Services Not Provided. This engagement does not include and specifically excludes the following services:
Services Not Provided. Except as set forth on Section 3.29 of the Company Disclosure Schedule, neither The Company nor any Subsidiary of the Company provides investment management, investment advisory or sub-advisory services to any Person (including management and advice provided to separate accounts and participation in wrap fee programs) and is not required to register with the SEC as an investment adviser under the Investment Advisers Act of 1940, as amended. Neither the Company nor any Subsidiary of the Company is a broker-dealer required to be registered under the Exchange Act with the SEC. Neither the Company nor any Subsidiary of the Company conducts insurance operations that require a license from any national, state or local governmental authority or regulatory authority under any applicable Law. Neither the Company nor any Subsidiary of the Company has trust powers or provides fiduciary services.
Services Not Provided. Neither The Parent nor any Subsidiary of the Parent provides investment management, investment advisory or sub-advisory services to any Person (including management and advice provided to separate accounts and participation in wrap fee programs) and is not required to register with the SEC as an investment adviser under the Investment Advisers Act of 1940, as amended. Neither the Parent nor any Subsidiary of The Parent is a broker-dealer required to be registered under the Exchange Act with the SEC. Neither The Parent nor any Subsidiary of The Parent conducts insurance operations that require a license from any national, state or local governmental authority or regulatory authority under any applicable Law. Neither The Parent nor any Subsidiary of The Parent has trust powers or provides fiduciary services.
Services Not Provided. Any provision of this Lease to the contrary notwithstanding, Tenant shall be responsible at Tenant’s sole cost and expense to obtain janitorial service to the Premises sufficient to keep the same in first class condition during the Term of this Lease. The cost of such janitorial services shall not be included by Landlord in the Operating Expenses.
Services Not Provided. We do not offer legal, tax or accounting services. It is your responsibility to obtain such advice if necessary.
Services Not Provided. (a) The Company and the Consultant agree that the Consultant shall not provide any of the following services to the Company during the Term of this Agreement: 1. No services involving the raising of capital by the Company; 2. No services involving the promotion of the Company's publicly trading stock; 3. No investor relations services.
Services Not Provided. 1. The Services shall not include construction or maintenance of trails on the Town-Owned Properties or any Town-owned trail easements/licenses unless agreed to by the parties as provided in Section 4(B)(4) below.
Services Not Provided. Contractors are responsible for ensuring that the following services are not provided by victim service workers: Counselling – Victim service workers do not provide counselling or refer to themselves as counsellors unless they are registered counsellors Crime scene clean-up Victim Service Workers do not provide assistance in drafting forms relating to family court, including affidavits; or assist in civil/family trial preparation; and do not serve legal documents or conduct legal advocacy at civil/family court Legal advice Mental health services Victim transportation without appropriate vehicle insurance
Services Not Provided. For greater clarity, the parties have agreed that Boston Financial shall not provide the following services as part of this Exhibit. . Preparing or providing Plan documents to Plan Sponsors; . Amending Plan documents; . Answering Participant initiated inquires via telephone or in a call center environment; . Responding to Plan Sponsor, Participant or Advisor correspondence; . Performing non-discrimination testing or compliance related services; . Preparing Form 5500s; . Mailing annual notices to Plan Sponsors or Participants; and . Billing Plan Sponsors for Plan related costs or expenses . Arranging for the Plan custodial or trustee services EXHIBIT D to SCHEDULE I SUB-TRANSFER AGENCY SERVICES AS-OF PROCEDURES As a provider of record keeping services to Pioneer for the Funds, Boston Financial follows the Securities and Exchange Commission guidelines in its transaction processing. Boston Financial shall make every effort to ensure that the Funds' transactions receive the price of the Business Day the items are received at Boston Financial if the items are received in good order, prior to 4:00 PM ET (or 12:00 P.M. ET, for Funds priced at that time). Transactions received by Boston Financial in good order after 4:00 PM ET (or 12:00 P.M. ET, for Funds priced at that time) will receive the next Business Day's price. In the event that transactions in the Funds are held and not processed the same Business Day received, Boston Financial shall estimate, whenever possible, all such transactions to the Fund accounting group of Pioneer Investment Management, Inc., a transfer agent affiliate (the "Fund Accountants"). In the event that a transaction in a Fund is not estimated, Boston Financial shall follow the procedures set forth below for monitoring and tracking such as-of transactions. On a daily basis Boston Financial shall:
Services Not Provided. Neither the Company nor any of its Subsidiaries provides investment management, investment advisory or sub-advisory services to any Person (including management and advice provided to separate accounts and participation in wrap fee programs) or is required to register with the SEC as an investment adviser under the Investment Advisers Act of 1940, as amended. Neither the Company nor any of its Subsidiaries is a broker-dealer required to be registered under the Exchange Act with the SEC, and neither the Company nor any of its Subsidiaries conducts insurance operations that require a license from any national, state or local governmental authority or regulatory authority under any applicable Law. Neither the Company nor its Subsidiaries have trust powers, and none of the Company nor its Subsidiaries provide fiduciary services.
