Services Provided by HASI Sample Clauses
The 'Services Provided by HASI' clause defines the specific duties and responsibilities that HASI is obligated to perform under the agreement. This typically includes a detailed list or description of the services, such as consulting, project management, or technical support, and may outline the standards or timelines for delivery. By clearly specifying what HASI will provide, this clause ensures both parties have a mutual understanding of expectations, reducing the risk of disputes over service scope or performance.
Services Provided by HASI. (a) HASI will provide the following services subject to the direction and supervision of the Fund’s Board, and in compliance with the objectives, policies and limitations set forth in the Fund’s currently effective Registration Statement, Articles of Incorporation and By-Laws; applicable laws and regulations; and all resolutions and policies implemented by the Board, and further subject to HASI’s policies and procedures as in effect from time to time:
(i) Fund Accounting Services, as described on Exhibit A to this Agreement.
(ii) Tax Services, as described on Exhibit B to this Agreement
(b) HASI will also:
(i) provide office facilities with respect to the provision of the services contemplated herein (which may be in the offices of HASI or a corporate affiliate of HASI);
(ii) provide or otherwise obtain personnel sufficient, in HASI’s sole discretion, for provision of the services contemplated herein;
(iii) furnish equipment and other materials, which HASI, in its sole discretion, believes are necessary or desirable for provision of the services contemplated herein; and
(iv) keep records relating to the services provided hereunder in such form and manner as set forth on (or required by policies described in) Exhibit C and as HASI, in its sole discretion, may otherwise deem appropriate or advisable, all in accordance with the 1940 Act. To the extent required by Section 31 of the 1940 Act and the rules thereunder, HASI agrees that all such records prepared or maintained by HASI relating to the services provided hereunder are the property of the Fund and will be preserved for the periods prescribed under Rule 31a-2 under the 1940 Act, maintained at the Fund’s expense, and made available to the SEC staff for inspection in accordance with such Section and rules. Subject to the provisions of Section 9 hereof, HASI further agrees to surrender promptly to the Fund upon its request those records and documents created and maintained by HASI pursuant to this Agreement.
Services Provided by HASI. (a) HASI will provide the following Services subject to the direction and supervision of the Trust’s Board, and in compliance with the objectives, policies and limitations set forth in the Trust’s currently effective Registration Statement, Declaration of Trust and By-Laws, applicable laws and regulations, and all resolutions and policies implemented by the Board, and further subject to HASI’s policies and procedures as in effect from time to time:
(i) Fund Accounting Services, as described on Exhibit B to this Agreement. Huntington Asset Services, Inc. BRC Investment Management, LLC- 3
(ii) Fund Administration Services, as described on Exhibit C to this Agreement.
(iii) Transfer Agency Services, as described on Exhibit D to this Agreement.
(b) HASI shall keep records relating to the services to be performed hereunder in the form and manner, and for such period, as it may deem advisable and is agreeable to the Trust, but not inconsistent with the rules and regulations of appropriate government authorities, in particular, Section 31 of the 1940 Act and the rules thereunder. HASI agrees that all such records prepared or maintained by HASI relating to the services to be performed by HASI hereunder are the property of the Trust and will be preserved, maintained, and made available in accordance with such applicable sections and rules of the 1940 Act and will be promptly surrendered to the Trust or its designee on and in accordance with its request.
Services Provided by HASI. (a) HASI will provide the following Services subject to the direction and supervision of the Trust’s Board, and in compliance with the objectives, policies and limitations set forth in the Trust’s currently effective Registration Statement, Declaration of Trust and By-Laws, applicable laws and regulations, and all resolutions and policies implemented by the Board:
(i) Fund Accounting Services, as described on Exhibit B to this Agreement.
(ii) Fund Administration Services, as described on Exhibit C to this Agreement.
(iii) Transfer Agency Services, as described on Exhibit D to this Agreement.
(b) HASI shall keep records relating to the services to be performed hereunder in the form and manner, and for such period, as it may deem advisable and is agreeable to the Trust, but not inconsistent with the rules and regulations of appropriate government authorities, in particular, Section 31 of the 1940 Act and the rules thereunder. HASI agrees that all such records prepared or maintained by HASI relating to the services to be performed by HASI hereunder are the property of the Trust and will be preserved, maintained, and made available in accordance with such applicable sections and rules of the 1940 Act and will be promptly surrendered to the Trust or its designee on and in accordance with its request.
Services Provided by HASI. (a) HASI will provide the following services subject to the direction and supervision of each Fund’s Board, and in compliance with the objectives, policies and limitations set forth in each Fund’s currently effective Registration Statement, Articles of Incorporation and By-Laws; applicable laws and regulations; and all resolutions and policies implemented by each Board, and further subject to HASI’s policies and procedures as in effect from time to time:
(i) Fund Accounting Services, as described on Exhibit B to this Agreement.
(ii) Transfer Agency Services, as described on Exhibit C to this Agreement. In connection with such services, HASI is hereby granted such power and authority as may be necessary to establish one or more bank accounts for each Fund with each Fund’s custodian bank or banks as approved by the Board and as may be necessary or appropriate from time to time in connection with the services performed by HASI. Each Fund shall be deemed to be the customer of such bank or banks for purposes of this Agreement. To the extent that the performance of such service hereunder shall require HASI to disburse amounts from such accounts in payment of dividends, redemption proceeds or for other purposes, each Fund shall provide such bank or banks with all instructions and authorizations necessary, if any, for HASI to effect such disbursements. Each Fund shall cause any predecessor banks to provide HASI with such records as may be helpful or necessary in connection with the services provided by HASI under this Agreement.
(iii) HASI AML Program Services, as described on Exhibit D to this Agreement. HASI formulates, maintains and uniformly administers policies and procedures (as amended from time to time, the “HASI AML Program”) that are reasonably designed to ensure compliance with the USA PATRIOT Act of 2002, the Bank Secrecy Act of 1970, the Customer Identification Program rules jointly adopted by the SEC and U.S. Treasury Department, and other applicable regulations adopted thereunder (collectively, the “Applicable AML Laws”). HASI has provided the Funds with a copy of the HASI AML Program documents, and will provide the Funds with all amendments thereto. Each Fund hereby delegates to HASI its obligation to identify and verify its customers and its obligations to perform those anti-money laundering and other services set forth in Exhibit D to this Agreement, in each case with regard to those shareholder accounts maintained by HASI pursuant to this Agreem...
Services Provided by HASI. (a) HASI will provide the following Services subject to the direction and supervision of the Trust’s Board, and in compliance with the objectives, policies and limitations set forth in the Trust’s currently effective Registration Statement, Declaration of Trust and By-Laws, applicable laws and regulations, and all resolutions and policies implemented by the Board:
(i) Fund Accounting Services, as described on Exhibit B to this Agreement. Huntington Asset Services, Inc. Capitol Series Trust- 3
(ii) Fund Administration Services, as described on Exhibit C to this Agreement.
(iii) Transfer Agency Services, as described on Exhibit D to this Agreement.
(b) HASI shall keep records relating to the services to be performed hereunder in the form and manner, and for such period, as it may deem advisable and is agreeable to the Trust, but not inconsistent with the rules and regulations of appropriate government authorities, in particular, Section 31 of the 1940 Act and the rules thereunder. HASI agrees that all such records prepared or maintained by HASI relating to the services to be performed by HASI hereunder are the property of the Trust and will be preserved, maintained, and made available in accordance with such applicable sections and rules of the 1940 Act and will be promptly surrendered to the Trust or its designee on and in accordance with its request.