Common use of SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY Clause in Contracts

SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY. 31 Section 7.01 Company to Furnish Trustee Names and Addresses of Securityholders 31 Section 7.02 Preservation of Information; Communications to Securityholders. 32 Section 7.03 Reports by Trustee. 33 Section 7.04 Reports by Company 33 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 33 Section 8.01 Company May Consolidate, etc., Only on Certain Terms 33 Section 8.02 Successor Corporation Substituted 34 ARTICLE IX SUPPLEMENTAL INDENTURES 34 Section 9.01 Supplemental Indentures Without Consent of Securityholders 34 Section 9.02 Supplemental Indentures With Consent of Securityholders 35 Section 9.03 Execution of Supplemental Indentures 36 Section 9.04 Effect of Supplemental Indentures 36 Section 9.05 Conformity With Trust Indenture Act 36 Section 9.06 Reference in Securities to Supplemental Indentures 36 ARTICLE X COVENANTS 36 Section 10.01 Payment of Principal, Premium and Interest 36 Section 10.02 Maintenance of Office or Agency 36 Section 10.03 Money or Security Payments to Be Held in Trust 37 Section 10.04 Certificate to Trustee 37 Section 10.05 Corporate Existence 37 ARTICLE XI REDEMPTION OF SECURITIES 37 Section 11.01 Applicability of Article 37 Section 11.02 Election to Redeem; Notice to Trustee 38 Section 11.03 Selection by Trustee of Securities to be Redeemed 38 Section 11.04 Notice of Redemption 38 Section 11.05 Deposit of Redemption Price 39 Section 11.06 Securities Payable on Redemption Date 39 Section 11.07 Securities Redeemed in Part 39 Section 11.08 Provisions with Respect to any Sinking Funds 39 ARTICLE XII REPAYMENT AT OPTION OF HOLDERS 40 Section 12.01 Applicability of Article 40 Section 12.02 Repayment of Securities 40 Section 12.03 Exercise of Option 40 Section 12.04 When Securities Presented for Repayment Become Due and Payable 41 Section 12.05 Securities Repaid in Part 41 THIS INDENTURE, between NeoStem, Inc., a Delaware corporation (hereinafter called the “Company”) having its principal office at 000 Xxxxxxxxx Xxxxxx, Xxxxx 000, Xxx Xxxx, Xxx Xxxx 00000, and, [ ], a [ ] as trustee (hereinafter called the “Trustee”), is made and entered into as of this [ ] day of [ ], 20[ ].

SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY. 31 32 Section 7.01 Company to Furnish Trustee Names and Addresses of Securityholders 31 32 Section 7.02 Preservation of Information; Communications to Securityholders. 32 Section 7.03 Reports by Trustee. 33 Section 7.04 Reports by Company 33 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 33 34 Section 8.01 Company May Consolidate, etc., Only on Certain Terms 33 34 Section 8.02 Successor Corporation Substituted 34 ARTICLE IX SUPPLEMENTAL INDENTURES 34 Section 9.01 Supplemental Indentures Without Consent of Securityholders 34 Section 9.02 Supplemental Indentures With Consent of Securityholders 35 Section 9.03 Execution of Supplemental Indentures 36 Section 9.04 Effect of Supplemental Indentures 36 Section 9.05 Conformity With Trust Indenture Act 36 37 Section 9.06 Reference in Securities to Supplemental Indentures 36 37 ARTICLE X COVENANTS 36 37 Section 10.01 Payment of Principal, Premium and Interest 36 37 Section 10.02 Maintenance of Office or Agency 36 37 Section 10.03 Money or Security Payments to Be Held in Trust 37 Section 10.04 Certificate to Trustee 37 38 Section 10.05 Corporate Existence 37 38 ARTICLE XI REDEMPTION OF SECURITIES 37 38 Section 11.01 Applicability of Article 37 38 Section 11.02 Election to Redeem; Notice to Trustee 38 Section 11.03 Selection by Trustee of Securities to be Redeemed 38 Section 11.04 Notice of Redemption 38 39 Section 11.05 Deposit of Redemption Price 39 Section 11.06 Securities Payable on Redemption Date 39 Section 11.07 Securities Redeemed in Part 39 Section 11.08 Provisions with Respect to any Sinking Funds 39 40 ARTICLE XII REPAYMENT AT OPTION OF HOLDERS 40 41 Section 12.01 Applicability of Article 40 41 Section 12.02 Repayment of Securities 40 41 Section 12.03 Exercise of Option 40 41 Section 12.04 When Securities Presented for Repayment Become Due and Payable 41 Section 12.05 Securities Repaid in Part 41 THIS INDENTURE, between NeoStem, Inc.Axxxx Corporation, a Delaware New York corporation (hereinafter called the “Company”) having its principal office at 000 Xxxxxxxxx Xxxxxx4 Xxx Xxxxxx Xxxxx, Xxxxx 000Xxxx Xxxxxxxxxx, Xxx Xxxx, Xxx Xxxx XX 00000, and, [ ], a [ ] as trustee (hereinafter called the “Trustee”), is made and entered into as of this [ ] day of [ ], 20[ ].. Recitals of the Company The Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of its unsecured debentures, notes, bonds, and other evidences of indebtedness, to be issued in one or more fully registered series. All things necessary to make this Indenture a valid agreement of the Company, in accordance with its terms, have been done. Agreements of the Parties To set forth or to provide for the establishment of the terms and conditions upon which the Securities (as hereinafter defined) are and are to be authenticated, issued, and delivered, and in consideration of the premises thereof, and the purchase of Securities by the Holders (as hereinafter defined) thereof, it is mutually covenanted and agreed as follows, for the equal and proportionate benefit of all Holders from time to time of the Securities or of any series thereof, as the case may be:

SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY. 31 32 Section 7.01 Company to Furnish Trustee Names and Addresses of Securityholders 31 32 Section 7.02 Preservation of Information; Communications to Securityholders. 32 Section 7.03 Reports by Trustee. 33 Section 7.04 Reports by Company 33 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 33 34 Section 8.01 Company May Consolidate, etc., Only on Certain Terms 33 34 Section 8.02 Successor Corporation Substituted 34 ARTICLE IX SUPPLEMENTAL INDENTURES 34 35 Section 9.01 Supplemental Indentures Without Consent of Securityholders 34 35 Section 9.02 Supplemental Indentures With Consent of Securityholders 35 Section 9.03 Execution of Supplemental Indentures 36 Section 9.04 Effect of Supplemental Indentures 36 Section 9.05 Conformity With Trust Indenture Act 36 37 Section 9.06 Reference in Securities to Supplemental Indentures 36 37 ARTICLE X COVENANTS 36 37 Section 10.01 Payment of Principal, Premium and Interest 36 37 Section 10.02 Maintenance of Office or Agency 36 37 Section 10.03 Money or Security Payments to Be Held in Trust 37 Section 10.04 Certificate to Trustee 37 38 Section 10.05 Corporate Existence 37 38 ARTICLE XI REDEMPTION OF SECURITIES 37 38 Section 11.01 Applicability of Article 37 38 Section 11.02 Election to Redeem; Notice to Trustee 38 Section 11.03 Selection by Trustee of Securities to be Redeemed 38 Section 11.04 Notice of Redemption 38 39 Section 11.05 Deposit of Redemption Price 39 Section 11.06 Securities Payable on Redemption Date 39 Section 11.07 Securities Redeemed in Part 39 40 Section 11.08 Provisions with Respect to any Sinking Funds 39 40 ARTICLE XII REPAYMENT AT OPTION OF HOLDERS 40 41 Section 12.01 Applicability of Article 40 41 Section 12.02 Repayment of Securities 40 41 Section 12.03 Exercise of Option 40 41 Section 12.04 When Securities Presented for Repayment Become Due and Payable 41 Section 12.05 Securities Repaid in Part 41 THIS INDENTURE, between NeoStem, Inc.Arotech Corporation, a Delaware corporation (hereinafter called the “Company”) having its principal office at 000 Xxxxxxxxx Xxxxxx, Xxxxx 0000000 Xxx Xxxxxx Xxxxx, Xxx XxxxXxxxx, Xxx Xxxx Xxxxxxxx 00000, and, [ ], a [ ] as trustee (hereinafter called the “Trustee”), is made and entered into as of this [ ] day of [ ], 20[ ].

SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY. 31 Section 7.01 Company to Furnish Trustee Names and Addresses of Securityholders 31 Section 7.02 Preservation of Information; Communications to Securityholders. 32 Section 7.03 Reports by Trustee. 33 Section 7.04 Reports by Company 33 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 33 Section 8.01 Company May Consolidate, etc., Only on Certain Terms 33 Section 8.02 Successor Corporation Substituted 34 ARTICLE IX SUPPLEMENTAL INDENTURES 34 Section 9.01 Supplemental Indentures Without Consent of Securityholders 34 Section 9.02 Supplemental Indentures With Consent of Securityholders 35 Section 9.03 Execution of Supplemental Indentures 36 Section 9.04 Effect of Supplemental Indentures 36 Section 9.05 Conformity With Trust Indenture Act 36 Section 9.06 Reference in Securities to Supplemental Indentures 36 ARTICLE X COVENANTS 36 Section 10.01 Payment of Principal, Premium and Interest 36 Section 10.02 Maintenance of Office or Agency 36 Section 10.03 Money or Security Payments to Be Held in Trust 37 Section 10.04 Certificate to Trustee 37 Section 10.05 Corporate Existence 37 ARTICLE XI REDEMPTION OF SECURITIES 37 Section 11.01 Applicability of Article 37 Section 11.02 Election to Redeem; Notice to Trustee 38 Section 11.03 Selection by Trustee of Securities to be Redeemed 38 Section 11.04 Notice of Redemption 38 Section 11.05 Deposit of Redemption Price 39 Section 11.06 Securities Payable on Redemption Date 39 Section 11.07 Securities Redeemed in Part 39 Section 11.08 Provisions with Respect to any Sinking Funds 39 ARTICLE XII REPAYMENT AT OPTION OF HOLDERS 40 Section 12.01 Applicability of Article 40 Section 12.02 Repayment of Securities 40 Section 12.03 Exercise of Option 40 Section 12.04 When Securities Presented for Repayment Become Due and Payable 41 Section 12.05 Securities Repaid in Part 41 THIS INDENTURE, between NeoStem, Inc., a Delaware corporation (hereinafter called the “Company”) having its principal office at 000 Xxxxxxxxx Xxxxxx, Xxxxx 000, Xxx Xxxx, Xxx Xxxx 00000, and, [ ], a [ ] as trustee (hereinafter called the “Trustee“ Trustee ”), is made and entered into as of this [ ] day of [ ], 20[ ].

SECURITYHOLDERS’ LISTS AND REPORTS BY TRUSTEE AND COMPANY. 31 32 Section 7.01 Company to Furnish Trustee Names and Addresses of Securityholders 31 32 Section 7.02 Preservation of Information; Communications to Securityholders. Securityholders 32 Section 7.03 Reports by Trustee. Trustee 33 Section 7.04 Reports by Company 33 ARTICLE VIII CONSOLIDATION, MERGER, CONVEYANCE OR TRANSFER 33 Section 8.01 Company May Consolidate, etc., Only on Certain Terms 33 Section 8.02 Successor Corporation Substituted 34 ARTICLE IX SUPPLEMENTAL INDENTURES 34 Section 9.01 Supplemental Indentures Without Consent of Securityholders 34 Section 9.02 Supplemental Indentures With Consent of Securityholders 35 Section 9.03 Execution of Supplemental Indentures 36 Section 9.04 Effect of Supplemental Indentures 36 Section 9.05 Conformity With Trust Indenture Act 36 Section 9.06 Reference in Securities to Supplemental Indentures 36 ARTICLE X COVENANTS 36 Section 10.01 Payment of Principal, Premium and Interest 36 Section 10.02 Maintenance of Office or Agency 36 Section 10.03 Money or Security Payments to Be Held in Trust 37 Section 10.04 Certificate to Trustee 37 Section 10.05 Corporate Existence 37 ARTICLE XI REDEMPTION OF SECURITIES 37 Section 11.01 Applicability of Article 37 Section 11.02 Election to Redeem; Notice to Trustee 38 Section 11.03 Selection by Trustee of Securities to be Redeemed 38 Section 11.04 Notice of Redemption 38 Section 11.05 Deposit of Redemption Price 39 Section 11.06 Securities Payable on Redemption Date 39 Section 11.07 Securities Redeemed in Part 39 Section 11.08 Provisions with Respect to any Sinking Funds 39 ARTICLE XII REPAYMENT AT OPTION OF HOLDERS 40 Section 12.01 Applicability of Article 40 Section 12.02 Repayment of Securities 40 Section 12.03 Exercise of Option 40 Section 12.04 When Securities Presented for Repayment Become Due and Payable 41 Section 12.05 Securities Repaid in Part 41 THIS INDENTURE, between NeoStemCenter Bancorp, Inc., a Delaware New Jersey corporation (hereinafter called the “Company”) having its principal office at 000 Xxxxxxxxx 0000 Xxxxxx Xxxxxx, Xxxxx 000Union, Xxx Xxxx, Xxx Xxxx 00000New Jersey 07083, and, [ ], a [ ] as trustee (hereinafter called the “Trustee”), is made and entered into as of this [ ] day of [ ], 20[ ].