), Restricted Stock Unit Agreement (Nektar Therapeutics), Restricted Stock Unit Agreement (Nektar Therapeutics)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the U.S. Securities Act of 1933, as amended (the “Securities Act”), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 3 contracts
Samples: Restricted Stock Unit Grant Agreement (Synopsys Inc), Restricted Stock Unit Grant Agreement (Synopsys Inc), Restricted Stock Unit Grant Agreement (Synopsys Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act of 1933, as amended (the “Securities Act, ”) or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement (Caliper Life Sciences Inc), Stock Unit Award Agreement (Xenoport Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
1. 403018 v1/CO
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement (Newlink Genetics Corp), Restricted Stock Unit Award Agreement (Newlink Genetics Corp)
Securities Law Compliance. You may will not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are in respect of this Award unless either (i) then such shares are registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your This Award also must also comply with all other applicable laws and regulations governing the this Award, and you shall will not receive such any shares of Common Stock in respect of this Award if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement (Dynavax Technologies Corp), Restricted Stock Unit Award Grant Notice (Mirati Therapeutics, Inc.)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless either (i) the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 2 contracts
Samples: New Hire Stock Unit Award Agreement (Xenoport Inc), New Hire Stock Unit Award Agreement (Xenoport Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless either (i) the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement (Genoptix Inc), Restricted Stock Unit Award Agreement (Sequenom Inc)
Securities Law Compliance. You may Notwithstanding anything to the contrary contained herein, you will not be issued any shares of Class A Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (ia) such shares are then registered under the Securities Act, Act or (iib) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the Award, and you shall will not receive such any shares of Class A Common Stock under your Award if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement (Leapfrog Enterprises Inc), Restricted Stock Unit Award Agreement (Leapfrog Enterprises Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities ActAct of 1933, as amended (the "SECURITIES ACT") or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Award Agreement (Caliper Life Sciences Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act of 1933, as amended (the "Securities Act"), or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Grant Agreement (Synopsys Inc)
Securities Law Compliance. You may not be issued any shares of Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities ActAct or, or (ii) if such shares of Common Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. Your Award also must also comply with other applicable laws and regulations governing the your Award, and you shall not receive such Common Stock shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Award Agreement (Applied Micro Circuits Corp)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such 299820832 v6 issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Interim Executive Chair Agreement (Luna Innovations Inc)
Securities Law Compliance. You may not be issued any shares of Class A Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock shares if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Performance Share Award Agreement (Leapfrog Enterprises Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Grant Agreement (Entasis Therapeutics Holdings Inc.)
Securities Law Compliance. You may not be issued any Common Stock under your Award Award, unless either (i) the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Award Agreement (Adamis Pharmaceuticals Corp)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall will not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Deferred Stock Unit Award Agreement (Gran Tierra Energy Inc.)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws laws, regulations and regulations governing the Awardrules of the securities exchange(s) upon which the Company’s shares are traded, and you shall will not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws laws, regulations and regulationsrules.
Appears in 1 contract
Samples: Performance Stock Unit Award Agreement (Gran Tierra Energy Inc.)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Restricted Stock Unit Award Agreement (Tremor Video Inc.)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such 1. 166110172 v2 issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Performance Units are either (i) then registered under the Securities Act, or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations.
Appears in 1 contract
Samples: Performance Unit Award Agreement (Luna Innovations Inc)
Securities Law Compliance. You may not be issued any Common Stock under your Award unless the shares of Common Stock underlying the Restricted Stock Units are either (i) then registered under the Securities Act, Act or (ii) the Company has determined that such issuance would be exempt from the registration requirements of the Securities Act. Your Award must also comply with other applicable laws and regulations governing the Award, and you shall not receive such Common Stock if the Company determines that such receipt would not be in material compliance with such laws and regulations..
Appears in 1 contract
Samples: Restricted Stock Unit Grant Agreement (Entasis Therapeutics Holdings Inc.)
