SERVICES RELATED TO Sample Clauses

SERVICES RELATED TO. ADMINISTRATIVE SERVICES ----------------------------------------------- I. Regulatory Compliance A. Compliance - Federal Investment Company Act of 1940 1. Review, report and renew a. investment advisory contracts b. fidelity bond c. underwriting contracts (additional liability for separate classes) d. distribution (12b-1) plans for separate classes e administration contracts f. accounting contracts g. custody administration contracts h. transfer agent and shareholder services contracts 2. Filings a. Semi-Annual Reports on Form N-SAR b. Post-Effective Amendments on Form N-1A; Definitive Prospectuses and Statements of Additional Information; and Supplements ("stickers") c. 24f-2 Notice (indefinite registration of shares) d. Rule 17g-1 (fidelity bond) e. Rule 30b2-1 (shareholder reports) 3. Annual up-dates of biographical information and questionnaires for Directors/Trustees and Officers II. Corporate Business and Shareholder/Public Information A. Directors/Trustees/Management 1. Preparation of board meetings a. provide agendas with all compliance items including special reports on 12b-1 and expenditures for separate classes b. arrange and conduct meetings c. prepare minutes d. keep attendance records e. maintain corporate records/minute book ================================================================================ B. Coordinate Proposals 1. Printers 2. Auditors 3. Literature fulfillment