Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 242 contracts
Samples: Investment Management Agreement (BlackRock Private Investments Fund), Investment Management Agreement (BlackRock Health Sciences Term Trust), Investment Management Agreement (BlackRock Energy & Resources Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 162 contracts
Samples: Investment Advisory Agreement (Investment Managers Series Trust), Investment Advisory Agreement (Palmer Square Funds Trust), Investment Advisory Agreement (Investment Managers Series Trust III)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 47 contracts
Samples: Ultra Series Fund (Ultra Series Fund), Madison Funds (Madison Funds), Investment Advisory Agreement (Guggenheim Active Allocation Fund)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 8 contracts
Samples: Investment Advisory Agreement (Advent/Claymore Global Convertible Securities & Income Fund), Investment Management Agreement (Blackrock New York Municipal Income Trust), Investment Management Agreement (Blackrock Florida Municipal Income Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm firm, corporation or corporationinvestment company, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 6 contracts
Samples: Investment Advisory Agreement (Investment Managers Series Trust), Investment Advisory Agreement (Chartwell Funds), Investment Advisory Agreement (Investment Managers Series Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake undertake, and will cause its employees to undertake, no activities which, in its judgment, will adversely affect the performance of its the Advisor’s obligations under this Agreement.
Appears in 6 contracts
Samples: Investment Management Agreement (BlackRock Capital Investment Corp), Investment Management Agreement (BlackRock Capital Investment Corp), Investment Management Agreement (BlackRock Capital Investment Corp)
Services Not Exclusive. Nothing in this Agreement shall prevent ---------------------- the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 5 contracts
Samples: Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust), Investment Management Agreement (Blackrock Strategic Municipal Trust), Investment Management Agreement (Blackrock New Jersey Strategic Municipal Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no not undertake, and will cause its employees not to undertake, activities which, in its reasonable judgment, will adversely affect the performance of its the Adviser’s obligations under this Agreement.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Investcorp Credit Management BDC, Inc.), Investment Advisory Agreement (CM Finance Inc), Investment Advisory and Management Agreement (Harvest Capital Credit Corp)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, whether or not the investment objectives or policies of any such other person, firm, or corporation are similar to those of the Company, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Nuveen Churchill Private Credit Fund), Investment Advisory Agreement (Nuveen Churchill Private Credit Fund), Investment Advisory Agreement (Nuveen Churchill Direct Lending Corp.)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement. 6.
Appears in 4 contracts
Samples: Investment Management Agreement (Blackrock Series, Inc.), Investment Management Agreement (BlackRock Resources & Commodities Strategy Trust), Investment Management Agreement (BlackRock Enhanced Equity Dividend Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 4 contracts
Samples: Investment Advisory Agreement (North Square Evanston Multi-Alpha Fund), Interim and New Investment Advisory Agreement (Investment Managers Series Trust II), Investment Advisory Agreement (Investment Managers Series Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Investment Adviser or any member, manager, officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Investment Adviser or any of its members, manager, officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Investment Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Advantage Advisers Multi - Sector Fund I), Investment Advisory Agreement (Advantage Advisers Multi - Sector Fund I), Investment Advisory Agreement (Advantage Advisers Multi - Sector Fund I)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no not undertake, and will cause its employees not to undertake, activities which, in its judgment, will adversely affect the performance of its the Advisor’s obligations under this Agreement.
Appears in 4 contracts
Samples: Interim Investment Management Agreement (THL Credit, Inc.), Investment Management Agreement (THL Credit, Inc.), Investment Advisory Agreement (Pharos Capital BDC, Inc.)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, whether or not the investment objectives or policies of any such other person, firm, or corporation are similar to those of the Fund, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Axxes Opportunistic Credit Fund), Investment Advisory Agreement (Nuveen Churchill Private Capital Income Fund), Investment Advisory Agreement (Nuveen Churchill Private Capital Income Fund)
Services Not Exclusive. (a) Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Octagon XAI CLO Income Fund), Investment Advisory Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Investment Advisory Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake undertake, and will cause its employees to undertake, no activities which, in its judgment, will adversely affect the performance of its the Advisor's obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Management Agreement (BlackRock Kelso Capital CORP), Investment Management Agreement (BlackRock Kelso Capital CORP), Investment Management Agreement (BlackRock Kelso Capital CORP)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Investment Manager or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Investment Manager or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Investment Manager will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Management Agreement (Horizons ETF Trust), Investment Management Agreement (Mirae Asset Discovery Funds), Investment Management Agreement (Mirae Asset Discovery Funds)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, whether or not the investment objectives or policies of any such other person, firm, or corporation are similar to those of the Fund, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Axxes Private Markets Fund), Investment Advisory Agreement (Axxes Private Markets Fund), Investment Advisory Agreement (Axxes Private Markets Fund)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor advi sor for any other person, firm or corporation, or from engaging in any other lawful activityactiv ity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance per formance of its obligations under this Agreement.
