Common use of Securities Law Compliance Clause in Contracts

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 32 contracts

Samples: Stock Option Agreement (Nektar Therapeutics), Stock Option Agreement, Stock Option Agreement (Nektar Therapeutics)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 14 contracts

Samples: Stock Option Agreement, Nonstatutory Stock Option Agreement (Vistacare Inc), Stock Option Agreement (McData Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your this option may not be exercised unless the shares issuable upon exercise of your this option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Incentive Stock Option Agreement (PMR Corp), Employee Benefits Agreement (Leap Wireless International Inc), Incentive Stock Option Agreement (Epimmune Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 8 contracts

Samples: Stock Option Grant Notice (Gentium S.p.A.), Nonqualified Stock Option Agreement (F5 Networks Inc), Nonqualified Stock Option Agreement (F5 Networks Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act of 1933, as amended (the "Securities Act"), or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 7 contracts

Samples: Stock Option Agreement (Versicor Inc /Ca), Employment Agreement (Versicor Inc /Ca), Stock Option Agreement (Versicor Inc /Ca)

Securities Law Compliance. Notwithstanding anything to the contrary contained hereinany other provision of this Agreement, your option you may not be exercised exercise the Option unless the shares Shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also comply with other applicable laws and regulations governing the optionOption, and the option you may not be exercised exercise the Option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 7 contracts

Samples: Executive Employment Agreement (Bubblr Inc.), Executive Employment Agreement (Bubblr Inc.), Executive Employment Agreement (Bubblr Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also comply with other applicable laws and regulations governing the optionOption, and the option Option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 5 contracts

Samples: Stock Option Agreement (Nara Bancorp Inc), Stock Option Agreement (1st Century Bancshares, Inc.), Founder Stock Option Agreement (1st Century Bancshares, Inc.)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option may not be exercised unless the shares Shares issuable upon such exercise of your option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the your option, and the option you may not be exercised exercise your option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Labor Ready Inc), Stock Option Agreement (Labor Ready Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained hereinany other provision of this Agreement, your option you may not be exercised exercise the Option unless the shares Shares issuable upon exercise of your option are then registered under the Securities Act or, or if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also comply with other applicable laws and regulations governing the optionOption, and the option you may not be exercised exercise the Option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Weyerhaeuser Co), Stock Option Agreement (Weyerhaeuser Co)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option you may not be exercised exercise your Option unless the shares of Stock issuable upon such exercise of your option are then registered under the Securities Act or, if such shares of Stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also comply with other applicable laws and regulations governing the optionyour Option, and the option you may not be exercised exercise your Option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 2 contracts

Samples: Stock Option Agreement (Wireless Facilities Inc), Stock Option Agreement (Wireless Facilities Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option the Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Nonstatutory Stock Option Agreement (Birch Telecom Inc /Mo)

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Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option Option may not be exercised unless the shares issuable upon exercise of your option Option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Sbe Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations1.

Appears in 1 contract

Samples: Stock Option Agreement (Vixel Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, you may not exercise your option may not be exercised unless the shares of capital stock issuable upon such exercise of your option are then registered under the Securities Act or, if such shares of capital stock are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option also must also comply with other applicable laws and regulations governing the your option, and the option you may not be exercised exercise your option if the Company determines that the such exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Gladstone Capital Corp)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply simply with other applicable laws and regulations governing the option, option and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Stock Option Agreement (Tivo Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares issuable upon exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise All certificates representing any of your option must also comply with other applicable laws and regulations governing the option, and Common Stock subject to the option may not be exercised if shall have endorsed thereon appropriate legends reflecting restrictions pursuant to the Company determines that the exercise would not be in material compliance with such laws and regulationsPlan and/or applicable securities laws.

Appears in 1 contract

Samples: Stock Option Agreement (Paradyne Networks Inc)

Securities Law Compliance. Notwithstanding anything to the contrary contained hereinin this Agreement, your option an Option may not be exercised unless the shares issuable upon exercise of your option the Option are then registered under the Securities Act or, if such shares those Shares are not then so registered, the Company has determined that such exercise and issuance would be exempt from the registration requirements of the Securities Act. The exercise of your option must also comply with other applicable laws and regulations governing the option, and the option may not be exercised if the Company determines that the exercise would not be in material compliance with such laws and regulations.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Birch Telecom Inc /Mo)

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