Selling Agreements. Distributor is authorized, as agent on behalf of each Fund, to enter into agreements with other broker-dealers providing for the solicitation of unconditional orders for purchases of Fund's Shares authorized for issuance and registered under SA-33. All such agreements shall be either in the form of agreement attached hereto or in such other form as may be approved by the officers of the Fund ("Selling Agreement"). All solicitations made by other broker-dealers pursuant to a Selling Agreement shall be subject to the same terms of this Agreement which apply to solicitations made by Distributor.
Appears in 15 contracts
Samples: Underwriting Agreement (Stein Roe Institutional Trust), Underwriting Agreement (Stein Roe Institutional Trust), Underwriting Agreement (Stein Roe Trust)
Selling Agreements. Distributor is authorized, authorized as agent on behalf of each Fund, Fund to enter into agreements with other broker-dealers dealers, banks, and other financial intermediaries providing for the solicitation of unconditional orders for purchases of the Fund's Shares authorized for issuance and registered under SA-33the 1933 Act. All such agreements shall be either in the form of agreement attached hereto or in such other form as may be approved by the officers of the Fund HGI ("Selling Agreement"). All solicitations made by other broker-dealers pursuant to a Selling Agreement shall be subject to the same terms of this Agreement which apply to solicitations made by Distributor.
Appears in 2 contracts
Samples: Distribution Agreement (Heartland Group Inc), Distribution Agreement (Heartland Group Inc)
Selling Agreements. Distributor is authorized, as agent on behalf of each Fund, to enter into agreements with other broker-dealers providing for the solicitation of unconditional orders for purchases of Fund's Shares authorized for issuance and registered under SA-33. All such agreements shall be either in the form of agreement attached hereto or in such other form as may be approved by the officers of the Fund ("Selling Agreement"). All solicitations made by other broker-dealers pursuant to a Selling Agreement shall be subject to the same terms of this Agreement which apply to solicitations made by Distributor.
Appears in 1 contract