Self-Certification and Self-Reports Sample Clauses

Self-Certification and Self-Reports. 195. Xcel states that the Uniform Compliance Program should explain the steps Registered Entities are to use to self-certify compliance pursuant to section 3.2 or self- report non-compliance pursuant to section 3.5 before the program takes effect. 196. We find that sections 3.2 and 3.5 provide sufficiently detailed discussions on procedures for self-certification and self-reporting and that the further explanation sought by Xcel is unnecessary.