Securities Laws Compliance. The Investor Shares will not be offered for sale, sold or otherwise transferred by the Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 8 contracts
Samples: Private Placement Agreement (Addentax Group Corp.), Private Placement Agreement (Addentax Group Corp.), Private Placement Agreement (Trinity Place Holdings Inc.)
Securities Laws Compliance. The Investor Shares will not be offered for sale, sold or otherwise transferred by the Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities lawslaws and any sale or placement of Investor Shares pursuant to Sections 2(a), 2(b) or 2(k) will not affect the validity of the private placement to the Investors under this Agreement.
Appears in 3 contracts
Samples: Equity Purchase and Commitment Agreement (Delphi Corp), Equity Purchase and Commitment Agreement (Appaloosa Management Lp), Equity Purchase and Commitment Agreement (Harbinger Capital Partners Master Fund I, Ltd.)
Securities Laws Compliance. The Unsubscribed Shares, Investor Offered Shares, and Investor Exchange Shares will not be offered for sale, sold or otherwise transferred by the such Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Investment Agreement (Building Products, LLC), Investment Agreement (Builders FirstSource, Inc.), Investment Agreement (Builders FirstSource, Inc.)
Securities Laws Compliance. The Investor Exchange Shares will not be offered for sale, sold sold, or otherwise transferred by the Investor Purchaser except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Exchange and Purchase Agreement (B. Riley Financial, Inc.), Exchange and Purchase Agreement (B. Riley Financial, Inc.), Exchange and Purchase Agreement (Vintage Capital Management LLC)
Securities Laws Compliance. The Investor Shares will not be offered for sale, sold or otherwise transferred by the such Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 3 contracts
Samples: Standby Purchase Agreement (Golden Queen Mining Co LTD), Investment Agreement (Cache Inc), Investment Agreement (MFP Investors LLC)
Securities Laws Compliance. The Investor Preferred Shares will not be offered for sale, sold or otherwise transferred by the Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 2 contracts
Samples: Investment Agreement (Biotechnology Value Fund L P), Investment Agreement (XOMA Corp)
Securities Laws Compliance. The Investor Purchased Shares will not be offered for sale, sold sold, or otherwise transferred by the Investor Purchaser except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any other applicable state securities laws.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Vintage Capital Management LLC), Stock Purchase Agreement (B. Riley Financial, Inc.)
Securities Laws Compliance. The Investor Shares will not be offered for sale, sold sold, or otherwise transferred by the Investor X. Xxxxx Financial except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any other applicable state securities laws.
Appears in 2 contracts
Samples: Fee and Interest Equitization Agreement (B. Riley Financial, Inc.), Fee and Interest Equitization Agreement (Babcock & Wilcox Enterprises, Inc.)
Securities Laws Compliance. The Investor Shares Securities will not be offered for sale, sold or otherwise transferred by the each Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Securities Laws Compliance. The Investor Shares Securities will not be offered for sale, sold or otherwise transferred by the an Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Securities Laws Compliance. The Investor Shares will not be offered for sale, sold or otherwise transferred by the such Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities lawsAct.
Appears in 1 contract
Samples: Backstop Agreement (Energy Future Competitive Holdings Co LLC)
Securities Laws Compliance. The Investor Shares will not be offered for sale, sold or otherwise transferred by the Investor except pursuant to a registration statement or in a transaction exempt from, or not subject to, registration under the Securities Act and any applicable state securities laws.
Appears in 1 contract
Samples: Stock Purchase Agreement (Trinity Place Holdings Inc.)
