Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Day (or such earlier day as is agreed to by the parties) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 12 contracts
Samples: Sales Agreement (PIMCO Dynamic Income Opportunities Fund), Sales Agreement (Pimco Municipal Income Fund Ii), Sales Agreement (PIMCO Dynamic Income Fund)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Designated Agent, after deduction for (i) Xxxxx’x the Designated Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 9 contracts
Samples: CorMedix Inc., Aileron Therapeutics Inc, Acasti Pharma Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such received by the Agent for the Placement Shares were soldShares, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 8 contracts
Samples: Sales Agreement (Creative Realities, Inc.), Alterity Therapeutics LTD, Orion Energy Systems, Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization Governmental Authority in respect of such sales.
Appears in 7 contracts
Samples: MAIA Biotechnology, Inc., PetVivo Holdings, Inc., Red Cat Holdings, Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by Xxxxx-Xxxxxx, after deduction for (i) Xxxxx’x Xxxxx-Xxxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 6 contracts
Samples: Sales Agreement (Microvision, Inc.), Microvision, Inc., CPS Technologies Corp/De/
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price received by BRFBR at which such Placement Shares were sold, after deduction for (i) Xxxxx’x BRFBR’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, hereof and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 5 contracts
Samples: Novavax Inc, Novavax Inc, Novavax Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Day (or such earlier day other time frame as is agreed to by the partiesparties and in accordance with applicable law) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 4 contracts
Samples: Sales Agreement (Pimco Corporate & Income Strategy Fund), Sales Agreement (Pimco Income Strategy Fund), Sales Agreement (Pimco Corporate & Income Opportunity Fund)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Designated Agent, after deduction for (i) Xxxxx’x commission, discount or other compensation the Designated Agent’s Compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 4 contracts
Samples: Horizon Technology Finance Corp, Horizon Technology Finance Corp, Horizon Technology Finance Corp
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Distribution Agent, after deduction for (i) Xxxxx’x the Distribution Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Penns Woods Bancorp Inc), Aemetis, Inc, Sales Agreement (LIGHTBRIDGE Corp)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second third (2nd3rd) Business Day (or such earlier day as is agreed to by the parties) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, hereof and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 3 contracts
Samples: Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (AGIC Convertible & Income Fund II), Sales Agreement (AGIC Convertible & Income Fund)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd2rd) Business Day (or such earlier day as is agreed to by the parties) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 3 contracts
Samples: Sales Agreement (Pimco Income Strategy Fund), Sales Agreement (PIMCO Income Strategy Fund II), Sales Agreement (PIMCO Income Opportunity Fund)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price received by the Agent at which such Placement Shares were sold, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, hereof and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 3 contracts
Samples: Novavax Inc, Novavax Inc, Novavax Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Designated Distribution Agent, after deduction for (i) Xxxxx’x the Designated Distribution Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 2 contracts
Samples: Equity Distribution Agreement, Aemetis, Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate gross sales price at which such Placement Shares were soldreceived by Xxxxx-Xxxxxx, after deduction for of (i) Xxxxx’x Xxxxx-Xxxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 2 contracts
Samples: Common Stock (Icad Inc), Airgain Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second third (2nd3rd) Business Day (or such earlier day as is agreed to by the parties) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 2 contracts
Samples: Management Agreement (PIMCO Dynamic Income Fund), Sales Agreement (Pimco Corporate & Income Opportunity Fund)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “"Settlement Date”"). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “"Net Proceeds”") will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent's commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 2 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (ALKALINE WATER Co INC)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares issued and sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization Governmental Authority in respect of such sales.
Appears in 1 contract
Samples: BK Technologies Corp
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by X. Xxxxx FBR, after deduction for (i) Xxxxx’x X. Xxxxx FBR’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Geron Corp
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such salesGovernmental Authority.
Appears in 1 contract
Samples: Bionano Genomics, Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by Xxxxxxxxxx, after deduction for (i) Xxxxx’x Xxxxxxxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any clearing firm, execution broker, or governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Galectin Therapeutics Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the parties) industry practice for regular-way trading following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such received by the Agent for the Placement Shares were soldShares, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Tiziana Life Sciences LTD
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.”
Appears in 1 contract
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesthen industry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by BRFBR, after deduction for of (i) Xxxxx’x BRFBR’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any reasonable and documented transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Correvio Pharma Corp.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice or required for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof2, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Cassava Sciences Inc
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by Agent, after deduction for (i) Xxxxx’x Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Acasti Pharma Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second first (2nd1st) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such received by the Agent for the Placement Shares were soldShares, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: OptimumBank Holdings, Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by X. Xxxxx, after deduction for (i) X. Xxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by Cxxxx-Xxxxxx, after deduction for (i) Xxxxx’x Cxxxx-Xxxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by B. Xxxxx, after deduction for (i) B. Xxxxx’x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Geron Corp
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Agent, after deduction for (i) Xxxxx’x the Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such salessales or execution charges of a clearing firm or floor charges or delivery expenses incurred.
Appears in 1 contract
Samples: Tiziana Life Sciences PLC
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “"Settlement Date”"). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “"Net Proceeds”") will be equal to the aggregate sales price at which such Placement Shares were soldreceived by Xxxxx-Xxxxxx, after deduction for (i) Xxxxx’x Xxxxx-Xxxxxx'x commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Microvision, Inc.
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price received by the Designated Agent at which such Placement Shares were sold, after deduction for (i) Xxxxx’x the Designated Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, hereof and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by the Distribution Agent, after deduction for of (i) Xxxxx’x the Distribution Agent’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, hereof and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: CNB Financial Corp/Pa
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Day (or such earlier day as is agreed to by the parties) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were sold, after deduction for (i) Xxxxx’x commission, discount or other compensation for such sales payable by the Fund pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: Sales Agreement (Rivernorth Opportunities Fund, Inc.)
Settlement of Placement Shares. Unless otherwise specified in the applicable Placement Notice, settlement for sales of Placement Shares will occur on the second (2nd) Business Trading Day (or such earlier day as is agreed to by the partiesindustry practice for regular-way trading) following the date on which such sales are made (each, a “Settlement Date”). The amount of proceeds to be delivered to the Fund Company on a Settlement Date against the receipt of the Placement Shares sold (the “Net Proceeds”) will be equal to the aggregate sales price at which such Placement Shares were soldreceived by B. Xxxxx FBR, after deduction for (i) Xxxxx’x B. Xxxxx FBR’s commission, discount or other compensation for such sales payable by the Fund Company pursuant to Section 2 hereof, and (ii) any transaction fees properly imposed by any governmental or self-regulatory organization in respect of such sales.
Appears in 1 contract
Samples: CorMedix Inc.