Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 16 contracts

Samples: Restricted Stock Unit Agreement (Gogo Inc.), Restricted Stock Unit Agreement, Stock Option Agreement (Gogo Inc.)

AutoNDA by SimpleDocs

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting exercise of the Restricted Stock Units Options unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 13 contracts

Samples: Stock Option Agreement (Gogo Inc.), Performance Stock Option Agreement (Gogo Inc.), Stock Option Agreement (Gogo Inc.)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Company Common Stock acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Company Common Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 12 contracts

Samples: Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp), Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp), Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Restricted Stock Performance Share Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 6 contracts

Samples: Performance Share Unit Agreement (Domtar CORP), Performance Share Unit Agreement (Domtar CORP), Performance Share Unit Agreement (Domtar CORP)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant you may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units Shares unless such shares they are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, the Company has determined that such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares the Shares must also comply with other applicable laws and regulations governing the shares Shares, and Participant you may not sell the shares of Stock Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 6 contracts

Samples: Separation Agreement (NPS Pharmaceuticals Inc), Restricted Stock Award Agreement (Puget Energy Inc /Wa), Restricted Stock Award Agreement (Puget Sound Energy Inc)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock Shares acquired upon vesting of the Restricted Stock Units unless such shares Shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares Shares must also comply with other applicable laws Applicable Law and regulations governing the shares Shares, and the Participant may not sell the shares of Stock Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp), Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp), Restricted Stock Unit Agreement (Booz Allen Hamilton Holding Corp)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock Common Shares acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares share and Participant may not sell the shares of Stock Common Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 4 contracts

Samples: Form of Director Restricted Stock Unit Agreement (RSC Equipment Rental, Inc.), Form of Director Restricted Stock Unit Agreement (RSC Holdings Inc.), Form of Director Restricted Stock Unit Agreement (RSC Holdings Inc.)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant you may not sell the shares of Stock Shares acquired upon vesting the conversion of the Restricted Stock Vested Units unless such shares Shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares Shares must also comply with other applicable laws and regulations governing the shares Shares, and Participant you may not sell the shares of Stock Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 4 contracts

Samples: Restricted Stock Unit Award Agreement (Getty Images Inc), Restricted Stock Unit Award Agreement (Getty Images Inc), Restricted Stock Unit Award Agreement (Getty Images Inc)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant Employee may not sell the shares of Stock Shares acquired upon vesting of the Restricted Stock Units unless such shares Shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares Shares must also comply with other applicable laws and regulations governing the shares Common Stock, and Participant the Employee may not sell the shares Shares of Common Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 3 contracts

Samples: Restricted Stock Agreement (Hd Supply, Inc.), Restricted Stock Agreement (Hd Supply, Inc.), Restricted Stock Agreement (Hd Supply, Inc.)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant you may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units Shares unless such shares they are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, the Company has determined that such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares the Shares must also comply with other applicable laws and regulations governing the shares Shares, and Participant you may not sell the shares of Stock Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Restricted Stock Award Agreement (Pyramid Breweries Inc), Restricted Stock Award Agreement (Pyramid Breweries Inc)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock common stock acquired upon vesting settlement of the Restricted Stock Total Performance Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares shares, and Participant may not sell the shares of Stock common stock, if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Performance Unit Agreement (Talen Energy Corp), Stock Incentive Plan (PPL Energy Supply LLC)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant Director may not sell the shares of Stock acquired upon vesting of the Restricted Stock Deferred Share Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant the Director may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Director Deferred Share Unit Agreement (Gogo Inc.), Director Deferred Share Unit Agreement (Gogo Inc.)

AutoNDA by SimpleDocs

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Agreement (Gogo Inc.)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Common Stock acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares Common Stock and Participant may not sell the shares of Common Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Hertz Global Holdings Inc)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Rev. March 4, 2020 Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Restricted Stock Unit Agreement (Domtar CORP)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Common Stock acquired upon vesting of the Restricted Performance Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares Common Stock and Participant may not sell the shares of Common Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Performance Stock Unit Agreement (Hertz Global Holdings Inc)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares share and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Senior Executive Restricted Stock Unit Agreement (Domtar CORP)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting exercise of the Restricted Stock Units Option unless such shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares must also comply with other applicable laws and regulations governing the shares and Participant may not sell the shares of Stock if the Company determines that such sale would not be in material compliance with such laws and regulations. 1 For Messrs. Xxxxx and Xxxxxx only.

Appears in 1 contract

Samples: Nonqualified Stock Option Agreement (Domtar CORP)

Securities Law Compliance. Notwithstanding any other provision of this Agreement, the Participant may not sell the shares of Stock acquired upon vesting of the Restricted Stock Units Shares that become vested unless such shares Shares are registered under the Securities Act of 1933, as amended (the “Securities Act”), or, if such shares Shares are not then so registered, such sale would be exempt from the registration requirements of the Securities Act. The sale of such shares Shares must also comply with other applicable laws and regulations governing the shares Shares, and Participant may not sell the shares of Stock Shares if the Company determines that such sale would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Employment Agreement (SiriusPoint LTD)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!