Segregation and Application of Client funds. All monies, securities or collateral ("assets") held for the Client by the Broker Member shall be segregated as required by DGCX By-Laws. The Broker Member may not pledge, re-pledge, hypothecate, re-hypothecate or invest, either separately or with the assets of other customers, any assets held by the Broker Member for the accounts of the Client.
Appears in 6 contracts
Samples: Member Client Agreement, Member Client Agreement, Member Client Agreement
Segregation and Application of Client funds. All monies, securities or collateral ("assets") held for the Client by the Broker Member shall be segregated as required by DGCX By-Laws. The Broker Member may not pledge, re-pledgere -pledge, hypothecate, re-hypothecate or invest, either separately or with the assets of other customers, any assets held by the Broker Member for the accounts of the Client.
Appears in 1 contract
Samples: Commodities Trading Agreement
Segregation and Application of Client funds. All monies, securities or collateral col- lateral ("βassets"β) held for the Client by the Broker Member shall be segregated segre- gated as required by DGCX By-Laws. The Broker Member may not pledge, re-pledge, hypothecate, re-hypothecate or invest, either separately or with the assets of other customers, any assets held by the Broker Member for the accounts of the Client.
Appears in 1 contract
Samples: www.emiratesnbdsecurities.com