Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 30 contracts
Samples: Placement Agent Agreement (Epicept Corp), Placement Agreement (Edap TMS Sa), Placement Agent Agreement (Epicept Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 5 contracts
Samples: Placement Agent Agreement (Novelos Therapeutics, Inc.), Placement Agent Agreement (Aeolus Pharmaceuticals, Inc.), Placement Agent Agreement (Lumera Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 4 contracts
Samples: Placement Agent Agreement (Northwest Biotherapeutics Inc), Placement Agent Agreement (Northwest Biotherapeutics Inc), Placement Agent Agreement (Ardent Mines LTD)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Samples: Placement Agent Agreement (Arrowhead Research Corp), Placement Agent Agreement (Arrowhead Research Corp), Placement Agent Agreement (Arrowhead Research Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 3 contracts
Samples: Placement Agent Agreement (Oxigene Inc), Placement Agent Agreement (Oxigene Inc), Placement Agent Agreement (Oxigene Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. Xxxxxx Empire agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Placement Agent Agreement (Consortium Service Management Group Inc), Placement Agent Agreement (ZBB Energy Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including including, if applicable to the Offering, Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 2 contracts
Samples: Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.), Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Placement Agent Agreement (Global Employment Holdings, Inc.), Placement Agent Agreement (Epicept Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 2 contracts
Samples: Placement Agent Agreement (Edap TMS Sa), Placement Agent Agreement (Edap TMS Sa)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended 1933 (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Rxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall comply in all material respects with applicable United States laws in connection with the Offering.
Appears in 1 contract
Samples: Placement Agent Agreement (Rexahn Pharmaceuticals, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx ThinkEquity agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Advisory Agreement (IIOT-OXYS, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XX Xxxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue skyBlue Sky”) laws. Xxxxxx A.G.P. agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard. Xxxxxx shall be responsible for complying with all laws applicable to it, including being registered as a broker-dealer in each applicable jurisdiction in connection with performing its services under this Agreement.
Appears in 1 contract
Samples: Placement Agent Agreement (Nutracea)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Each Placement Agent agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.. G.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx XxxXxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Placement Agent Agreement (Fuel Performance Solutions, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxx Xxxxxx Financial agrees to cooperate with counsel to the Company in that regard.”
Appears in 1 contract
Samples: Letter Agreement (Mac Filmworks Inc)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Xxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Placement Agent Agreement (Fresh Healthy Vending International, Inc.)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx Dxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Placement Agent Agreement (Elephant Talk Communications Corp)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and under the Securities Act of 1933, as amended (the “Securities Act”), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx The Placement Agent agrees to cooperate with counsel to the Company in that regardregard and to not take any action in consistent with the Securities Act, including the Security Act, or blue sky laws.
Appears in 1 contract
Samples: Placement Agent Agreement (RINO International CORP)
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “Securities Act”), ) and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“blue sky”) laws. Xxxxxx agrees to use reasonable best efforts to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Securities Matters. The Company shall be responsible for any and all compliance with the securities laws applicable to it, including Regulation D and the Securities Act of 1933, as amended (the “"Securities Act”"), and Rule 506 promulgated thereunder, and unless otherwise agreed in writing, all state securities (“"blue sky”") laws. Xxxxxx Xxxxxxxxx agrees to cooperate with counsel to the Company in that regard.
Appears in 1 contract
Samples: Financial Advisory Agreement (Cardio Diagnostics Holdings, Inc.)
