Common use of Security Pricing Fees Clause in Contracts

Security Pricing Fees. ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 +) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)

Security Pricing Fees. ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(10.25 (1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 0.07 (1000 +) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)

Security Pricing Fees. Security Pricing Fees ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(10.25 (1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 +) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $0.07 (1000 +) $0.10 $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)) EXHIBIT E-2 to Mutual Fund Services Agreement Fees and Expenses TRANSFER AGENCY FEE SCHEDULE Effective January 1, 2016 – December 31, 2017 Additional services not contemplated in this schedule will be negotiated on a case-by-case basis.

Security Pricing Fees. ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures Options /Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 +) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $0.07(1000 +) $0.10 $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 support–$75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)

Security Pricing Fees. Security Pricing Fees ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(10.25 (1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 +) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $0.07 (1000 +) $0.10 $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)

Security Pricing Fees. ABS $1.28 Hard-to-Value issues (HTV’s) $3.00 Adjustable Rate Mortgage Backed Securities $0.74 High Yield Corporate $0.87 Agency Prices $0.25 High Yield Securities $0.87 ARMS $0.80 International (Equities, ISMA) $0.57 Canadian Bonds $0.10 International (Bond Evaluations) $1.10 CLOs 5.00 each with a $100 monthly minimum per Security Identifier IO Inverse $2.50 CMOs $0.86 MBS Bonds $0.47 MBS Factors* (Flat Fee) $0.00 MBS Factors (Per Item) (Cum) $0.45 CMO Non-Agency Whole Loan ARMS $1.08 Mortgage TBA’s $0.25 CMO ARMS $1.28 Municipal High Yield Bonds $1.09 Commercial Mortgage Backed Securities $2.17 Munis $0.65 Corps/Govt Bonds/Money Mkt $0.57 Options/Futures (Listed) $0.10 Corps/Gov Bonds/MTN (Wkly Priced) $0.57 Preferred Convertible $1.10 Corporate Floaters $0.50 SBAs $0.65 CMBS $2.00 Specified Pool Pricing $0.25(10.25 (1-1000) Domestic Equities# (Daily Priced) $0.10 $0.07(1000 0.07 (1000+) Domestic Equities (Weekly Priced) $0.10 Swaps (Credit Default) $1.60 DUS Pools $0.50 Swaps (Interest Rate) $0.30 Emerging Market Prices $0.50 Treasury $0.28 Floating Rate MTN $0.51 Variable Rates $1.16 Manual/Advisor Adviser Provided Pricing/Pricing Support - $100 per month – up to 5 per day - $200 per month – above 5 per day - Pricing support - $75.00 per month per fund (Bloomberg, MFQS, CCH, etc,)