Securities Regulatory Authority Requirement Sample Clauses
The Securities Regulatory Authority Requirement clause establishes that the parties must comply with the rules, regulations, and directives issued by relevant securities regulatory authorities. In practice, this means that any actions, transactions, or disclosures under the agreement must adhere to the standards set by bodies such as the SEC or similar agencies, and parties may need to provide information or take steps as required by these authorities. The core function of this clause is to ensure legal compliance and mitigate the risk of regulatory breaches, thereby protecting both parties from potential penalties or enforcement actions.
Securities Regulatory Authority Requirement. The Company and the Employee acknowledge that this Agreement shall be subject to compliance with any applicable rules, regulations and policies of any stock exchange or exchanges on which any securities of the Company may from time to time be listed and any other securities authority having jurisdiction.
Securities Regulatory Authority Requirement. The Issuer and the Recipient acknowledge that this Agreement shall be subject to compliance with any applicable rules, regulations and policies of any stock exchange or exchanges on which any securities of the Issuer may from time to time be listed and any other securities authority having jurisdiction.