Appears in 3 contracts
Samples: Investment Management Agreement (Blackrock California Municipal Income Trust), Investment Management Agreement (Blackrock Florida Municipal Income Trust), Investment Management Agreement (Blackrock New York Municipal Income Trust Ii)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no not undertake, and will cause its employees not to undertake, activities which, in its judgment, will adversely affect the performance of its the Adviser’s obligations under this Agreement.
Appears in 2 contracts
Samples: Investment Management Agreement (Medley Capital Corp), Investment Management Agreement (Medley Capital BDC LLC)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Investment Manager or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Investment Manager or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 2 contracts
Samples: Investment Management Agreement (Advent/Claymore Global Convertible Securities & Income Fund), Investment Management Agreement (Advent Claymore Global Convertible Opport Income Fd)
Services Not Exclusive. Nothing in this Agreement shall prevent the ---------------------- Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 2 contracts
Samples: Investment Management Agreement (Blackrock Muniyield Michigan Quality Fund, Inc.), Master Institutional Money Market (Master Institutional Money Market LLC)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Investment Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Investment Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Investment Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Advisory Agreement (Madison Claymore Covered Call Fund)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be maybe acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement (Blackrock Enhanced Capital & Income Fund, Inc)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities securities’ for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement (Managed Account Series II)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm fim1 or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Advisory Agreement (Investment Managers Series Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Investment Manager or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Investment Manager or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Investment Manager will not undertake no any activities which, in its judgment, which will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement (Madison Claymore Covered Call Fund)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Manager or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Manager or any of its officers, employees or agents from buying, selling or trading any securities for its own or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Manager will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: All Series (Ultra Series Fund)
Services Not Exclusive. Nothing in this Agreement shall prevent ---------------------- the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.. 5
Appears in 1 contract
Samples: Investment Management Agreement (Blackrock Pennsylvania Strategic Municipal Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not nut in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement (Blackrock Muniyield New Jersey Fund, Inc.)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment invest ment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgmentjudg ment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Management Agreement (Blackrock Strategic Bond Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor adviser for any other person, firm or corporationcoloration, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor Adviser will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Services Not Exclusive. Nothing contained in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof affiliated person of the Advisor from acting as investment advisor or investment manager for any other person, firm firm, corporation or corporation, or from engaging in any other lawful activity, and shall not account nor in any way limit bind or restrict the Advisor or any of its officers, employees or agents such affiliated person from buying, selling or trading any securities or commodities for its or their own accounts or for the accounts account of others for whom it or they may be acting; provided. Nothing in this Agreement shall limit or restrict the right of any director, however, that officer or employee of the Advisor will undertake no activities which, to engage in its judgment, will adversely affect any other business or to devote his or her time and attention in part to the performance management or other aspects of its obligations under this Agreementany other business whether of a similar or dissimilar nature.
Appears in 1 contract
Samples: Investment Advisory Agreement (SteelPath MLP Funds Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will materially and adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Advisory Agreement (Investment Managers Series Trust)
Services Not Exclusive. Nothing in this Agreement shall prevent the Advisor Adviser or any officer, employee or other affiliate thereof from acting as investment advisor for any other person, firm or corporation, whether or not the investment objectives or policies of any such other person, firm, or corporation are similar to those of the Fund, or from engaging in any other lawful activity, and shall not in any way limit or restrict the Advisor Adviser or any of its officers, employees or agents from buying, selling or trading any securities for its or their own accounts or for the accounts of others for whom it or they may be acting; provided, however, that the Advisor will undertake no activities which, in its judgment, will adversely affect the performance of its obligations under this Agreement.
Appears in 1 contract