Common use of Selection of Brokers and Affiliated Transactions Clause in Contracts

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 96 contracts

Samples: Investment Management Agreement (Deutsche DWS Investment Trust), Investment Management Agreement (Deutsche DWS Securities Trust), Investment Management Agreement (Deutsche DWS Market Trust)

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Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the TrustCorporation’s Board of TrusteesDirectors, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust Corporation or be in breach of any obligation owing to the Trust Corporation under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 33 contracts

Samples: Investment Management Agreement (Deutsche DWS Global/International Fund, Inc.), Investment Management Agreement (Deutsche DWS International Fund, Inc.), Investment Management Agreement (Deutsche DWS International Fund, Inc.)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, Trustees the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fundthe Trust. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 12 contracts

Samples: Investment Management Agreement (Profunds), Investment Management Agreement (Cash Management Portfolio), Investment Management Agreement (Cash Management Portfolio)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series each Fund to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ series Prospectus and SAI.

Appears in 4 contracts

Samples: Investment Management Agreement (Deutsche DWS Variable Series Ii), Investment Management Agreement (DWS Equity Trust), Investment Management Agreement (DWS Variable Series Ii)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series each Fund to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Fund’s Prospectus and SAI.

Appears in 4 contracts

Samples: Investment Management Agreement (DWS Target Fund), Investment Management Agreement (DWS Target Fund), Investment Management Agreement (DWS Target Fund)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, Trustees the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 3 contracts

Samples: Investment Management Agreement (Deutsche DWS Investments Vit Funds), Investment Management Agreement (Deutsche DWS Investments Vit Funds), Investment Management Agreement (DWS Investments Vit Funds)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fundthe Trust. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 3 contracts

Samples: Investment Management Agreement (DWS Cash Investment Trust), Investment Management Agreement (DWS U.S. Treasury Money Fund), Investment Management Agreement (DWS Tax Free Money Fund)

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Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s 's Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series' Prospectus and SAI.

Appears in 2 contracts

Samples: Investment Management Agreement (DWS Value Equity Trust), Investment Management Agreement (DWS Portfolio Trust)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a the Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ Prospectus and SAI.

Appears in 1 contract

Samples: Investment Management and Unitary Fee Agreement (DWS Value Equity Trust)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series’ series Prospectus and SAI.

Appears in 1 contract

Samples: Investment Management Agreement (DWS Advisor Funds)

Selection of Brokers and Affiliated Transactions. (a) Subject to the policies established by, and any direction from the Trust’s 's Board of Trustees, the Adviser will be responsible for selecting the brokers or dealers that will execute the purchases and sales for a the Fund. Subject to the foregoing, it is understood that the Adviser will not be deemed to have acted unlawfully, or to have breached a fiduciary duty to the Trust or be in breach of any obligation owing to the Trust under this Agreement, or otherwise, solely by reason of its having directed a securities transaction on behalf of a series to a broker-dealer in compliance with the provisions of Section 28(e) of the Securities Exchange Act of 1934 or as otherwise permitted from time to time by a series' Prospectus and SAI.

Appears in 1 contract

Samples: Investment Management and Unitary Fee Agreement (DWS Value Equity Trust)

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